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Council Directive 96/98/EC (repealed)Dangos y teitl llawn
Council Directive 96/98/EC of 20 December 1996 on marine equipment (repealed)
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- Cyfarwyddebau yn deillio o’r UE
- 1996 No. 98
- Annexes only
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Legislation originating from the EU
When the UK left the EU, legislation.gov.uk published EU legislation that had been published by the EU up to IP completion day (31 December 2020 11.00 p.m.). On legislation.gov.uk, these items of legislation are kept up-to-date with any amendments made by the UK since then.
Mae hon yn eitem o ddeddfwriaeth sy’n deillio o’r UE
Mae unrhyw newidiadau sydd wedi cael eu gwneud yn barod gan y tîm yn ymddangos yn y cynnwys a chyfeirir atynt gydag anodiadau.Ar ôl y diwrnod ymadael bydd tair fersiwn o’r ddeddfwriaeth yma i’w gwirio at ddibenion gwahanol. Y fersiwn legislation.gov.uk yw’r fersiwn sy’n weithredol yn y Deyrnas Unedig. Y Fersiwn UE sydd ar EUR-lex ar hyn o bryd yw’r fersiwn sy’n weithredol yn yr UE h.y. efallai y bydd arnoch angen y fersiwn hon os byddwch yn gweithredu busnes yn yr UE. EUR-Lex Y fersiwn yn yr archif ar y we yw’r fersiwn swyddogol o’r ddeddfwriaeth fel yr oedd ar y diwrnod ymadael cyn cael ei chyhoeddi ar legislation.gov.uk ac unrhyw newidiadau ac effeithiau a weithredwyd yn y Deyrnas Unedig wedyn. Mae’r archif ar y we hefyd yn cynnwys cyfraith achos a ffurfiau mewn ieithoedd eraill o EUR-Lex. The EU Exit Web Archive legislation_originated_from_EU_p3
Changes over time for: Council Directive 96/98/EC (repealed) (Annexes only)
Version Superseded: 10/12/2010
Alternative versions:
- 21/07/2008- Amendment
- 26/05/2009- Amendment
- 07/08/2009
Point in time - 10/12/2010- Amendment
- 05/10/2011- Amendment
- 30/11/2012- Amendment
- 04/12/2013- Amendment
- 14/08/2014- Amendment
- 30/04/2015- Amendment
- 17/09/2016- Amendment
- Exit day: start of implementation period31/01/2020 11pm- Amendment
- End of implementation period31/12/2020- Amendment
Status:
EU Directives are published on this site to aid cross referencing from UK legislation. Since IP completion day (31 December 2020 11.00 p.m.) no amendments have been applied to this version.
[F1ANNEX A U.K. List of acronyms used
Textual Amendments
A.1, Amendment 1 concerning standard documents other than IMO.
A.2, Amendment 2 concerning standard documents other than IMO.
AC, Amending corrigendum concerning standard documents other than IMO.
CAT, Category for radar equipment as defined in section 1.3 of IEC 62388 (2007).
Circ., Circular.
Colreg, International Regulations for Preventing Collisions at Sea.
Comsar, IMO's Sub-Committee on Radiocommunications and Search and Rescue.
EN, European standard.
ETSI, European Telecommunication Standardisation Institute.
FSS, International code for fire safety systems.
FTP, International code for application of fire test procedures.
HSC, High-speed craft code.
IBC, International bulk chemical code.
ICAO, International Civil Aviation Organisation.
IEC, International Electro-technical Commission.
IMO, International Maritime Organisation.
ISO, International Standardisation Organisation.
ITU, International Telecommunication Union.
LSA, Lifesaving appliance.
Marpol, International Convention for the Prevention of Pollution from Ships.
MEPC, Marine Environment Protection Committee
MSC, Maritime Safety Committee.
NO x , Nitrogen oxides.
SOLAS, International Convention for the Safety of Life at Sea.
SO x , Sulphur oxides.
Reg., Regulation.
Res., Resolution.
ANNEX A.1 EQUIPMENT FOR WHICH DETAILED TESTING STANDARDS ALREADY EXIST IN INTERNATIONAL INSTRUMENTS
Notes applicable to the whole of Annex A.1 U.K.
(a)
General: in addition to the testing standards specifically mentioned, a number of provisions, which must be checked during type-examination (type-approval) as referred to in the modules for conformity assessment in Annex B, are to be found in the applicable requirements of the international conventions and the relevant resolutions and circulars of the IMO.
(b)
Column 5: Where IMO Resolutions are cited, only the testing standards contained in relevant parts of the Annexes to the Resolutions are applicable and exclude the provisions of the Resolutions themselves.
(c)
Column 5: International conventions and testing standards apply in their up-to-date version. For the purpose of identifying correctly the relevant standards, test reports, certificates of conformity and declarations of conformity shall identify the specific testing standard applied and its version.
(d)
Column 5: Where two sets of identifying standards are separated by ‘ or ’ , each set fulfils all the testing requirements to meet IMO performance standards; thus testing to one of these sets is sufficient to demonstrate compliance with the requirements of the relevant international instruments. Conversely, when other separators (comma) are used all the listed references apply.
(e)
Column 6: Where module H appears, module H plus design-examination certificate is to be understood.
(f)
The requirements laid down in this Annex shall be without prejudice to carriage requirements in the international conventions.
1. Lifesaving appliances U.K.
Notes applicable to section 1: Life saving appliances.
