Schedules

Schedule 3EVIDENCE GATHERING, NOTIFICATIONS, PUBLICATION AND DATA

Power to publish3

1

The Regulator may publish—

a

information related to fitness to practise in respect of every—

i

associate, or

ii

associate of a particular class,

if it considers it to be in the public interest to do so;

b

the findings of any assessment under paragraph 7(1)(a) in respect of an approval under article 4 and any warning the Regulator may give in consequence of the findings;

c

a removal under article 9(2);

d

an assessment under article 7;

e

the reasons for the determination of an appeal under this Order if it considers it to be in the public interest to do so;

f

information relating to former registrants which was previously published under paragraph 4;

g

guidance about the exercise of functions under this Order.

2

For the purposes of sub-paragraph (1)(a), the Regulator need not consider whether it is in the public interest to publish the information in question in respect of each individual associate to whom it relates.