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The Financial Markets and Insolvency (Settlement Finality) Regulations 1999
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- UK Statutory Instruments
- 1999 No. 2979
- PART II
- Regulation 10
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Changes and effects yet to be applied to Regulation 10:
- Sch. para. 1(5) inserted by S.I. 2010/2993 reg. 2(17)(a)
- Sch. para. 5(1A)(1B) inserted by S.I. 2010/2993 reg. 2(17)(d)
- Sch. para. 4(ba) inserted by S.I. 2013/472 Sch. 2 para. 27(e)(ii)
- Sch. para. 5(4)(c) inserted by S.I. 2019/341 reg. 10(d)(iii)
- Regulations amendment to earlier affecting provision S.I. 2021/716, reg. 5 by S.I. 2023/1399 reg. 4
- Regulations applied (with modifications) by S.I. 2009/317 art. 3 Sch.
- Regulations applied (with modifications) by S.I. 2011/245 Sch. 6 Pt. 1
- Regulations applied (with modifications) by S.I. 2021/716 Sch. 3 para. 2 3
- Regulations power to amend or revoke conferred by 2023 c. 29 s. 15 17
- Regulations power to modify conferred by 2023 c. 29 s. 3 Sch. 1 Pt. 2
- Regulations power to modify conferred by 2023 c. 29 s. 13 17
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
- reg. 2(2)(za) inserted by S.I. 2017/80 Sch. para. 23
- reg. 2(2A)(2B) inserted by S.I. 2014/3348 Sch. 3 para. 7
- reg. 2(2A) words omitted by S.I. 2019/341 reg. 5(3)(a)
- reg. 2(2A)(a) words substituted by S.I. 2019/341 reg. 5(3)(b)
- reg. 2(2A)(b) word substituted by S.I. 2019/341, reg. 5(3)(c) (as inserted) by S.I. 2019/710 reg. 20(2)
- reg. 2(2B)(b) omitted by S.I. 2019/341 reg. 5(4)
- reg. 2(2B)(b) words inserted by S.I. 2020/1350 reg. 26(2)
- reg. 2(5) inserted by S.I. 2013/504 reg. 32(2)(c)
- reg. 2(5)(d) inserted by S.I. 2019/341 reg. 5(6)
- reg. 2(6) inserted by S.I. 2019/341 reg. 5(7)
- reg. 2(7) inserted by S.I. 2019/341 reg. 5(8)
- reg. 4(6) inserted by S.I. 2015/347 reg. 2(3)
- reg. 4(6) omitted by S.I. 2019/341 reg. 6(1)
- reg. 4(6) word substituted by S.I. 2016/1095 reg. 2(3)
- reg. 6(3)(4) 6(3)(4) subtituted for 6(3) by S.I. 2017/1064 Sch. para. 22(2)(b)
- reg. 6(3) inserted by S.I. 2013/504 reg. 32(3)(b)
- reg. 6(3) words omitted by S.I. 2019/341 reg. 6(2)(b)
- reg. 7(2)(c) omitted by S.I. 2013/472 Sch. 2 para. 27(c)(i)
- reg. 7(2)(d) substituted by S.I. 2013/472 Sch. 2 para. 27(c)(ii)
- reg. 7(2)(d) substituted by S.I. 2017/1064 Sch. para. 22(3)(c)
- reg. 7(2)(ba) inserted by S.I. 2017/1064 Sch. para. 22(3)(b)
- reg. 7(4) words inserted by S.I. 2010/2993 reg. 2(6)
- reg. 9(2) inserted by S.I. 2010/2993 reg. 2(8)(b)
- reg. 10 amendment to earlier affecting provision S.I. 2019/341, reg. 16(2) by S.I. 2020/56 reg. 13(c)
- reg. 10 excluded by S.I. 2019/341 reg. 16(3)
- reg. 10(1) substituted by S.I. 2010/2993 reg. 2(9)(a)
- reg. 10(1) words inserted by S.I. 2019/341 reg. 6(4)(a)