Column 4: IMO MSC/Circular 980 should apply except when superseded by the specific instruments referred to in Column 4.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.1/1.1 | Lifebuoys |
|
|
| B + D B + E B + F |
| A.1/1.2 | Position-indicating lights for lifesaving appliances: (a) for survival craft and rescue boats, (b) for lifebuoys, (c) for lifejackets. |
|
|
| B + D B + E B + F |
| A.1/1.3 | Lifebuoys self-activating smoke signals |
|
|
| B + D B + E B + F |
| A.1/1.4 | Lifejackets |
|
|
| B + D B + E B + F |
| A.1/1.5 | Immersion suits and anti-exposure suits not classified as lifejackets:
|
|
|
| B + D B + E B + F |
| A.1/1.6 | Immersion suits and anti-exposure suits classified as lifejackets:
|
|
|
| B + D B + E B + F |
| A.1/1.7 | Thermal protective aids |
|
|
| B + D B + E B + F |
| A.1/1.8 | Rocket parachute flares (pyrotechnics) |
|
|
| B + D B + E B + F |
| A.1/1.9 | Hand flares (pyrotechnics) |
|
|
| B + D B + E B + F |
| A.1/1.10 | Buoyant smoke signals (pyrotechnics) |
|
|
| B + D B + E B + F |
| A.1/1.11 | Line-throwing appliances |
|
|
| B + D B + E B + F |
| A.1/1.12 | Inflatable liferafts |
|
|
| B + D B + E B + F |
| A.1/1.13 | Rigid liferafts |
|
|
| B + D B + E B + F |
| A.1/1.14 | Automatically self-righting liferafts |
|
|
| B + D B + E B + F |
| A.1/1.15 | Canopied reversible liferafts |
|
|
| B + D B + E B + F |
| A.1/1.16 | Float-free arrangements for liferafts (hydrostatic release units) |
|
|
| B + D B + E B + F |
| A.1/1.17 | Lifeboats |
|
|
| B + D B + F G |
| A.1/1.18 | Rigid rescue boats |
|
|
| B + D B + F G |
| A.1/1.19 | Inflated rescue boats |
|
|
| B + D B + F G |
| A.1/1.20 | Fast rescue boats |
|
|
| B + D B + F G |
| A.1/1.21 | Launching appliances using falls (Davits) |
|
|
| B + D B + E B + F G |
| A.1/1.22 | Float-free launching appliances for survival craft | Moved to A.2/1.3 | |||
| A.1/1.23 | Launching appliances for free-fall lifeboats |
|
|
| B + D B + E B + F G |
| A.1/1.24 | Liferaft launching appliances (Davits) |
|
|
| B + D B + E B + F G |
| A.1/1.25 | Fast rescue boat launching appliances (Davits) |
|
|
| B + D B + E B + F G |
| A.1/1.26 | Release mechanism for (a) Lifeboats and rescue boats and (b) Liferafts Launched by a fall or falls |
|
|
| B + D B + E B + F |
| A.1/1.27 | Marine evacuation systems |
|
|
| B + F G |
| A.1/1.28 | Means of rescue |
|
|
| B + D B + F |
| A.1/1.29 ex A.2/1.4 | Embarkation ladders |
|
|
| B + D B + F |
| A.1/1.30 | Retro-reflective materials |
|
|
| B + D B + E B + F |
| A.1/1.31 | Survival craft two-way VHF radio telephone apparatus | Moved to A.1/5.17 and A.1/5.18 | |||
| A.1/1.32 | 9 GHz SAR transponder (SART) | Moved to A.1/4.18 | |||
| A.1/1.33 | Radar reflector for lifeboats and rescue boats |
|
|
| B + D B + E B + F G |
| A.1/1.34 | Compass for lifeboats and rescue boats | Moved to A.1/4.23 | |||
| A.1/1.35 | Portable fire-extinguishing equipment for lifeboats and rescue boats | Moved to A.1/3.38 | |||
| A.1/1.36 | Lifeboat/rescue boat propulsion engine |
|
|
| B + D B + E B + F |
| A.1/1.37 | Rescue boat propulsion engine-outboard motor |
|
|
| B + D B + E B + F |
| A.1/1.38 | Searchlights for use in lifeboats and rescue boats |
|
|
| B + D B + E B + F |
| A.1/1.39 | Open reversible liferafts |
|
|
| B + D B + F |
| A.1/1.40 | Mechanical pilot hoist | Moved to A.1/4.48 | |||
| A.1/1.41 | Winches for survival craft and rescue boats |
|
|
| B + D B + E B + F G |
| A.1/1.42 | Pilot ladder | Moved to A.1/4.49 | |||
2. Marine pollution prevention U.K.
| No | Item designation | Regulation Marpol 73/78 where ‘type approval’ is required | Regulations of Marpol 73/78 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.1/2.1 | Oil-filtering equipment (for an oil content of the effluent not exceeding 15 p.p.m.) |
|
|
| B + D B + E B + F |
| A.1/2.2 | Oil/water interface detectors |
|
|
| B + D B + E B + F |
| A.1/2.3 | Oil-content meters |
|
|
| B + D B + E B + F |
| A.1/2.4 | Process units intended for attachment to existing oily water separating equipment (for an oil content of the effluent not exceeding 15 p.p.m.) | Deliberately left blank | |||
| A.1/2.5 | Oil discharge monitoring and control system for oil tankers |
|
|
| B + D B + E B + F |
| A.1/2.6 | Sewage systems |
|
|
| B + D B + E B + F |
| A.1/2.7 | Shipboard incinerators |
|
|
| B + D B + E B + F G |
| A.1/2.8 ex A.2/2.1 | On-board NO x monitoring and recording devices |
|
|
| B + D B + E B + F G |
| A.1/2.9 ex A.2/2.4 | Other technological methods to limit SO x emissions |
|
|
| B + D B + E B + F G |
3. Fire protection equipment U.K.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.1/3.1 | Primary decks covering |
|
|
| B + D |
| A.1/3.2 | Portable fire extinguishers |
|
|
| B + D B + E B + F |
| A.1/3.3 | Firefighter's outfit: protective clothing (close proximity clothing) |
|
|
| B + D B + E B + F |
| A.1/3.4 | Firefighter's outfit: boots |
|
|
| B + D B + E B + F |
| A.1/3.5 | Firefighter's outfit: gloves |
|
|
| B + D B + E B + F |
| A.1/3.6 | Firefighter's outfit: helmet |
|
|
| B + D B + E B + F |
| A.1/3.7 | Self-contained compressed-air-operated breathing apparatus Note: For use in accidents involving dangerous goods a positive pressure type mask is required. |
|
|
| B + D B + E B + F |
| A.1/3.8 | Compressed air line breathing apparatus |
Note: This item is not included in new Chapter II-2 Regulations [IMO Res. MSC.99(73)] or FSS code [IMO Res. MSC.98(73)]. |
|
| B + D B + E B + F |
| A.1/3.9 | Sprinkler systems components for accommodation spaces, service spaces and control stations equivalent to that referred to in SOLAS 74 Reg. II-2/12 (limited to nozzles and their performance). |
|
|
| B + D B + E B + F G |
| A.1/3.10 ex A.2/3.11 | Nozzles for fixed pressure water spraying fire extinguishing systems for machinery spaces and cargo pump-rooms |
|
|
| B + D B + E B + F G |
| A.1/3.11 | ‘ A ’ & ‘ B ’ Class divisions fire integrity (a) ‘ A ’ class divisions, (b) ‘ B ’ class divisions. | ‘ A ’ Class:
‘ B ’ Class:
|
‘ A ’ Class:
‘ B ’ Class:
|
| B + D B + E B + F |
| A.1/3.12 | Devices to prevent the passage of flame into the cargo tanks in tankers |
|
|
| B + F |
| A.1/3.13 | Non-combustible materials |
|
|
| B + D B + E B + F |
| A.1/3.14 | Materials other than steel for pipes penetrating ‘ A ’ or ‘ B ’ Class division | Item included in A.1/3.26 and A.1/3.27 | |||
| A.1/3.15 | Materials other than steel for pipes conveying oil or fuel oil (a) pipes and fittings, (b) valves, (c) flexible pipe assemblies. |
|
|
