Regulation 2
1. The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(1) is amended as follows—
(a)in article 3(1)—
(i)in the definition of “EU Securitisation Regulation 2017”(2) for “retained EU” substitute “assimilated”;
(ii)in the definition of “markets in financial instruments regulation”(3) for “retained EU” substitute “assimilated”;
(b)in article 35A(2)(4) for “retained EU” substitute “assimilated”.
2. The Schedule to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001(5) is amended as follows—
(a)in paragraph 9(6)(d)(6) for “retained direct EU” substitute “assimilated direct”;
(b)in paragraph 9ZB(6)(7), in paragraph (c) of the definition of “the disclosure obligations” for “retained direct EU” substitute “assimilated direct”;
(c)in paragraph 9A(2)(b)(8) for “retained direct EU” substitute “assimilated direct”;
(d)in paragraph 9J(1)(9) for “retained direct EU” substitute “assimilated direct”;
(e)in paragraph 31A(1)(10) for “retained direct EU” substitute “assimilated direct”;
(f)in paragraph 37(11) for “retained direct EU” substitute “assimilated direct”;
(g)in paragraph 39(1)(12) for “retained direct EU” substitute “assimilated direct”;
(h)in paragraph 40(1)(b)(13) for “retained direct EU” substitute “assimilated direct”.
3. The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001(14) are amended as follows—
(a)in regulation 2—
(i)in paragraph (b) of the definition of “capital requirements directive information”(15) for “retained EU” substitute “assimilated”;
(ii)in paragraph (b)(i) of the definition of “market in financial instruments information”(16) for “retained EU” substitute “assimilated”;
(iii)omit the definition of “retained EU law restrictions”(17);
(iv)in paragraph (b) of the definition of “specified confidential EU law information”(18) for “retained EU” substitute “assimilated”;
(v)at the appropriate place insert—
““assimilated law restrictions” means the restrictions imposed on the disclosure of confidential information by the relevant provisions, and (excluding those specified at paragraphs (h) and (j) of that definition) as they had effect immediately before IP completion day, and as modified as follows—
requirements imposed on a Member State or an EU entity are to be read as if they are requirements imposed on the United Kingdom or, where relevant, a primary recipient;
a restriction on the disclosure of confidential information to a person in a third country applies to any disclosure of confidential information to any person in a country or territory outside the United Kingdom;
a requirement to seek the consent of an EU entity only applies where an equivalent requirement applies in relation to an equivalent entity in a third country; and
for the purposes of sub-paragraph (b) a reference to a person in a third country, which is a third country regulatory authority, is to be read as including an ESA and the ESRB;”;
(b)in regulation 3(3)(19) for “retained EU” substitute “assimilated”;
(c)in regulation 5(5)(20) for “retained EU” substitute “assimilated”;
(d)in regulation 9(2B)(b)(ii)(21) for “retained EU” substitute “assimilated”;
(e)in the heading to Part IV(22) for “RETAINED EU” substitute “ASSIMILATED”;
(f)in the heading to Schedule 1(23) for “RETAINED EU” substitute “ASSIMILATED”;
(g)in the heading to Schedule 2(24) for “RETAINED EU” substitute “ASSIMILATED”.
4. The Financial Services and Markets Act 2000 (Gibraltar) Order 2001(25) is amended as follows—
(a)in article 2(5D)(c)(ii) for “retained direct EU” substitute “assimilated direct”;
(b)in article 2(8)(a), (b)(i)(bb) and (i)(i) for “retained direct EU” substitute “assimilated direct”;
(c)in article 4(3A)(e) for “retained direct EU” substitute “assimilated direct”;
(d)in article 4(3B)(e)(ii) for “retained direct EU” substitute “assimilated direct”;
(e)in article 4(3D)(a)(i), in the substituted sub-paragraph (ii) for “retained direct EU” substitute “assimilated direct”;
(f)in article 5(3)(b)(iii), in paragraph (b) of the substituted definition of “implementing provision” for “retained direct EU” substitute “assimilated direct”.