- reg. 10(1A) inserted by S.I. 2019/341 reg. 6(4)(b)
- reg. 10(2) words substituted by S.I. 2010/2993 reg. 2(9)(b)
- reg. 10(3) words substituted by S.I. 2010/2993 reg. 2(9)(b)
- reg. 10(4) words inserted by S.I. 2019/341 reg. 6(4)(c)
- reg. 10(4) words substituted by S.I. 2010/2993 reg. 2(9)(b)
- reg. 10(4) words substituted by S.I. 2013/504 reg. 32(4)(a)
- reg. 10(4A) inserted by S.I. 2013/504 reg. 32(4)(b)
- reg. 10(4B) inserted by S.I. 2019/341 reg. 6(4)(d)
- reg. 10(5) words inserted by S.I. 2019/341 reg. 6(4)(e)
- reg. 10(5) words substituted by S.I. 2010/2993 reg. 2(9)(b)
- reg. 10(5) words substituted by S.I. 2013/472 Sch. 2 para. 27(d)
- reg. 13(2)(c) inserted by S.I. 2010/2993 reg. 2(10)(c)
- reg. 13(4) inserted by S.I. 2010/2993 reg. 2(10)(d)
- reg. 13(4) words substituted by S.I. 2013/504 reg. 32(5)(a)
- reg. 13(4)(a)(b) omitted by S.I. 2013/504 reg. 32(5)(b)
- reg. 14(5)(a)(v) words inserted by S.I. 2010/2993 reg. 2(11)(f)
- reg. 14(5)(a)(iii)(iv)(v) substituted for reg. 14(5)(a)(ii) by S.I. 2009/1972 reg. 4(d)(iii)
- reg. 14(5)(a)(iv) substituted by S.I. 2010/2993 reg. 2(11)(e)
- reg. 14(6)(c) inserted by S.I. 2009/1972 reg. 4(e)(ii)
- reg. 15(4) inserted by S.I. 2009/1972 reg. 5(b)
- reg. 19(1A) inserted by S.I. 2006/50 reg. 2(10)(a)
- reg. 19(1A) words inserted by S.I. 2007/832 reg. 2(4)(a)
- reg. 19(1A) words substituted by S.I. 2007/832 reg. 2(4)(c)
- reg. 19(1A)(a)-(b) substituted by S.I. 2007/832 reg. 2(4)(b)
- reg. 19(1B) inserted by S.I. 2009/1972 reg. 7(b)
- reg. 19(1ZA) inserted by S.I. 2009/1972 reg. 7(a)
- reg. 19(2A) inserted by S.I. 2003/2096 Sch. para. 76(b)
- reg. 19(2A) words inserted by S.I. 2007/832 reg. 2(5)
- reg. 19(4) inserted by S.I. 2009/1972 reg. 7(c)
- reg. 19(4) omitted by 2020 c. 12 Sch. 3 para. 35
- reg. 20(1)(aa) inserted by S.I. 2019/341 reg. 8(1)(a)
- reg. 20(4)(5) inserted by S.I. 2013/504 reg. 32(6)(c)
- reg. 20(4)(a) words omitted by S.I. 2019/341 reg. 8(1)(c)
- reg. 20(5)(a) words omitted by S.I. 2019/341 reg. 8(1)(d)
- reg. 22(3) inserted by S.I. 2016/1095 reg. 2(4)(b)
- reg. 22(3) omitted by S.I. 2019/341 reg. 8(2)(b)
- reg. 26(2)(b)(i) word omitted by S.I. 2019/341 reg. 8(6)(c)(i)
- reg. 26(2)(b)(ii) omitted by S.I. 2019/341 reg. 8(6)(c)(ii)
- reg. 27 inserted by S.I. 2019/341 reg. 9
- reg. 27 words substituted in earlier amending provision S.I. 2019/341, reg. 9 by S.I. 2020/1301 reg. 3 Sch. para. 23(a)
- reg. 27(1) reg. 27 renumbered as reg. 27(1) in earlier amending provision S.I. 2019/341, reg. 9 by S.I. 2019/710 reg. 20(3)(a)
- reg. 27(2) inserted in earlier amending provision S.I. 2019/341, reg. 9 by S.I. 2019/710 reg. 20(3)(b)
- reg. 27(2) words substituted in earlier amending provision S.I. 2019/341, reg. 9 (as amended by S.I. 2019/710, reg. 20(3)(b)) by S.I. 2020/1301 reg. 3 Sch. para. 43(e)
