Regulations 16 and 17
SCHEDULE 1E+WCollection and reporting of information
PART 1E+WInterpretation
1. In this Schedule—E+W
(a)“first reporting period” means—
(i)the period starting on the date on which these Regulations come into force and ending on 31 December 2023, or
(ii)where regulation 17(2)(b) applies, the period of twelve months starting on 1 January 2023 and ending on 31 December 2023;
(b)“reporting period”, other than the first reporting period, means a period of six months starting on 1 January or 1 July;
(c)“relevant period” means the data collection period for information required for the purposes of regulation 16, and the reporting period for the purposes of regulation 17;
(d)references to the weight of packaging in kilograms or tonnes are references to the actual, measured weight of that packaging in kilograms to the nearest kilogram, or in tonnes to the nearest tonne.
Commencement Information
I1Sch. 1 para. 1 in force at 17.7.2023, see reg. 1(2)
PART 2E+WGeneral Information
2. The name, address and telephone number of the registered office of the producer or, if not a company, the head office or principal place of business of the producer.E+W
Commencement Information
I2Sch. 1 para. 2 in force at 17.7.2023, see reg. 1(2)
3. The business name of the producer if different from that referred to in paragraph 2.E+W
Commencement Information
I3Sch. 1 para. 3 in force at 17.7.2023, see reg. 1(2)
4. The name and contact details for the individual at the producer who is responsible for dealing with enquiries from NRW.E+W
Commencement Information
I4Sch. 1 para. 4 in force at 17.7.2023, see reg. 1(2)
5. The address for service of notices on the producer if different from that referred to in paragraph 2.E+W
Commencement Information
I5Sch. 1 para. 5 in force at 17.7.2023, see reg. 1(2)
6. Where the producer is a partnership, the names of all the partners.E+W
Commencement Information
I6Sch. 1 para. 6 in force at 17.7.2023, see reg. 1(2)
7. Each class of producer to which the producer belongs.E+W
Commencement Information
I7Sch. 1 para. 7 in force at 17.7.2023, see reg. 1(2)
8. If they belong to more than one class of producer, which of those classes constitutes their main activity as a producer.E+W
Commencement Information
I8Sch. 1 para. 8 in force at 17.7.2023, see reg. 1(2)
9. Where the producer is a brand owner—E+W
(a)details of all names, trademarks and other distinctive marks which appear on packaging for which the brand owner is responsible;
(b)whether the brand owner also produces packaging on which no name, trade mark or other distinctive mark appears.
Commencement Information
I9Sch. 1 para. 9 in force at 17.7.2023, see reg. 1(2)
PART 3E+WInformation required from brand owners, [F1packers/fillers,] importers [F2or first UK owners], distributors and service providers
Textual Amendments
F1Word in Sch. 1 Pt. 3 heading inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(a)(i) (with reg. 3)
F2Words in Sch. 1 Pt. 3 heading inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(a)(ii) (with reg. 3)
10.—(1) This Part applies to producers who are—E+W
(a)brand owners F3...
[F4(aa)packers/fillers,]
(b)importers [F5or first UK owners],
(c)distributors, or
(d)service providers.
[F6(1A) A producer required by regulation 17 (data reporting obligations) to report information in this Part—
(a)must only report that information in relation to packaging for which that person is a producer of a class listed in sub-paragraph (1);
(b)must not report any information in relation to any packaging in relation to which the producer only performs the function of a seller or an on-line marketplace operator.]
(2) A small producer must keep records of the information in paragraphs 11 and 13(1)(a), (b) and (d) as required by regulation 16(2)(a) or (3)(a).
(3) A large producer (“LP”) must—
(a)keep records of the information set out in paragraphs 11 to 16 for the data collection period as required by regulation 16(2)(b) or (3)(b), and
(b)as required by regulation 17(1), report on [F7the information set out in paragraphs 11 to 13, 15, 16 and 22] in relation to the first reporting period and subsequent reporting periods.