5. In regulation 2(1A) of the Credit Institutions (Reorganisation and Winding up) Regulations 2004(26) for “retained EU” substitute “assimilated”.
6. In regulation 1(4) of the Regulated Covered Bonds Regulations 2008(27) for “retained EU” substitute “assimilated”.
7. The Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009(28) is amended as follows—
(a)in regulation 1(2), in the definition of “the Rome I Regulation”(29) for “retained direct EU” substitute “assimilated direct”;
(b)in regulation 3(30) for “retained direct EU” substitute “assimilated direct”.
8. In article 1(6) of the Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009(31) for “retained EU” substitute “assimilated”.
9. The Alternative Investment Fund Managers Regulations 2013(32) are amended as follows—
(a)in regulation 2(1), in paragraph (c) of the definition of “implementing provision”(33) for “retained EU” substitute “assimilated”;
(b)in regulation 2(2)(b)(34) for “retained EU” substitute “assimilated”;
(c)in regulation 33(35) for “retained EU” substitute “assimilated”;
(d)in regulation 57(4)(a)(36) for “retained EU” substitute “assimilated”;
(e)in regulation 59(2)(d)(37) for “retained EU” substitute “assimilated”;
(f)in regulation 65(38) for “retained EU” substitute “assimilated”.
10. The Financial Services and Markets Act 2000 (Qualifying Provisions) Order 2013(39) is amended as follows—
(a)in article 1(40) for “retained direct EU” substitute “assimilated direct” in the following paragraphs—
(i)(4)(a);
(ii)(5)(a);
(iii)(5A)(a);
(iv)(6)(a);
(v)(7)(a);
(b)in article 5(7)(a)(41) for “retained direct EU” substitute “assimilated direct”.
11. The Capital Requirements Regulations 2013(42) are amended as follows—
(a)in regulation 2(1), in the definition of “Specified EU Regulations under the Capital Requirements Regulation”(43) for “retained EU” substitute “assimilated”;
(b)in regulation 2(3)(44) for “retained EU” substitute “assimilated”.
12. In Article 1(4)(a)(i) and (b)(i) of the Financial Services and Markets Act 2000 (Qualifying Provisions) (No. 2) Order 2013(45) for “retained direct EU” substitute “assimilated direct”.
13. In regulation 1(3) of the Capital Requirements (Country-by-Country Reporting) Regulations 2013(46) for “retained EU” substitute “assimilated”.
14. The Central Securities Depositories Regulations 2014(47) are amended as follows—
(a)in regulation 5N(1)(48) for “retained EU” substitute “assimilated”;
(b)in regulation 5O(2)(a)(ii)(49) for “retained direct EU” substitute “assimilated direct”.
15. The Bank Recovery and Resolution (No. 2) Order 2014(50) is amended as follows—
(a)in article 2(4)(51) for “retained EU” substitute “assimilated”;
(b)in article 123(6)(f)(52) for “retained EU” substitute “assimilated”;
(c)in article 126(8)(a)(vi)(53) for “retained EU” substitute “assimilated”.
16. The Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) Regulations 2014(54) is amended as follows—
(a)in regulation 2(55)—
(i)omit the definition of “retained EU law restrictions”;
(ii)at the appropriate place insert—
““assimilated law restrictions” has the meaning given in regulation 2 of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001;”;
(b)in regulation 3(3)(56) for “retained EU” substitute “assimilated”;
(c)in regulation 5(4)(57) for “retained EU” substitute “assimilated”.
17. In regulation 2(2A) of the Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014(58) for “retained EU” substitute “assimilated”.
18. In the definition of “the Capital Requirements Regulation” in article 2(2) of the Banking Act 2009 (Banking Group Companies) Order 2014(59) for “retained EU” substitute “assimilated”.
19. In article 5(1) of the Banking Act 2009 (Restriction of Special Bail-in Provision, etc.) Order 2014(60) for “retained EU” substitute “assimilated”.
