- Latest available (Revised) - English
- Latest available (Revised) - Welsh
- Original (As made) - English
- Original (As made) - Welsh
This is the original version (as it was originally made).
Regulation 5
Provision creating offence | General nature of the offence | Amount of penalty |
---|---|---|
Regulation 7(3) and (5) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the statement of purpose | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 11(3) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the financial sustainability of the service | An amount corresponding to level 4 on the standard scale |
Regulation 12(1) and (2) of the 2017 Regulations | Contravention of, or failure to comply with, requirements to have in place specified policies and procedures | An amount corresponding to level 4 on the standard scale |
Regulation 19(1), (2) and (3) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information about the service | An amount corresponding to two times level 4 on the standard scale |
Regulation 20(1) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement | An amount corresponding to level 4 on the standard scale |
Regulation 35(1) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the fitness of staff | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 38(1) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information for staff | An amount corresponding to two times level 4 on the standard scale |
Regulation 59(1), (2) and (3) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to records | An amount corresponding to two times level 4 on the standard scale |
Regulation 60(1), (2) and (4) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to notifications | An amount corresponding to two times level 4 on the standard scale |
Regulation 67(1) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 74(1) and (2) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources | An amount corresponding to two times level 4 on the standard scale |
Regulation 75(1) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider | An amount corresponding to two times level 4 on the standard scale |
Regulation 80(4) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review | An amount corresponding to two times level 4 on the standard scale |
Regulation 81(1) of the 2017 Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support | An amount corresponding to two times level 4 on the standard scale |
Regulation 84(1) and (3) of the 2017 Regulations | Contravention of, or failure to comply with requirements in relation to the responsible individual’s duty to make notifications to the service regulator | An amount corresponding to two times level 4 on the standard scale |
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Original (As Enacted or Made) - English: The original English language version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.
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