Textual Amendments
F3Words in Sch. 1 para. 10(1)(a) omitted (1.4.2024) by virtue of The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(b)(i)(aa) (with reg. 3)
F4Sch. 1 para. 10(1)(aa) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(b)(i)(bb) (with reg. 3)
F5Words in Sch. 1 para. 10(1)(b) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(b)(i)(cc) (with reg. 3)
F6Sch. 1 para. 10(1A) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(b)(ii) (with reg. 3)
F7Words in Sch. 1 para. 10(3)(b) substituted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(b)(iii) (with reg. 3)
Commencement Information
I10Sch. 1 para. 10 in force at 17.7.2023, see reg. 1(2)
11. The weight in kilograms of packaging in each packaging category the producer has supplied during the relevant period.E+W
Commencement Information
I11Sch. 1 para. 11 in force at 17.7.2023, see reg. 1(2)
12. The weight in kilograms of household packaging in each packaging category the producer has supplied during the relevant period.E+W
Commencement Information
I12Sch. 1 para. 12 in force at 17.7.2023, see reg. 1(2)
13.—(1) A breakdown for the packaging supplied in each packaging category during the relevant period, specifying—E+W
(a)whether the packaging is primary packaging, shipment packaging, secondary packaging, or tertiary packaging (its “packaging type”);
(b)the weight in kilograms of packaging supplied in each packaging type;
(c)the weight in kilograms of household packaging supplied which is primary packaging or shipment packaging;
(d)the weight in kilograms of packaging, and the number of units of packaging, in each packaging category which consist of drinks containers.
F8(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F9(3) Sub-paragraph (1) does not apply in relation to packaging which an importer or first UK owner is treated as supplying within the meaning of regulation 10(2);]
Textual Amendments
F8Sch. 1 para. 13(2) omitted (1.4.2024) by virtue of The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(c)(i) (with reg. 3)
F9Sch. 1 para. 13(3) substituted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(c)(ii) (with reg. 3)
Commencement Information
I13Sch. 1 para. 13 in force at 17.7.2023, see reg. 1(2)
14. Producers who are distributors must also, for each large producer subject to obligations under regulation 1515(4)(b) or (3)(b) to whom the producer has supplied unfilled household packaging and other unfilled packaging during the relevant period, keep records of—E+W
(a)the identity of the producer,
(b)the number of units of such packaging supplied, and
(c)the weight of unfilled packaging and of unfilled household packaging supplied to that producer.
Commencement Information
I14Sch. 1 para. 14 in force at 17.7.2023, see reg. 1(2)
15.—(1) Where the producer has instituted a system of reusable packaging, a description of that system, including the following information—E+W
(a)the weight in kilograms of all packaging supplied during the relevant period that is reusable or refillable;
(b)the weight in kilograms of the packaging referred to in paragraph (a) which is primary packaging.
(2) The information provided under sub-paragraph (1) must be given for each packaging category supplied by the producer in the relevant period.
(3) The producer need only include information on reusable household packaging in the year in which it is first supplied.
Commencement Information
I15Sch. 1 para. 15 in force at 17.7.2023, see reg. 1(2)
16.—(1) The weight in kilograms of household packaging supplied by the producer in the relevant period in each packaging category which consists of items listed in sub-paragraph (2).E+W
(2) The following items are relevant for the purposes of sub-paragraph (1)—
(a)packaging provided to consumers with take-away food or drink, including wraps, boxes, cups, cup-holders, bags [F10and paper];
(b)packaging on confectionary, where the confectionary weighs less than 230 grams, including chewing gum packaging, and chocolate wrappers;
(c)packaging on cigarettes, cigars, tobacco and e-cigarettes;
(d)crisp packets or packaging on other savoury snacks, where the crisps or snacks weigh less than 60 grams;
(e)packaging on single portions of food which can be consumed immediately without further preparation, including sausage rolls, sushi, sandwiches, biscuits and individual cakes;
(f)cartons holding 850 millilitres or less of drink whose contents can be consumed immediately without dilution;
(g)pouches containing less than 600 millilitres of drink, whose contents can be consumed immediately without dilution.
Textual Amendments
F10Words in Sch. 1 para. 16(2)(a) substituted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(d) (with reg. 3)
Commencement Information
I16Sch. 1 para. 16 in force at 17.7.2023, see reg. 1(2)
PART 4E+WInformation required from online marketplace operators
17. Producers who are online marketplace operators must—E+W
(a)where the producers are small producers, keep records of the information set out in paragraphs 18 and 19 [F11for all packaging in respect of which they are a producer under regulation 8(10)], and provide a description of the methodology they use to collate that information to NRW;
(b)where the producers are large producers, keep records of, and report on, the information set out in paragraphs 18 and 19 [F12for all packaging in respect of which they are a producer under regulation 8(10)], and provide a description of the methodology they use to collate that information to NRW.
