The Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) Regulations 2025

This section has no associated Explanatory Memorandum

17.—(1) Section 208 (decision notice) is amended as follows.

(2) In subsection (1)—

(a)in paragraph (a), for “205” substitute “205(1)”;

(b)in paragraph (b), for “206” substitute “206(1)”.

(3) After subsection (1) insert—

(1A) If the FCA decides—

(a)to publish a statement in respect of a person under section 205(2),

(b)to impose a penalty on a person under section 206(1A), or

(c)to impose a prohibition or restriction on a person under section 206B,

it must without delay give the person a decision notice..

(4) In subsection (3A)(1), after “suspension”, in both places, insert “, prohibition”.

(5) In subsection (4)—

(a)in paragraph (a), for “205” substitute “205(1)”;

(b)in paragraph (b), for “206” substitute “206(1)”.

(6) After subsection (4) insert—

(5) If the FCA decides to—

(a)publish a statement in respect of a person under section 205(2),

(b)impose a penalty on a person under section 206(1A), or

(c)impose a prohibition or restriction on a person under section 206B,

the person may refer the matter to the Tribunal..

(1)

Subsection (3A) was inserted by paragraph 19 of Schedule 2 to the Financial Services Act 2010.