| B + D B + E B + F |
| A.1/3.16 | Fire doors |
|
|
| B + D B + E B + F G |
| A.1/3.17 | Fire door control systems components. Note: When the term ‘system components’ is used in column 2 it may be that a single component, a group of components or a whole system needs to be tested to ensure that the international requirements are fulfilled. |
|
|
| B + D B + E B + F |
| A.1/3.18 | Surface materials and floor coverings with low flame-spread characteristics (a) decorative veneers (b) paint systems, (c) floor coverings, (d) pipe insulation covers, (e) adhesives used in the construction of ‘ B ’ & ‘ C ’ class divisions, (f) combustible ducts. |
|
|
Note: Where the surface material is required to have a certain maximum calorific value, this shall be measured in accordance with ISO 1716. | B + D B + E B + F |
| A.1/3.19 | Draperies, curtains and other suspended textile materials and films |
|
|
| B + D B + E B + F |
| A.1/3.20 | Upholstered furniture |
|
|
| B + D B + E B + F |
| A.1/3.21 | Bedding components |
|
|
| B + D B + E B + F |
| A.1/3.22 | Fire dampers |
|
|
| B + D B + E B + F |
| A.1/3.23 | Non-combustible duct penetrations through ‘ A ’ class divisions | Moved to A.1/3.26 | |||
| A.1/3.24 | Electric cable transits through ‘ A ’ class divisions | Moved to A.1/3.26 | |||
| A.1/3.25 | ‘ A ’ and ‘ B ’ class fireproof windows and side scuttles |
|
|
| B + D B + E B + F |
| A.1/3.26 | Penetrations through ‘ A ’ class divisions (a) electric cable transits, (b) pipe, duct, trunk, etc. penetrations. |
|
|
| B + D B + E B + F |
| A.1/3.27 | Penetrations through ‘ B ’ class (a) electric cable transits, (b) pipe, duct, trunk, etc. penetrations. |
|
|
| B + D B + E B + F |
| A.1/3.28 | Sprinkler systems (limited to sprinkler heads) |
|
|
| B + D B + E B + F |
| A.1/3.29 | Fire hoses |
|
|
| B + D B + E B + F |
| A.1/3.30 | Portable oxygen analysis and gas detection equipment |
|
|
and as applicable to: (a) Category 1: (safe area):
(b) Category 2: (explosive gas atmospheres):
| B + D B + E B + F |
| A.1/3.31 | Nozzles for fixed sprinkler systems, for high-speed craft (HSC) |
|
|
| B + D B + E B + F G |
| A.1/3.32 | Fire restricting materials (except furniture) for high-speed craft |
|
|
| B + D B + E B + F |
| A.1/3.33 | Fire restricting materials for furniture for high-speed craft |
|
|
| B + D B + E B + F |
| A.1/3.34 | Fire resisting divisions for high-speed craft |
|
|
| B + D B + E B + F |
| A.1/3.35 | Fire doors on high-speed craft |
|
|
| B + D B + E B + F |
| A.1/3.36 | Fire dampers on high-speed craft |
|
|
| B + D B + E B + F |
| A.1/3.37 | Penetrations through fire resisting divisions on high-speed craft (a) electric cable transits, (b) pipe, duct, trunk etc. penetrations. |
|
|
| B + D B + E B + F |
| A.1/3.38 | Portable fire-extinguishing equipment for lifeboats and rescue boats |
|
|
| B + D B + E B + F |
| A.1/3.39 | Nozzles for equivalent water-mist fire extinguishing systems for machinery spaces and cargo pump rooms |
|
|
| B + D B + E B + F |
| A.1/3.40 | Low-location lighting systems (components only) |
|
|
| B + D B + E B + F G |
| A.1/3.41 | Emergency escape breathing devices (EEBD) |
|
|
| B + D B + E B + F |
| A.1/3.42 | Inert gas systems components |
|
|
| B + D B + E B + F G |
| A.1/3.43 | Nozzles for deep fat cooking equipment fire extinguishing systems (automatic or manual type). |
|
|
| B + D B + E B + F G |
| A.1/3.44 | Firefighters outfit — lifeline |
|
|
| B + D B + E B + F |
| A.1/3.45 | Equivalent fixed gas fire extinguishing systems components (extinguishing medium, head valves and nozzles) for machinery spaces and cargo pump rooms |
|
|
| B + D B + E B + F |
| A.1/3.46 | Equivalent fixed gas fire extinguishing systems for machinery spaces (aerosol systems) |
|
|
| B + D B + E B + F |
| A.1/3.47 | Concentrate for fixed high expansion foam fire extinguishing systems for machinery spaces and cargo pump rooms. Note: The fixed or inside air high expansion foam fire extinguishing system for machinery spaces and cargo pump rooms must still be tested with the approved concentrate to the satisfaction of the Administration. |
|
|
| B + D B + E B + F G |
| A.1/3.48 | Fixed water based local application firefighting systems components for use in category ‘ A ’ machinery spaces (Nozzles and performance tests). |
|
|
| B + D B + E B + F |
| A.1/3.49 ex A.2/3.2 | Nozzles for fixed pressure water-spraying fire-extinguishing systems for special category spaces, ro-ro cargo spaces, ro-ro spaces and vehicle spaces |
|
|
| B + D B + E B + F |
| A.1/3.50 | Protective clothing resistant to chemical attack | Moved to A.2/3.9 | |||
| A.1/3.51 | Fixed fire detection and fire alarm systems components for control stations, service spaces, accommodation spaces, cabin balconies, machinery spaces and unattended machinery spaces |
|
| Control and indicating equipment. Electrical installations in ships:
Power supply equipment:
Heat detectors — Point detectors:
Smoke detectors — Point detectors using scattered light, transmitted light or ionisation:
Flame detectors — Point detectors:
Manual call points:
And, as applicable, electrical and electronic installations in ships:
| B + D B + E B + F |
| A.1/3.52 | Non-portable and transportable fire extinguishers |
|
|
| B + D B + E B + F |
| A.1/3.53 | Alarm devices |
|
| Sounders
| B + D B + E B + F |
| A.1/3.54 | Fixed oxygen analysis and gas detection equipment |
|
|
and as applicable to: (a) Category 4: (safe area)
(b) Category 3: (explosive gas atmospheres)
| B + D B + E B + F |
| A.1/3.55 ex A.2/3.4 | Dual-purpose type nozzles (spray/jet type) |
|
|
| B + D B + E B + F |
| A.1/3.56 ex A.2/3.14 | Fire hoses (reel type) |
|
|
| B + D B + E B + F |
| A.1/3.57 ex A.2/3.28 | Medium expansion foam fire extinguishing systems components — fixed deck foam for tankers |
|
|
| B + D B + E B + F |
| A.1/3.58 ex A.2/3.29 | Fixed low expansion foam fire extinguishing systems components for machinery spaces and tanker deck protection. |
|
|
| B + D B + E B + F |
| A.1/3.59 ex A.2/3.30 | Expansion foam for fixed fire extinguishing systems for chemical tankers |
|
|
| B + D B + E B + F G |
| A.1/3.60 (new item) | Nozzles for fixed pressure water-spraying fire-extinguishing systems for cabin balconies |
|
|
| B + D B + E B + F |
| A.1/3.61 (new item) | Inside air high expansion foam systems for the protection of machinery spaces and cargo pump rooms |
|
|
| B + D B + E B + F |
4. Navigation equipment U.K.
Notes applicable to section 4: Navigation equipment.