20. The Solvency 2 Regulations 2015(61) are amended as follows—
(a)in regulation 39(8)(a) for “retained EU” substitute “assimilated”;
(b)in regulation 43(5)(b) for “retained EU” substitute “assimilated”.
21. Regulation 2 of the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016(62) is amended as follows—
(a)in the definition of “the market abuse regulation” for “retained EU” substitute “assimilated”;
(b)in the definition of “supplementary market abuse enactment” for “retained direct EU” substitute “assimilated direct”.
22. The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017(63) is amended as follows—
(a)in regulation 1(3)(b)(i) and (ii)(64) for “retained EU” substitute “assimilated”;
(b)in regulation 2A(65) for “retained EU” substitute “assimilated;
(c)in regulation 38(1)(c)(66) for “retained EU” substitute “assimilated”;
(d)in paragraph 2 of Schedule 1(67)—
(i)in the heading for “Retained EU” substitute “Assimilated”;
(ii)in paragraph (1)(a) for “a retained EU” substitute “an assimilated”;
(iii)in paragraph (2) for “retained EU” substitute “assimilated”.
23. The Payment Services Regulations 2017(68) are amended as follows—
(a)in regulation 107(69), in the heading and in paragraph (c), for “retained direct EU” substitute “assimilated direct”;
(b)in paragraph 13(g) of Schedule 6(70) for “retained EU” substitute “assimilated”.
24. In regulation 7(2)(a) and (5)(b) of the Central Securities Depositories Regulations 2017(71) for “retained EU” substitute “assimilated”.
25. In regulation 6(1)(a)(ia) of the Packaged Retail and Insurance-based Investment Products Regulations 2017(72) for “retained direct EU” substitute “assimilated direct”.
26. The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018(73) are mended as follows—
(a)in regulation 2(1), in the definition of “the EU Benchmarks Regulation 2016”(74) for “retained EU” substitute “assimilated”;
(b)in regulation 3(75)—
(i)in the heading for “Retained direct EU” substitute “Assimilated direct”;
(ii)in the text of the regulation for “retained direct EU” substitute “assimilated direct”;
(c)in regulation 8(2), (3) and (5)(76) for the words “a retained EU” substitute “an assimilated”.
27. In the definition of “the EMIR Regulation” in regulation 1(4) of the Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018(77) for “retained EU” substitute “assimilated”.
28. In regulation 3 of the Securitisation Regulations 2018(78) for “retained direct EU” substitute “assimilated direct”.
29. In the definition of “EMIR regulation” in regulation 1(2) of the Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019(79) for “retained EU” substitute “assimilated”.
30. The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019(80) are amended as follows—
(a)in regulation 1(81)—
(i)in paragraphs (4)(b) and (d) for “retained EU” substitute “assimilated”;
(ii)in paragraph (5) for “retained EU law on IP completion day” substitute “assimilated law”;
(b)in regulation 4(2)(c) for “retained EU” substitute “assimilated”;
(c)in regulation 6(2)(b)(i) for “retained EU” substitute “assimilated”.
31. The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019(82) are amended as follows—
(a)in regulation 199(2), in paragraph (b) of the definition of “enactment” for “retained direct EU” substitute “assimilated direct”;
(b)in regulation 202(2)(a)(i)(bb) and (c)(i)(cc) for “retained EU” substitute “assimilated”.
32. The Prospectus (Amendment etc.) (EU Exit) Regulations 2019(83) are amended as follows—
(a)in regulation 74(2) for “retained EU” substitute “assimilated”;
(b)in regulation 75(2) for “retained EU” substitute “assimilated”.
33. The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020(84) are amended as follows—
(a)in regulation 2(4) for “retained EU law on or after IP completion day” substitute “assimilated law”;
(b)in regulation 8(1)(b) and (2)(a) for “retained EU” substitute “assimilated”;
(c)in Table 1 in Schedule 1, in the heading of column 1 for “Retained EU law Regulation” substitute “Assimilated direct legislation”;
(d)in Table 2 in Schedule 4, in the heading of column 2 for “retained EU” substitute “assimilated”;
(e)in Table 3 in Schedule 4, in the heading of column 2 for “retained EU” substitute “assimilated”.