Textual Amendments
F11Words in Sch. 1 para. 17(a) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(e) (with reg. 3)
F12Words in Sch. 1 para. 17(b) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(e) (with reg. 3)
Commencement Information
I17Sch. 1 para. 17 in force at 17.7.2023, see reg. 1(2)
18. The weight in kilograms of packaging in each packaging category [F13supplied through an online marketplace operated by the producer] during the relevant period.E+W
Textual Amendments
F13Words in Sch. 1 para. 18 substituted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(f) (with reg. 3)
Commencement Information
I18Sch. 1 para. 18 in force at 17.7.2023, see reg. 1(2)
19. The weight in kilograms of household packaging in each packaging category [F14supplied through an online marketplace operated by the producer] during the relevant period.E+W
Textual Amendments
F14Words in Sch. 1 para. 19 substituted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(f) (with reg. 3)
Commencement Information
I19Sch. 1 para. 19 in force at 17.7.2023, see reg. 1(2)
PART 5E+WSupply and discarding of packaging by nation
20. Producers who are subject to the data collection obligations in regulation 16 must maintain records of the following information [F15for all packaging in respect of which they are a producer, or, for the information in paragraph 21, a producer of a class specified in that paragraph]—E+W
(a)for small producers who are sellers, online marketplace operators, distributors, service provider or importers, the information in paragraph 21(1) [F16where applicable];
[F17(b)for large producers, the information in paragraphs 21 and 22, where applicable;]
(d)for producers who are licensors or pub operating businesses, the information in paragraphs 21 and [F1822(2) and (3)].
Textual Amendments
F15Words in Sch. 1 para. 20 inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(g)(i) (with reg. 3)
F16Words in Sch. 1 para. 20(a) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(g)(ii) (with reg. 3)
F17Sch. 1 para. 20(b): Sch. 1 para. 20(b)(c) substituted for Sch. 1 para. 20(b) (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(g)(iii) (with reg. 3)
F18Words in Sch. 1 para. 20(d) substituted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(g)(iv) (with reg. 3)
Commencement Information
I20Sch. 1 para. 20 in force at 17.7.2023, see reg. 1(2)
21.—(1) The weight in kilograms of—E+W
(a)all packaging the producer supplies, where the producer is a seller, online marketplace operator, distributor or service provider;
(b)all packaging the producer [F19imports and then] discards, where the producer is an importer;
[F20(c)all packaging the producer takes ownership of and then discards, when the producer is a first UK owner;]
in a relevant year in each nation in the United Kingdom, in each packaging category.
(2) For the purposes of reports submitted in relation to the relevant years 2024, 2025 and 2026, but not in relation to any later years, producers who are—
(a)sellers who supply secondary or tertiary packaging may estimate the amount of packaging which had been supplied to a nation of the United Kingdom in order to calculate the weight of packaging supplied to that nation;
(b)importers who import secondary or tertiary packaging [F21and first UK owners who are treated as supplying secondary or tertiary packaging] may estimate the amount of packaging discarded in a nation of the United Kingdom in order to calculate the weight of packaging discarded in that nation.
(3) Sub-paragraph (2) does not apply to packaging which is supplied directly by the seller to the person using it.
Textual Amendments
F19Words in Sch. 1 para. 21(1)(b) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(h)(i) (with reg. 3)
F20Sch. 1 para. 21(1)(c) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(h)(ii) (with reg. 3)
F21Words in Sch. 1 para. 21(2)(b) inserted (1.4.2024) by The Packaging Waste (Data Collection and Reporting) (Wales) (Amendment) Regulations 2024 (S.I. 2024/400), regs. 1(2), 20(h)(iii) (with reg. 3)
Commencement Information
I21Sch. 1 para. 21 in force at 17.7.2023, see reg. 1(2)
22.—(1) How much relevant packaging waste the producer has collected during the relevant period from persons other than the producer and sent for recycling.E+W
(2) How much packaging waste the producer has collected during the relevant period—
(a)consisting of the producer’s own packaging waste, and
(b)consisting of packaging waste from other persons.
(3) How much of the waste referred to in sub-paragraph (2) was—
(a)collected from each nation within the United Kingdom;
(b)sent for recycling to another nation in the United Kingdom, identifying the nation concerned.
(4) The amount of waste declared under sub-paragraphs (1) to (3) must be declared by weight, in kilograms, and be further broken down by packaging category.
Commencement Information
I22Sch. 1 para. 22 in force at 17.7.2023, see reg. 1(2)