Column 5: Wherever reference is made to EN 61162 series or IEC 61162 series, the intended item layout shall be taken into account to determine the applicable standard of EN 61162 series or IEC 61162 series.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.1/4.1 | Magnetic compass |
|
|
| B + D B + E B + F G |
| A.1/4.2 | Transmitting heading device THD (magnetic method) |
|
|
| B + D B + E B + F G |
| A.1/4.3 | Gyro compass |
|
|
| B + D B + E B + F G |
| A.1/4.4 | Radar equipment | Moved to A.1/4.34, A.1/4.35 and A.1/4.36 | |||
| A.1/4.5 | Automatic radar plotting aid (ARPA) | Moved to A.1/4.34 | |||
| A.1/4.6 | Echo-sounding equipment |
|
|
| B + D B + E B + F G |
| A.1/4.7 | Speed and distance measuring equipment (SDME) |
|
|
| B + D B + E B + F G |
| A.1/4.8 | Rudder angle, rpm, pitch indicator | Moved to A.1/4.20, A.1/4.21 and A.1/4.22 | |||
| A.1/4.9 ex A.2/4.26 | Rate-of-turn indicator |
|
|
| B + D B + E B + F G |
| A.1/4.10 | Direction finder | Deliberately left blank | |||
| A.1/4.11 | Loran-C equipment |
|
|
| B + D B + E B + F G |
| A.1/4.12 | Chayka equipment |
|
|
| B + D B + E B + F G |
| A.1/4.13 | Decca navigator equipment | Deliberately left blank | |||
| A.1/4.14 | GPS equipment |
|
|
| B + D B + E B + F G |
| A.1/4.15 | Glonass equipment |
|
|
| B + D B + E B + F G |
| A.1/4.16 | Heading control system (HCS) |
|
|
| B + D B + E B + F G |
| A.1/4.17 | Mechanical pilot hoist | Moved to A.1/1.40 | |||
| A.1/4.18 | 9 GHz SAR transponder (SART) |
|
|
| B + D B + E B + F G |
| A.1/4.19 | Radar equipment for high-speed craft | Moved to A.1/4.37 | |||
| A.1/4.20 ex A.2/4.27 | Rudder angle indicator |
|
|
| B + D B + E B + F G |
| A.1/4.21 ex A.2/4.28 | Propeller revolution indicator |
|
|
| B + D B + E B + F G |
| A.1/4.22 ex A.2/4.29 | Pitch indicator |
|
|
| B + D B + E B + F G |
| A.1/4.23 | Compass for lifeboats and rescue boats |
|
|
| B + D B + E B + F G |
| A.1/4.24 | Automatic radar plotting aid (ARPA) for high-speed craft | Moved to A.1/4.37 | |||
| A.1/4.25 | Automatic tracking aid (ATA) | Moved to A.1/4.35 | |||
| A.1/4.26 | Automatic tracking aid (ATA) for high-speed craft | Moved to A.1/4.38 | |||
| A.1/4.27 | Electronic plotting aid (EPA) | Moved to A.1/4.36 | |||
| A.1/4.28 | Integrated bridge system | Moved to A.2/4.30 | |||
| A.1/4.29 | Voyage data recorder (VDR) |
|
|
| B + D B + E B + F G |
| A.1/4.30 | Electronic chart display and information system (ECDIS) with backup, and raster chart display system (RCDS) |
|
[ECDIS back-up and RCDS are only applicable when this functionality is included in the ECDIS. The module B certificate shall indicate whether these options were tested.] |
| B + D B + E B + F G |
| A.1/4.31 | Gyro compass for high-speed craft |
|
|
| B + D B + E B + F G |
| A.1/4.32 | Universal automatic identification system equipment (AIS) |
|
Note: ITU-R M. 1371-3(2007) Annex 3 shall only be applicable in accordance with requirements of IMO Res. MSC.74(69). |
| B + D B + E B + F G |
| A.1/4.33 | Track control system (working at ship's speed from minimum manoeuvring speed up to 30 knots) |
|
|
| B + D B + E B + F G |
| A.1/4.34 | Radar equipment CAT 1 |
|
|
| B + D B + E B + F G |
| A.1/4.35 | Radar equipment CAT 2 |
|
|
| B + D B + E B + F G |
| A.1/4.36 | Radar equipment CAT 3 |
|
|
| B + D B + E B + F G |
| A.1/4.37 | Radar equipment for high-speed craft applications (CAT 1H, CAT 2H and CAT 3H) |
|
|
| B + D B + E B + F G |
| A.1/4.38 | Radar equipment approved with a chart option (CAT 1HC, CAT 2HC and CAT 3HC) |
|
|
| B + D B + E B + F G |
| A.1/4.39 | Radar reflector |
|
|
| B + D B + E B + F G |
| A.1/4.40 | Heading control system for high-speed craft |
|
|
| B + D B + E B + F G |
| A.1/4.41 | Transmitting heading device THD (GNSS method) |
|
|
| B + D B + E B + F G |
| A.1/4.42 | Searchlight for high-speed craft |
|
|
| B + D B + E B + F G |
| A.1/4.43 | Night vision equipment for high-speed craft |
|
|
| B + D B + E B + F G |
| A.1/4.44 | Differential beacon receiver for DGPS and D Glonass equipment |
|
|
| B + D B + E B + F G |
| A.1/4.45 ex A.2/4.21 | Chart facilities for shipborne radar |
|
|
| B + D B + E B + F G |
| A.1/4.46 | Transmitting heading device THD (gyroscopic method) |
|
|
| B + D B + E B + F G |
| A.1./4.47 | Simplified voyage data recorder (S-VDR) |
|
|
| B + D B + E B + F G |
| A.1/4.48 ex A.1/1.40 | Mechanical pilot hoist |
|
|
| B + D B + E B + F |
| A.1/4.49 ex A.1/1.42 | Pilot ladder |
|
|
| B + D B + E B + F G |
| A.1/4.50 (new item) | DGPS equipment |
|
|
| B + D B + E B + F G |
| A.1/4.51 (new item) | D Glonass equipment |
|
|
| B + D B + E B + F G |
5. Radiocommunication equipment U.K.
Notes applicable to section 5: Radiocommunication equipment.
Column 5: In case of conflicting requirements between IMO MSC/Circ.862 and the product testing standards, the IMO MSC/Circ.862 requirements shall take precedence.
Wherever reference is made to EN 61162 series or IEC 61162 series, the intended item layout shall be taken into account to determine the applicable standard of EN 61162 series or IEC 61162 series.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.1/5.1 | VHF radio capable of transmitting and receiving DSC and radiotelephony |
|
|
| B + D B + E B + F G |
| A.1/5.2 | VHF DSC watchkeeping receiver |
|
|
| B + D B + E B + F G |
| A.1/5.3 | Navtex receiver |
|
|
| B + D B + E B + F G |
| A.1/5.4 | EGC receiver |
|
|
| B + D B + E B + F G |
| A.1/5.5 | HF marine safety information (MSI) equipment (HF NBDP receiver) |
|
|
| B + D B + E B + F G |
| A.1/5.6 | 406 MHz EPIRB (Cospas-Sarsat) |
|
|
Note: IMO MSC/Circ.862 is applicable only to the optional remote activation device, not to the EPIRB itself. | B + D B + E B + F G |
| A.1/5.7 | L- band EPIRB (Inmarsat) | Deliberately left blank | |||
| A.1/5.8 | 2182 kHz watch receiver | Deliberately left blank | |||
| A.1/5.9 | Two-tone alarm generator | Deliberately left blank | |||
| A.1/5.10 | MF radio capable of transmitting and receiving DSC and radiotelephony Note: In line with IMO and ITU decisions, the requirements for two-tone alarm generator and transmission on H3E are no longer applicable in the testing standards |
|
|
| B + D B + E B + F G |
| A.1/5.11 | MF DSC watchkeeping receiver |
|
|
| B + D B + E B + F G |
| A.1/5.12 | Inmarsat-B SES |
|
|
| B + D B + E B + F G |
| A.1/5.13 | Inmarsat-C SES |
|
|
| B + D B + E B + F G |
| A.1/5.14 | MF/HF radio capable of transmitting and receiving DSC, NBDP and radiotelephony Note: In line with IMO and ITU decisions, the requirements for two-tone alarm generator and transmission on A3H are no longer applicable in testing standards. |