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- Sch. para. 1(5) inserted by S.I. 2010/2993 reg. 2(17)(a)
- Sch. para. 5(1A)(1B) inserted by S.I. 2010/2993 reg. 2(17)(d)
- Sch. para. 4(ba) inserted by S.I. 2013/472 Sch. 2 para. 27(e)(ii)
- Sch. para. 5(4)(c) inserted by S.I. 2019/341 reg. 10(d)(iii)
- reg. 2(2)(za) inserted by S.I. 2017/80 Sch. para. 23
- reg. 2(2A)(2B) inserted by S.I. 2014/3348 Sch. 3 para. 7
- reg. 2(2A) words omitted by S.I. 2019/341 reg. 5(3)(a)
- reg. 2(2A)(a) words substituted by S.I. 2019/341 reg. 5(3)(b)
- reg. 2(2A)(b) word substituted by S.I. 2019/341, reg. 5(3)(c) (as inserted) by S.I. 2019/710 reg. 20(2)
- reg. 2(2B)(b) omitted by S.I. 2019/341 reg. 5(4)
- reg. 2(2B)(b) words inserted by S.I. 2020/1350 reg. 26(2)
- reg. 2(5) inserted by S.I. 2013/504 reg. 32(2)(c)
- reg. 2(5)(d) inserted by S.I. 2019/341 reg. 5(6)
- reg. 2(6) inserted by S.I. 2019/341 reg. 5(7)
- reg. 2(7) inserted by S.I. 2019/341 reg. 5(8)
- reg. 4(6) inserted by S.I. 2015/347 reg. 2(3)
- reg. 4(6) omitted by S.I. 2019/341 reg. 6(1)
- reg. 4(6) word substituted by S.I. 2016/1095 reg. 2(3)
- reg. 6(3)(4) 6(3)(4) subtituted for 6(3) by S.I. 2017/1064 Sch. para. 22(2)(b)
- reg. 6(3) inserted by S.I. 2013/504 reg. 32(3)(b)
- reg. 6(3) words omitted by S.I. 2019/341 reg. 6(2)(b)
- reg. 7(2)(c) omitted by S.I. 2013/472 Sch. 2 para. 27(c)(i)
- reg. 7(2)(d) substituted by S.I. 2013/472 Sch. 2 para. 27(c)(ii)
- reg. 7(2)(d) substituted by S.I. 2017/1064 Sch. para. 22(3)(c)
- reg. 7(2)(ba) inserted by S.I. 2017/1064 Sch. para. 22(3)(b)
- reg. 7(4) words inserted by S.I. 2010/2993 reg. 2(6)
- reg. 9(2) inserted by S.I. 2010/2993 reg. 2(8)(b)
- reg. 10(1A) inserted by S.I. 2019/341 reg. 6(4)(b)
- reg. 10(4A) inserted by S.I. 2013/504 reg. 32(4)(b)
- reg. 10(4B) inserted by S.I. 2019/341 reg. 6(4)(d)
- reg. 13(2)(c) inserted by S.I. 2010/2993 reg. 2(10)(c)
- reg. 13(4) inserted by S.I. 2010/2993 reg. 2(10)(d)
- reg. 13(4) words substituted by S.I. 2013/504 reg. 32(5)(a)
- reg. 13(4)(a)(b) omitted by S.I. 2013/504 reg. 32(5)(b)
- reg. 14(5)(a)(v) words inserted by S.I. 2010/2993 reg. 2(11)(f)
- reg. 14(5)(a)(iii)(iv)(v) substituted for reg. 14(5)(a)(ii) by S.I. 2009/1972 reg. 4(d)(iii)
- reg. 14(5)(a)(iv) substituted by S.I. 2010/2993 reg. 2(11)(e)
- reg. 14(6)(c) inserted by S.I. 2009/1972 reg. 4(e)(ii)
- reg. 15(4) inserted by S.I. 2009/1972 reg. 5(b)
- reg. 19(1A) inserted by S.I. 2006/50 reg. 2(10)(a)
- reg. 19(1A) words inserted by S.I. 2007/832 reg. 2(4)(a)
- reg. 19(1A) words substituted by S.I. 2007/832 reg. 2(4)(c)
- reg. 19(1A)(a)-(b) substituted by S.I. 2007/832 reg. 2(4)(b)
- reg. 19(1B) inserted by S.I. 2009/1972 reg. 7(b)
- reg. 19(1ZA) inserted by S.I. 2009/1972 reg. 7(a)
- reg. 19(2A) inserted by S.I. 2003/2096 Sch. para. 76(b)