34. The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020(85) are amended as follows—
(a)in regulation 29, in the definition of “SFT Regulation” for “retained EU” substitute “assimilated”;
(b)in regulation 36 in the definition of “Securitisation Regulation” for “retained EU” substitute “assimilated”.
35. In paragraph (c) of the definition of “enactment” in the table in regulation 6 of the Payment and Electronic Money Institution Insolvency Regulations 2021(86) for “retained direct EU” substitute “assimilated direct”.
36. Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies(87) is amended as follows—
(a)in Article 4(6)(b)(88) for “retained EU” substitute “assimilated”;
(b)in Article 5, in paragraph (1)(b) and paragraph (7)(89) for “retained EU” substitute “assimilated”.
37. Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision(90) is amended as follows—
(a)in Article 7 for “retained EU” substitute “assimilated”;
(b)in Article 8(1) for “retained EU” substitute “assimilated”.
38. In Article 6(2A) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC(91) for “retained EU” substitute “assimilated”.
39. Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012(92) is amended as follows—
(a)in Article 47(2)(93) for “retained EU” substitute “assimilated”;
(b)in Article 48A(9), in paragraph (a) of the definition of “enactment”(94) for “retained direct EU” substitute “assimilated direct”;
(c)in paragraph 7(2) of Schedule 3(95) for “retained EU” substitute “assimilated”.
40. In Article 3(3A) of Regulation (EU) 2015/751 of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-based payment transactions(96) for “retained EU” substitute “assimilated”.
41. In paragraph (g) of the definition of “financial counterparty” in Article 3(3) of Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012(97) for “retained EU” substitute “assimilated”.
42. In Article 9(2)(a) of the Commission Delegated Regulation (EU) 2016/860 of 4 February 2016 specifying further the circumstances where exclusion from the application of write-down or conversion powers is necessary under Article 44(3) of Directive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms(98) for “retained EU” substitute “assimilated”.
43. In Article 2(2)(c) of Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014(99) for “retained EU” substitute “assimilated”.
44. In Article 5(1A)(c) of Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions(100) for “retained EU” substitute “assimilated”.
45. Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds(101) is amended as follows—
(a)in Article 5(8)(b) for “retained direct EU” substitute “assimilated direct”;
(b)in Article 7(6)(b) for “retained direct EU” substitute “assimilated direct”.
46. In Article 1(b), in the definition of “equivalent third country market” of the Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004(102) for “retained EU” substitute “assimilated”.
The definition of “EU Securitisation Regulation 2017” was inserted by S.I. 2018/1288 and amended by S.I. 2020/1385.
The definition of “markets in financial instruments regulation” was inserted by S.I. 2017/488 and amended by S.I. 2020/1385.
Article 35A was inserted by S.I. 2013/504 and paragraph (2) was inserted by S.I. 2019/632 and amended by S.I. 2020/1385.
S.I. 2001/995; these regulations were originally called the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001 but were renamed by S.I. 2017/1064.
Paragraph 9(6) was inserted by S.I. 2017/701 and paragraph (d) was substituted by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph 9ZB was inserted by S.I. 2017/701, paragraph (c) of the definition was substituted by S.I. 2019/662.
Paragraph 9A was inserted by S.I. 2006/3386, sub-paragraph (2) was substituted by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph 9J was inserted by S.I. 2017/1064 and was amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph 31A was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph 37 was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph 39 was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph 40 was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.
This definition was inserted by S.I. 2020/1406.
This definition was substituted by S.I. 2019/681, which was itself amended by S.I. 2020/1385 before it came into force.
This definition was inserted by S.I. 2019/681, which was itself amended by S.I. 2020/1385 before it came into force.
This definition was inserted by S.I. 2019/681, which was itself amended by S.I. 2020/1301 before it came into force.
Regulation 3(3) was amended by S.I. 2019/681.