|
|
| B + D B + E B + F G |
| A.1/5.15 | MF/HF DSC watchkeeping receiver |
|
|
| B + D B + E B + F G |
| A.1/5.16 | Aeronautical two-way VHF radio telephone apparatus |
|
|
| B + D B + E B + F G |
| A.1/5.17 | Portable survival craft two-way VHF radiotelephone apparatus |
|
|
| B + D B + E B + F G |
| A.1/5.18 | Fixed survival craft two-way VHF radiotelephone apparatus |
|
|
| B + D B + E B + F G |
| A1/5.19 | Inmarsat-F SES |
|
|
| B + D B + E B + F G |
6. Equipment required under Colreg 72 U.K.
| No | Item designation | Regulation Colreg 72 where ‘type approval’ is required | Regulations of Colreg and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.1/6.1 | Navigation lights |
|
|
| B + D B + E B + F G |
ANNEX A.2 EQUIPMENT FOR WHICH NO DETAILED TESTING STANDARDS EXIST IN INTERNATIONAL INSTRUMENTS
1. Lifesaving appliances U.K.
Column 4: IMO MSC/Circular 980 should apply except when superseded by the specific instruments referred to in Column 4.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/1.1 | Radar reflector for liferafts |
|
| ||
| A.2/1.2 | Immersion suit materials | Deliberately left blank | |||
| A.2/1.3 | Float-free launching appliances for survival craft |
|
| ||
| A.2/1.4 | Embarkation ladders | Moved to A.1/1.29 | |||
| A.2/1.5 | Public address & general emergency alarm system (when used as fire alarm device item A.1/3.53 shall apply) |
|
| ||
2. Marine pollution prevention U.K.
| No | Item designation | Regulation Marpol 73/78 where ‘type approval’ is required | Regulations of Marpol 73/78 and the relevant resolutions and circulars of the IMO, applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/2.1 | On-board NO x monitoring and recording devices | Moved to A.1/2.8 | |||
| A.2/2.2 | On-board exhaust gas cleaning systems |
|
|
| |
| A.2/2.3 | Other equivalent methods to reduce on-board NO x emissions |
|
| ||
| A.2/2.4 | Other technological methods to limit SO x emissions | Moved to A.1/2.9 | |||
3. Fire protection equipment U.K.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/3.1 | Non-portable and transportable extinguishers | Moved to A.1/3.52 | |||
| A.2/3.2 | Nozzles for fixed pressure water-spraying fire-extinguishing systems for special category spaces, ro-ro cargo spaces, ro-ro spaces and vehicle spaces | Moved to A.1/3.49 | |||
| A.2/3.3 | Cold-weather starting of generator sets (starting devices) |
|
| ||
| A.2/3.4 | Dual-purpose type nozzles (spray/jet type) | Moved to A.1/3.55 | |||
| A.2/3.5 | Fixed fire detection and fire alarm systems components for control stations, service spaces, accommodation spaces, machinery spaces and unattended machinery spaces | Moved to A.1/3.51 | |||
| A.2/3.6 | Smoke detectors | Moved to A.1/3.51 | |||
| A.2/3.7 | Heat detectors | Moved to A.1/3.51 | |||
| A.2/3.8 | Electric safety lamp |
|
|
| |
| A.2/3.9 | Protective clothing resistant to chemical attack |
|
|
| |
| A.2/3.10 | Low-location lighting systems | Moved to A.1/3.40 | |||
| A.2/3.11 | Nozzles for fixed pressure water spraying fire extinguishing systems for machinery spaces | Moved to A.1/3.10 | |||
| A.2/3.12 | Equivalent fixed gas fire extinguishing systems for machinery spaces and cargo pump rooms | Moved to A.1/3.45 | |||
| A.2/3.13 | Compressed airline breathing apparatus (high-speed craft) |
|
|
| |
| A.2/3.14 | Fire hoses (reel type) | Moved to A.1/3.56 | |||
| A.2/3.15 | Sample extraction smoke detection systems components |
|
| ||
| A.2/3.16 | Flame detectors | Moved to A.1/3.51 | |||
| A.2/3.17 | Manual call points | Moved to A.1/3.51 | |||
| A.2/3.18 | Alarm devices | Moved to A.1/3.53 | |||
| A.2/3.19 | Fixed water based local application firefighting systems components for use in category ‘ A ’ machinery spaces. | Moved to A.1/3.48 | |||
| A.2/3.20 | Upholstered furniture | Moved to A.1/3.20 | |||
| A.2/3.21 | Paint lockers and flammable liquid lockers fire extinguishing systems components |
|
| ||
| A.2/3.22 | Galley exhaust duct fixed fire extinguishing systems components |
|
| ||
| A.2/3.23 | Helicopter deck fire extinguishing systems components |
|
|
| |
| A.2/3.24 | Portable foam applicator units |
|
| ||
| A.2/3.25 | C class divisions |
|
|
| |
| A.2/3.26 | Gaseous fuel systems used for domestic purposes (components) |
|
| ||
| A.2/3.27 | Fixed gas fire extinguishing systems (CO 2 ) components. |
|
|
| |
| A.2/3.28 | Medium expansion foam fire extinguishing systems components — fixed deck foam for tankers | Moved to A.1/3.57 | |||
| A.2/3.29 | Fixed low expansion foam fire extinguishing systems components for machinery spaces and tanker deck protection. | Moved to A.1/3.58 | |||
| A.2/3.30 | Expansion foam for fixed fire extinguishing systems for chemical tankers | Moved to A.1/3.59 | |||
| A.2/3.31 | Water spraying hand-operated system |
|
| ||
4. Navigation equipment U.K.
Notes applicable to section 4: Navigation equipment
Columns 3 and 4: References to SOLAS Chapter V are to SOLAS 1974 as amended by MSC 73 and entering into force on 1 July 2002 .