- reg. 19(2A) words inserted by S.I. 2007/832 reg. 2(5)
- reg. 19(4) inserted by S.I. 2009/1972 reg. 7(c)
- reg. 19(4) omitted by 2020 c. 12 Sch. 3 para. 35
- reg. 20(1)(aa) inserted by S.I. 2019/341 reg. 8(1)(a)
- reg. 20(4)(5) inserted by S.I. 2013/504 reg. 32(6)(c)
- reg. 20(4)(a) words omitted by S.I. 2019/341 reg. 8(1)(c)
- reg. 20(5)(a) words omitted by S.I. 2019/341 reg. 8(1)(d)
- reg. 22(3) inserted by S.I. 2016/1095 reg. 2(4)(b)
- reg. 22(3) omitted by S.I. 2019/341 reg. 8(2)(b)
- reg. 26(2)(b)(i) word omitted by S.I. 2019/341 reg. 8(6)(c)(i)
- reg. 26(2)(b)(ii) omitted by S.I. 2019/341 reg. 8(6)(c)(ii)
- reg. 27 inserted by S.I. 2019/341 reg. 9
- reg. 27 words substituted in earlier amending provision S.I. 2019/341, reg. 9 by S.I. 2020/1301 reg. 3 Sch. para. 23(a)
- reg. 27(1) reg. 27 renumbered as reg. 27(1) in earlier amending provision S.I. 2019/341, reg. 9 by S.I. 2019/710 reg. 20(3)(a)
- reg. 27(2) inserted in earlier amending provision S.I. 2019/341, reg. 9 by S.I. 2019/710 reg. 20(3)(b)
- reg. 27(2) words substituted in earlier amending provision S.I. 2019/341, reg. 9 (as amended by S.I. 2019/710, reg. 20(3)(b)) by S.I. 2020/1301 reg. 3 Sch. para. 43(e)
Provision of information by designated systems
10.—(1) A designated system shall, on being declared to be a designated system, provide to the designating authority in writing a list of its participants and shall give written notice to the designating authority of any amendment to the list within seven days of such amendment.
(2) The designating authority may, in writing, require a designated system to furnish to it such other information relating to that designated system as it reasonably requires for the exercise of its functions under these Regulations, within such time, in such form, at such intervals and verified in such manner as the designating authority may specify.
(3) When a designated system amends, revokes or adds to its rules or its guidance, it shall within fourteen days give written notice to the designating authority of the amendment, revocation or addition.
(4) A designated system shall give the designating authority at least fourteen days' written notice of any proposal to amend, revoke or add to its default arrangements.
(5) Nothing in this regulation shall require a designated system to give any notice or furnish any information to the Financial Services Authority which it has given or furnished to the Authority pursuant to any requirement imposed by or under [F1section 293 of the 2000 Act] (notification requirements) or any other enactment.
Textual Amendments
F1Words in reg. 10(5) substituted (3.7.2002) by The Financial Services and Markets Act 2000 (Consequential Amendments) Order 2002 (S.I. 2002/1555), arts. 1, 39(6)
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