Regulation 5(5) was amended by S.I. 2019/681.
Paragraph (2B) was inserted by S.I. 2013/1773 and amended by paragraph 278(2) of Schedule 19 to the Data Protection Act 2018 (c. 12) and by S.I. 2019/419 and S.I. 2019/681, which was itself amended by S.I. 2020/1301 before it came into force.
The heading to Part IV was amended by S.I. 2019/681.
The heading to Schedule 1 was amended by S.I. 2019/681.
The heading to Schedule 2 was amended by S.I. 2019/681.
S.I. 2001/3084; paragraph (5D) of article 2 and paragraphs (3A) to (3D) of article 4 and article 5 were inserted by, and paragraph (8) of article 2 was substituted by, S.I. 2019/589, which was itself amended by S.I. 2020/1301 before it came into force. See S.I. 2023/1018 for the most recent extension of the relevant transitional arrangements.
S.I. 2004/1045; paragraph (1A) was inserted by S.I. 2019/38, which was itself amended by S.I. 2020/1385 before it came into force.
S.I. 2008/346; paragraph (4) was inserted by S.I. 2018/1401, which was itself amended by S.I. 2020/1385 before it came into force.
This definition was amended by S.I. 2019/834, which was itself amended by S.I. 2020/1574 before it came into force.
Regulation 3 was amended by S.I. 2019/834, which was itself amended by S.I. 2020/1574 before it came into force.
S.I. 2009/322; paragraph (6) was inserted by S.I. 2018/1394 and amended by S.I. 2020/1385.
This definition was amended by S.I. 2019/328, which was itself amended by S.I. 2020/1301 before it came into force.
Regulation 2(2) was amended by S.I. 2019/328.
Regulation 33 was amended by S.I. 2019/328.
Regulation 57(4) was amended by S.I. 2019/328.
Regulation 59(2) was amended by S.I. 2019/328.
Regulation 65 was amended by S.I. 2019/328.
S.I. 2013/419; this order was originally called the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 but was renamed by S.I. 2019/632.
Paragraphs (4), (5), (6) and (7) were inserted by S.I. 2019/632, paragraph (5A) was inserted and paragraph (5) was amended by S.I. 2022/1252.
Paragraph (7) was inserted by S.I. 2019/632.
This definition was inserted by S.I. 2018/1401.
Paragraph (3) was inserted by S.I. 2018/1401 and amended by S.I. 2020/1385.
S.I. 2013/3116; this Order was originally called the Financial Services and Markets Act 2000 (Qualifying EU Provisions) (No. 2) Order 2013 but was renamed by S.I. 2019/632. Article 1(4) was inserted by S.I. 2019/632.
S.I. 2013/3118; regulation 1(3) was inserted by S.I. 2018/1401 and amended by paragraph 51 of Schedule 1 to the Financial Services Act 2021 (c. 22) and by S.I. 2020/1385.
Regulation 5N was inserted by S.I. 2017/1064 and amended by S.I. 2018/1320.
Regulation 5O was inserted by S.I. 2019/679, which was itself amended by S.I. 2020/1301 before it came into force.
Paragraph (4) was inserted by S.I. 2018/1394, which was itself amended by S.I. 2020/1385 before it came into force.
Paragraph (6)(f) was inserted by S.I. 2018/1394, which was itself amended by S.I. 2020/1350 before it came into force.
Paragraph (8)(a)(vi) was inserted by S.I. 2018/1394, which was itself amended by S.I. 2020/1350 before it came into force.
The definition of “retained EU law restrictions” was inserted by S.I. 2019/681.
Regulation 3(3) was amended by S.I. 2019/681.
Regulation 5(4) was amended by S.I. 2019/681.
S.I. 2014/894; regulation 2(2A) was inserted by regulation 6 of S.I. 2018/1401 and amended by S.I. 2020/1385.
S.I. 2014/1831; the definition of “the Capital Requirements Regulation” was amended by S.I. 2018/1394, which was itself amended by S.I. 2020/1385 before it came into force.