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/4.1 | Gyro compass for high-speed craft | Moved to A.1/4.31 | |||
| A.2/4.2 | Heading control system for high-speed craft (formerly auto-pilot) | Moved to A.1/4.40 | |||
| A.2/4.3 | Transmitting heading device THD (GNSS method) | Moved to A.1/4.41 | |||
| A.2/4.4 | Daylight signalling lamp |
|
|
| |
| A.2/4.5 | Searchlight for high-speed craft | Moved to A.1/4.42 | |||
| A.2/4.6 | Night vision equipment for high-speed craft | Moved to A.1/4.43 | |||
| A.2/4.7 | Track control system | Moved to A.1/4.33 | |||
| A.2/4.8 | Electronic chart display and information system (ECDIS). | Moved to A.1/4.30 | |||
| A.2/4.9 | Electronic chart display and information system (ECDIS) backup | Moved to A.1/4.30 | |||
| A.2/4.10 | Raster chart display system (RCDS) | Moved to A.1/4.30 | |||
| A.2/4.11 | Combined GPS/Glonass equipment |
|
|
| |
| A.2/4.12 | DGPS, D Glonass equipment | Moved to A.1/4.44, A.1/4.50 and A.1/4.51 | |||
| A.2/4.13 | Gyro compass for high-speed craft | Moved to A.1/4.31 | |||
| A.2/4.14 | Voyage data recorder (VDR) | Moved to A.1/4.29 | |||
| A.2/4.15 | Integrated navigation system |
|
|
| |
| A.2/4.16 | Integrated bridge system | Deliberately left blank | |||
| A.2/4.17 | Radar target enhancer |
|
|
| |
| A.2/4.18 | Sound reception system |
|
|
| |
| A.2/4.19 | Magnetic compass for high-speed craft |
|
|
| |
| A.2/4.20 | Track control system for high-speed craft |
|
|
| |
| A.2/4.21 | Chart facilities for shipborne radar | Moved to A.1/4.45 | |||
| A.2/4.22 | Transmitting heading device THD (gyroscopic method) | Moved to A.1/4.46 | |||
| A.2/4.23 | Transmitting heading device THD (magnetic method) | Moved to A.1/4.2 | |||
| A.2/4.24 | Thrust indicator |
|
|
| |
| A.2/4.25 | Lateral thrust, pitch and mode indicators |
|
|
| |
| A.2/4.26 | Rate-of-turn indicator | Moved to A.1/4.9 | |||
| A.2/4.27 | Rudder angle indicator | Moved to A.1/4.20 | |||
| A.2/4.28 | Propeller revolution indicator | Moved to A.1/4.21 | |||
| A.2/4.29 | Pitch indicator | Moved to A.1/4.22 | |||
| A.2/4.30 | Integrated bridge system |
|
|
| |
| A.2/4.31 | Bearing device |
|
|
| |
| A.2/4.32 | Bridge navigational watch alarm system (BNWAS) |
|
| ||
| A.2/4.33 | Track control system (working at ship's speed from 30 knots and above) |
|
| ||
| A.2/4.34 (new item) | Equipment with long range identification and tracking (LRIT) capability |
|
|
| |
| A.2/4.35 (new item) | Galileo receiver |
|
|
| |
| A.2/4.36 (new item) | AIS SART equipment |
|
|
| |
5. Radiocommunication equipment U.K.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/5.1 | VHF EPIRB |
|
|
| |
| A.2/5.2 | Radio reserve source of energy |
|
|
| |
| A.2/5.3 | Inmarsat-F SES | Moved to A.1/5.19. | |||
| A.2/5.4 | Distress panel |
|
|
| |
| A.2/5.5 | Distress alarm or alert panel |
|
|
| |
| A.2/5.6 | L- band EPIRB (Inmarsat) | Deliberately left blank | |||
| A.2/5.7 | Ship security alert system |
|
| ||
6. Equipment required under Colreg 72 U.K.
| No | Item designation | Regulation Colreg 72 where ‘type approval’ is required | Regulations of Colreg and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/6.1 | Navigation lights | Moved to A.1/6.1. | |||
| A.2/6.2 | Sound signal appliances |
|
|
| |
7. Bulk carrier safety equipment U.K.
| No | Item designation | Regulation SOLAS 74 where ‘type approval’ is required | Regulations of SOLAS 74 and the relevant resolutions and circulars of the IMO, as applicable | Testing standards | Modules for conformity assessment |
|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | 6 |
| A.2/7.1 | Loading instrument |
|
|
| |
| A.2/7.2 | Water level detectors on bulk carriers |
|
|
| ] |
ANNEX BU.K.Modules for conformity assessment
EC TYPE-EXAMINATION (MODULE B)U.K.
1.A notified body must ascertain and attest that a specimen, representative of the production envisaged, complies with the provisions of the international instruments that apply to it.U.K.
2.The application for the EC type-examination must be lodged by the manufacturer or his authorized representative established within the Community with a notified body of his choice.U.K.
The application must include:
the name and address of the manufacturer and, if the application is lodged by the authorized representative, his name and address as well,
a written declaration that the same application has not been lodged simultaneously with any other notified body,
the technical documentation as described in point 3.
The applicant must place at the disposal of the notified body a specimen, representative of the production envisaged and hereinafter called ‘type’(1). The notified body may request further specimens if needed for the test programme.
3.The technical documentation must make it possible to assess the product's compliance with the requirements of the relevant international instruments. It must, as far as is relevant for such assessment, cover the design, the building standard, manufacture, installation and functioning of the product in accordance with the description of technical documentation set down in the Appendix to this Annex.U.K.
4.The notified body must:U.K.
4.1.examine the technical documentation and verify that the type has been manufactured in accordance with the technical documentation;U.K.
4.2.perform the appropriate examinations and necessary tests or have them performed to check whether the requirements of the relevant international instruments have actually been met;U.K.
4.3.agree with the applicant the location where the examinations and necessary tests will be carried out.U.K.
5.Where the type meets the provisions of the relevant international instruments, the notified body must issue an EC type-examination certificate to the applicant. The certificate must give the name and address of the manufacturer, details of the equipment, the conclusions of the examination, the conditions of its validity and the necessary data for identification of the approved type.U.K.
A list of the relevant parts of the technical documentation must be annexed to the certificate and a copy kept by the notified body.
If a manufacturer is refused a type-certification, the notified body must give detailed reasons for that refusal.
Where a manufacturer reapplies for type-approval for equipment for which a type-certificate has been refused, his submission to the notified body must include all relevant documentation, including the original test reports, the detailed reasons for the previous refusal and details of all modifications made to the equipment.
6.The applicant must inform the notified body that holds the technical documentation concerning the EC type-examination certificate of all modifications to the approved product, which must receive additional approval where such changes may affect compliance with the requirements or the prescribed conditions for use of the product. Such additional approval must be given in the form of an addition to the original EC type-examination certificate.U.K.
7.Each notified body must, on request, provide flag Member State administrations and the other notified bodies with the relevant information concerning the EC type-examination certificates and additions issued and withdrawn.U.K.
8.The other notified bodies may receive copies of the EC type-examination certificates and/or their additions. The Annexes to the certificates must be kept at the disposal of the other notified bodies.U.K.
9.The manufacturer or his authorized representative established within the Community must keep with the technical documentation copies of EC type-examination certificates and their additions for at least 10 years after the last product has been manufactured.U.K.
CONFORMITY TO TYPE (MODULE C)U.K.
1.A manufacturer or his authorized representative established within the Community must ensure and declare that the products concerned conform to type as described in the EC type-examination certificate and satisfy the requirements of the international instruments that apply to them. The manufacturer or his authorized representative established within the Community must affix the mark to each product and draw up a written declaration of conformity.U.K.
2.The manufacturer must take all measures necessary to ensure that the manufacturing process ensures that the manufactured products conform to type as described in the EC type-examination certificate and comply with the requirements of the international instruments that apply to them.U.K.
3.The manufacturer or his authorized representative established within the Community must keep a copy of the declaration of conformity for at least 10 years after the last product has been manufactured.U.K.
PRODUCTION-QUALITY ASSURANCE (MODULE D)U.K.
