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There are currently no known outstanding effects for the The National Health Service (Performers Lists) (Wales) Regulations 2004, Section 11.
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11.—(1) Where a Local Health Board is considering whether to remove a performer from its performers list under regulation 10(3) and (4)(c) (an unsuitability case), it shall —
(a)consider any information relating to the performer which it has received in accordance with any provision of regulation 9;
(b)consider any information held by the Assembly as to any record about past or current investigations or proceedings involving or related to that performer which information it shall supply if the Local Health Board so requests; and
(c)in reaching its decision, take into consideration the matters set out in paragraph (2).
(2) The matters referred to in paragraph (1) are —
(a)the nature of any offence, investigation or incident;
(b)the length of time since any such incident occurred, any such offence was committed, and since any criminal conviction or investigation;
(c)whether there are other offences, incidents or investigations to be considered;
(d)any action taken or penalty imposed by any licensing or regulatory body, the police or the courts as a result of any such offence, incident or investigation;
(e)the relevance of any offence, incident or investigation to the performance by the performer of any relevant primary service and any likely risk to any patients or to public finances;
(f)whether any offence was a sexual offence [F1for the purposes of Part 2 of the Sexual Offences Act 2003, or if it had been committed in England and Wales, would have been such an offence];
(g)whether the performer has been refused admittance to, conditionally included in, removed, contingently removed or is currently suspended from any list or any equivalent list, and if so, the facts relating to the matter which led to such action and the reasons given by the Local Health Board or equivalent body for such action; and
(h)whether the performer is, has in the preceding six months been, or was at the time of the originating events, a director of a body corporate, which was refused admission to, conditionally included in, removed or contingently removed from any list or equivalent list or is currently suspended from any such list, and if so, what the facts were in each such case and the reasons given by the Local Health Board or equivalent body in each case for such action.
(3) Where a Local Health Board is considering removal of a performer from its performers list under regulation 10(3) and (4)(b) it shall consider —
(a)any information relating to the performer which it has received in accordance with any provision of regulation 9;
(b)any information held by the Assembly as to any record about past or current investigations or proceedings involving or related to that performer which information it shall supply if the Local Health Board so requests; and
(c)the matters set out in paragraph (4).
(4) The matters referred to in paragraph (3)(c) are —
(a)the nature of any incidents of fraud;
(b)the length of time since the last incident of fraud occurred, and since any investigation into that incident was concluded;
(c)whether there are any other incidents of fraud, or other criminal offences to be considered;
(d)any action taken by any licensing, regulatory or other body, the police or the courts as a result of any such offence, investigation or incident;
(e)the relevance of any investigation into an incident of fraud to the performance by the performer of any relevant primary service and the likely risk to patients or to public finances;
(f)whether the performer has been refused admittance to, conditionally included in, removed, or contingently removed or is currently suspended from, any list or any equivalent list, and, if so, the facts relating to the matter which led to such action and the reasons given by the Local Health Board or equivalent body for such action; and
(g)whether the performer is, has in the preceding six months been, or was at the time of the originating events, a director of a body corporate, which was refused admission to, conditionally included in, or removed or contingently any list or equivalent list, or is currently suspended from any such list, and if so, what the facts were in each such case and the reasons given by the Local Health Board or equivalent body in each case.
(5) Where a Local Health Board is considering removal of a performer from its performers list under regulation 10(3) and (4)(a) (“an efficiency case”), it shall —
(a)consider any information relating to the performer which it has received in accordance with any provision of regulation 9;
(b)consider any information held by the Assembly as to any record about past or current investigations or proceedings involving or related to that performer which information it shall supply if the Local Health Board so requests; and
(c)in reaching its decision, take into account the matters referred to in paragraph (6).
(6) The matters referred to in paragraph (5)(c) are —
(a)the nature of any incident which was prejudicial to the efficiency of the services, which the performer performed;
(b)the length of time since the last incident occurred and since any investigation into it was concluded;
(c)any action taken by any licensing, regulatory or other body, the police or the courts as a result of any such incident;
(d)the nature of the incident and whether there is a likely risk to patients;
(e)whether the performer has ever failed to comply with a request to undertake an assessment by the NCAA [F2on or before 31 March 2005 [F3, by the NPSA after 31st March 2005 and on or before 31st March 2012, by NICE after 31st March 2012 and on or before 31st March 2013, or by the NHSLA thereafter]];
(f)whether the performer has previously failed to supply information, make a declaration or comply with an undertaking required on inclusion in a list ;
(g)whether the performer has been refused admittance to, conditionally included in, removed or contingently removed or is currently suspended from any list or any equivalent list, and if so, the facts relating to the matter which led to such action and the reasons given by the Local Health Board or the equivalent body for such action; and
(h)whether the performer is, has in the preceding six months been, or was at the time of the originating events, a director of a body corporate, which was refused admission to, conditionally included in, removed or contingently removed from, any list or equivalent list, or is currently suspended from any such list, and if so, what the facts were in each such case and the reasons given by the Local Health Board or equivalent body in each case for such action.
(7) In making any decision under regulation 10, the Local Health Board shall take into account the overall effect of any relevant incidents and offences relating to the performer of which it is aware, whichever condition it relies on.
(8) When making a decision on any condition in regulation 10(4), the Local Health Board shall state in its decision on which condition it relies.
Textual Amendments
F1Words in reg. 11(2)(f) substituted (1.3.2006) by The National Health Service (Primary Medical Services) (Miscellaneous Amendments) (Wales) Regulations 2006 (S.I. 2006/358), regs. 1(1), 19(a)
F2Words in reg. 11(6)(e) inserted (1.3.2006) by The National Health Service (Primary Medical Services) (Miscellaneous Amendments) (Wales) Regulations 2006 (S.I. 2006/358), regs. 1(1), 19(b)
F3Words in reg. 11(6)(e) substituted (1.4.2013) by The National Treatment Agency (Abolition) and the Health and Social Care Act 2012 (Consequential, Transitional and Saving Provisions) Order 2013 (S.I. 2013/235), art. 1(2), Sch. 2 para. 65(4)
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