S.I. 2014/3350; article 5(1) was amended by S.I. 2018/1394, which was itself amended by S.I. 2020/1385 before it came into force.
S.I. 2015/575; regulations 39 and 43 were amended by S.I. 2019/407.
S.I. 2016/680; the definition of “the market abuse regulation” was amended by S.I. 2019/310 and S.I. 2020/1385, and the definition of “supplementary market abuse enactment” was inserted by S.I. 2019/310, which was itself amended by S.I. 2020/1385 before it came into force.
Regulation 1(3)(b) was amended by S.I. 2018/1403, which was itself amended by S.I. 2019/710 and S.I. 2020/1301 before it came into force.
Regulation 2A was inserted by S.I. 2018/1403, which was itself amended by S.I. 2020/1385 before it came into force.
Regulation 38 was amended by S.I. 2018/1403.
Paragraph 2 of Schedule 1 was amended by S.I. 2018/1403.
Regulation 107 was amended by S.I. 2017/1173 and S.I. 2018/1201.
Paragraph 13(g) was amended by S.I. 2019/681.
S.I. 2017/1064; regulation 7 was amended by S.I. 2018/1320.
S.I. 2017/1127; paragraph 6(1)(a)(ia) was inserted by S.I. 2019/403.
This definition was amended by S.I. 2020/1385.
Regulation 3 was amended by S.I. 2019/710.
Regulation 8 was amended by S.I. 2019/710.
S.I. 2018/1184; the definition of “the EMIR Regulation” was amended by S.I. 2020/646 and S.I. 2020/1385.
S.I. 2018/1288; regulation 3 was amended by S.I. 2019/660, which was itself amended by S.I. 2020/1301 before it came into force.
S.I. 2019/335; the definition of “EMIR regulation” was amended by S.I. 2020/646 and S.I. 2020/1385.
Paragraph (4)(b) was amended by S.I. 2020/1055 and paragraph (5) was substituted by S.I. 2020/628.
S.I. 2019/1234; regulations 74 and 75 were amended by S.I. 2020/1301.
S.I. 2021/716; the definition of “enactment” was amended by S.I. 2023/1399.
EUR 2009/1060.
Paragraph (6) was substituted by S.I. 2019/266, which was itself amended by S.I. 2020/1055 before it came into force.
Paragraph (1)(b) was substituted and (7) was amended by S.I. 2019/266, which was itself amended by S.I. 2020/1055 before it came into force.
EUR 2013/231; Articles 7 and 8 were amended by S.I. 2019/328.
EUR 2014/596; Article 6(2A) was inserted by S.I. 2019/310.
EUR 2014/600.
Article 47(2) was amended by S.I. 2018/1403, which was itself amended by S.I. 2020/1385 before it came into force and by paragraph 6 of Schedule 10 to the Financial Services Act 2021 (c. 22).
Article 48A was inserted by paragraph 7 of Schedule 10 to the Financial Services Act 2021 (c. 22).
Schedule 3 was inserted by S.I. 2018/1403.
EUR 2015/751; Article 3(3A) was inserted by S.I. 2019/284.
EUR 2015/2365; the definition of “financial counterparty” was amended by S.I. 2019/542, which was itself amended by S.I. 2020/646 and S.I. 2020/1385 before it came into force.
EUR 2016/860; paragraph (2)(a) was inserted by S.I. 2018/1394.
EUR 2016/1011; Article 2(2)(c) was amended by S.I. 2019/657, which was itself amended by S.I. 2020/646 and S.I. 2020/1385 before it came into force.
EUR 2017/567; paragraph (1A) was inserted by S.I. 2018/1403, which was itself amended by S.I. 2020/1301 before it came into force.
EUR 2017/1131; Articles 5(8) and 7(6) were inserted by S.I. 2019/394, which was itself amended by S.I. 2020/1301 before it came into force.
EUR 2019/980; paragraph (b) was substituted by S.I. 2019/1234, which was itself amended by S.I. 2020/1301 before it came into force.