1.A manufacturer who satisfies the obligations of point 2 must ensure and declare that the products concerned conform to type as described in the EC type-examination certificate. The manufacturer or his authorized representative established within the Community must affix the mark to each product and draw up a written declaration of conformity. The mark must be accompanied by the identification symbol of the notified body responsible for surveillance as specified in point 4.U.K.
2.The manufacturer must operate an approved quality system for production, final-product inspection and testing as specified in point 3 and must be subject to surveillance as specified in point 4.U.K.
3.Quality systemU.K.
3.1.The manufacturer must lodge an application for assessment of his quality system with a notified body of his choice for the products concerned.U.K.
The application must include:
all relevant information for the product category envisaged,
the documentation concerning the quality system,
the technical documentation of the approved type and a copy of the EC type-examination certificate.
3.2.The quality system must ensure that the products conform to type as described in the EC type-examination certificate.U.K.
All the elements, requirements and provisions adopted by the manufacturer must be documented in a systematic and orderly manner in the form of written policies, procedures and instructions. The quality-system documentation must permit a consistent interpretation of the quality programmes, plan, manuals and records.
It must, in particular, include an adequate description of:
the quality objectives and the organizational structure, responsibilities and powers of the management with regard to product quality,
the manufacturing, quality-control and quality-assurance techniques, processes and systematic actions that will be used,
the examinations and tests that will be carried out before, during and after manufacture, and the frequency with which they will be carried out,
the quality records, such as inspection reports and test data, calibration data, qualification reports of the personnel concerned, etc.,
the means of monitoring the achievement of the required product quality and the effective operation of the quality system.
3.3.The notified body must assess the quality system to determine whether it satisfies the requirements laid down in point 3.2. It must presume compliance with those requirements in respect of quality systems that implement the relevant harmonized standard.U.K.
The auditing team must have at least one member with experience of assessment in the product technology concerned. The assessment procedure must include a visit to the manufacturer's premises.
The manufacturer must be notified of the decision. The notification must include the conclusions of the examination and the reasoned assessment decision.
3.4.The manufacturer must undertake to fulfil the obligations arising out of the quality system as approved and to uphold it so that it remains adequate and efficient.U.K.
The manufacturer or his authorized representative established within the Community must keep the notified body that has approved the quality system informed of any intended updating of that quality system.
The notified body must assess the modifications proposed and decide whether the modified quality system will still satisfy the requirements laid down in point 3.2 or whether a reassessment is required.
The manufacturer must be notified of its decision. The notification must include the conclusions of the examination and the reasoned assessment decision.
4.Surveillance under the responsibility of the notified bodyU.K.
4.1.The purpose of surveillance is to make sure that the manufacturer duly fulfils the obligations arising out of the approved quality system.U.K.
4.2.The manufacturer must allow the notified body access for inspection purposes to the locations of manufacture, inspection and testing and storage and must provide it with all necessary information, in particular:U.K.
the quality-system documentation,
the quality records, such as inspection reports and test data, calibration data, qualification reports of the personnel concerned, etc.
4.3.The notified body must periodically carry out audits to make sure that the manufacturer maintains and applies the quality system and must provide the manufacturer with audit reports.U.K.
4.4.In addition, the notified body may pay unannounced visits to the manufacturer. During such visits the notified body may carry out tests or cause tests to be carried out to check that the quality system is functioning correctly, if necessary. The notified body must provide the manufacturer with a visit report and, if a test has taken place, with a test report.U.K.
5.The manufacturer must, for at least 10 years after the last product has been manufactured, keep at the disposal of the national authorities:U.K.
the documentation referred to in the second indent of the second paragraph of point 3.1,
the updating referred to in the second paragraph of point 3.4,
the decision and reports from the notified body referred to in the final paragraph of point 3.4, point 4.3 and point 4.4.
6.Each notified body must, on request, provide flag Member State administrations and the other notified bodies with the relevant information concerning the quality-system approvals issued and withdrawn.U.K.
PRODUCT-QUALITY ASSURANCE (MODULE E)U.K.
1.A manufacturer who satisfies the obligations of point 2 ensures and declares that the products concerned conform to type as described in the EC type-examination certificate. The manufacturer or his authorized representative established within the Community must affix the mark to each product and draw up a written declaration of conformity. The mark must be accompanied by the identification symbol of the notified body responsible for surveillance as specified in point 4.U.K.
2.The manufacturer must operate an approved quality system for final inspection and testing as specified in point 3 and must be subject to surveillance as specified in point 4.U.K.
3.Quality systemU.K.
3.1.The manufacturer must lodge an application for assessment of his quality system for the products concerned with a notified body of his choice.U.K.
The application must include:
all relevant information for the product category envisaged,
documentation concerning the quality system,
the technical documentation of the approved type and a copy of the EC type-examination certificate.
3.2.Under the quality system, each product must be examined and appropriate tests must be carried out in order to ensure its compliance with the relevant requirements of the international instruments. All the elements, requirements and provisions adopted by the manufacturer must be documented in a systematic and orderly manner in the form of written policies, procedures and instructions. That quality-system documentation must ensure common understanding of the quality programmes, plans, manuals and records.U.K.
It must, in particular, include an adequate description of:
the quality objectives and the organizational structure, responsibilities and powers of the management with regard to product quality,
the examinations and tests that will be carried out after manufacture,
the means of monitoring the effective operation of the quality system,
the quality records, such as inspection reports and test data, calibration data, qualification reports of the personnel concerned, etc.
3.3The notified body must assess the quality system to determine whether it satisfies the requirements laid down in point 3.2. It must presume compliance with the requirements in respect of quality systems that implement the relevant harmonized standard.U.K.
The auditing team must have at least one member with experience as an assessor in the product technology concerned. The assessment procedure must include an assessment visit to the manufacturer's premises.
The manufacturer must be notified of the decision. The notification must include the conclusions of the examination and the reasoned assessment decision.
3.4.The manufacturer must undertake to fulfil the obligations arising out of the quality system as approved and to maintain it in an appropriate and efficient manner.U.K.
The manufacturer or his authorized representative established within the Community must keep the notified body that has approved the quality system informed of any intended updating of that quality system.
The notified body must evaluate the modifications proposed and decide whether the modified quality system will still satisfy the requirements laid down in point 3.2 or whether a reassessment is required.
The manufacturer must be notified of its decisions. The notification must include the conclusions of the examination and the reasoned assessment decision.
4.Surveillance under the responsibility of the notified bodyU.K.
4.1.The purpose of surveillance is to make sure that the manufacturer duly fulfils the obligations arising out of the approved quality system.U.K.
4.2.The manufacturer must allow the notified body access for inspection purposes to the locations of inspection, testing and storage and must provide it with all necessary information, in particular:U.K.
the quality-system documentation,
the technical documentation,
the quality records, such as inspection reports and test data, calibration data, qualification reports of the personnel concerned, etc.
4.3.The notified body must periodically carry out audits to make sure that the manufacturer maintains and applies the quality system and must provide the manufacturer with audit reports.U.K.
4.4.In addition, the notified body may pay unannounced visits to the manufacturer. During such visits the notified body may carry out tests or cause tests to be carried out to check that the quality system is functioning correctly, if necessary. The notified body must provide the manufacturer with a visit report and, if a test has been carried out, with a test report.U.K.
5.The manufacturer must, for at least 10 years after the last product has been manufactured, keep at the disposal of the national authorities:U.K.
the documentation referred to in the third indent of the second paragraph of point 3.1,
the updating referred to in the second paragraph of point 3.4,
the decision and reports from the notified body referred to in the final paragraph of point 3.4, point 4.3 and point 4.4.
6.Each notified body must on request provide flag Member State administrations and the other notified bodies with the relevant information concerning the quality-system approvals issued and withdrawn.U.K.
PRODUCT VERIFICATION (MODULE F)U.K.
1.A manufacturer or his authorized representative established within the Community must check and attest that the products subject to point 3 conform to the type as described in the EC type-examination certificate.U.K.
2.The manufacturer must take all measures necessary to ensure that the manufacturing process ensures that the products conform to type as described in the EC type-examination certificate. He must affix the mark to each product and must draw up a declaration of conformity.U.K.
3.The notified body must carry out the appropriate examinations and tests in order to check that the product complies with the requirements of the international instruments either by examination and testing of every product as specified in point 4 or by examination and testing of products on a statistical basis, as specified in point 5, at the choice of the manufacturer.U.K.
3a.The manufacturer or his authorized representative established within the Community must keep a copy of the declaration of conformity for at least 10 years after the last product has been manufactured.U.K.
4.Verification by examination and testing of every productU.K.
4.1.All products must be individually examined and appropriate tests must be carried out in order to verify their conformity to type as described in the EC type-examination certificate.U.K.
4.2.The notified body must affix its identification symbol or cause it to be affixed to each approved product and draw up a written certificate of conformity relating to the tests carried out.U.K.
4.3.The manufacturer or his authorized representative established within the Community must ensure that he is able to supply the notified body's certificate of conformity on request to the flag Member State administration.U.K.
5.Statistical verificationU.K.
5.1.The manufacturer must present his products in the form of homogeneous lots and must take all measures necessary to ensure that the manufacturing process ensures the homogeneity of each lot produced.U.K.
5.2.All products must be available for verification in the form of homogeneous lots. A random sample must be drawn from each lot. Products in a sample must be individually examined and appropriate tests must be carried out to ensure that they comply with the requirements of the international instruments which apply to them and to determine whether the lot is to be accepted or rejected.U.K.
5.3.In the case of accepted lots, the notified body must affix its identification symbol or cause it to be affixed to each product and must draw up a written certificate of conformity relating to the tests carried out. All products in the lot may be put on the market except those products from the sample which are found not to comply.U.K.
If a lot is rejected, the notified body or the competent authority must take appropriate measures to prevent that lot's being put on the market. In the event of frequent rejection of lots the notified body may suspend statistical verification.
The manufacturer may, under the responsibility of the notified body, affix the latter's identification symbol during the manufacturing process.
5.4.The manufacturer or his authorized representative established within the Community must ensure that he is able to supply the notified body's certificates of conformity on request to the flag Member State administration.U.K.
UNIT VERIFICATION (MODULE G)U.K.
1.The manufacturer must ensure and declare that the product concerned, which has been issued with the certificate referred to in point 2, complies with the requirements of the international instruments that apply to it. The manufacturer or his authorized representative established within the Community must affix the mark to the product and draw up a declaration of conformity.U.K.
2.The notified body must examine the individual product and carry out appropriate tests to ensure that it complies with the relevant requirements of the international instruments.U.K.
The notified body must affix its identification number or cause it to be affixed to the approved product and must draw up a certificate of conformity concerning the tests carried out.
3.The aim of the technical documentation is to enable compliance with the requirements of the international instruments to be assessed and the design, manufacture and operation of the product to be understood.U.K.
FULL-QUALITY ASSURANCE (MODULE H)U.K.
1.A manufacturer who satisfies the obligations of paragraph 2 must ensure and declare that the products concerned comply with the requirements of the international instruments that apply to them. The manufacturer or his authorized representative established within the Community must affix the mark to each product and draw up a written declaration of conformity. The mark must be accompanied by the identification symbol of the notified body responsible for surveillance as specified in point 4.U.K.
2.The manufacturer must operate an approved quality system for design, manufacture, final-product inspection and testing as specified in point 3 and must be subject to surveillance as specified in point 4.U.K.
3.Quality systemU.K.
3.1.The manufacturer must lodge an application for assessment of his quality system with a notified body.U.K.
The application must include:
all relevant information for the product category envisaged and
documentation concerning the quality system.
3.2.The quality system must ensure that the products comply with the requirements of the international instruments that apply to them.U.K.
All the elements, requirements and provisions adopted by the manufacturer must be documented in a systematic and orderly manner in the form of written policies, procedures and instructions. The quality-system documentation must ensure common understanding of the quality policies and procedures such as quality programmes, plans, manuals and records.
It must, in particular, include an adequate description of:
the quality objectives and the organizational structure, responsibilities and powers of the management with regard to product quality,
the technical design specifications, including standards, that will be applied and the assurance that the essential requirements of the international instruments that apply to the products will be met,
the design-control and design-verification techniques, processes and systematic actions that will be used in the design of the products pertaining to the product category covered,
the corresponding manufacturing, quality-control and quality-assurance techniques, processes and systematic actions that will be used,
the examinations and tests that will be carried out before, during and after manufacture, and the frequency with which they will be carried out,
the quality records, such as inspection reports and test data, calibration data, qualification reports of the personnel concerned, etc.,
the means of monitoring the achievement of the required design and product quality and the effective operation of the quality system.
3.3.The notified body must assess the quality system to determine whether it satisfies the requirements laid down in point 3.2. It must presume compliance with the requirements in respect of quality systems that implement the relevant harmonized standard.U.K.
The auditing team must have at least one member with experience as an assessor in the product technology concerned. The assessment procedure must include an assessment visit to the manufacturer's premises.
The manufacturer must be notified of the decision. The notification must include the conclusions of the examination and the reasoned assessment decision.
3.4.The manufacturer must undertake to fulfil the obligations arising from the quality system as approved and to uphold it so that it remains adequate and efficient.U.K.
The manufacturer or his authorized representative established within the Community must keep the notified body that has approved the quality system informed of any intended updating of that quality system.
The notified body must evaluate the modifications proposed and decide whether the modified quality system will still satisfy the requirements laid down in point 3.2 or whether a reassessment is required.
The manufacturer must be notified of its decisions. The notification must include the conclusions of the examination and the reasoned assessment decision.
4.EC surveillance under the responsibility of the notified bodyU.K.
4.1.The purpose of surveillance is to make sure that the manufacturer duly fulfils the obligations arising out of the approved quality system.U.K.
4.2.The manufacturer must allow the notified body access for inspection purposes to the locations of design, manufacture, inspection and testing and storage and must provide it with all necessary information, in particular:U.K.
the quality-system documentation,
the quality records as provided for in the design part of the quality system, such as the results of analyses, calculations, tests, etc.,
the quality records as provided for in the manufacturing part of the quality system, such as inspection reports and test data, calibration data, qualification reports of the personnel concerned, etc.
4.3.The notified body must periodically carry out audits to make sure that the manufacturer maintains and applies the quality system and must provide the manufacturer with audit reports.U.K.
4.4.In addition the notified body may pay unannounced visits to the manufacturer. During such visits, the notified body may carry out tests or cause tests to be carried out to check that the quality system is functioning correctly, if necessary. The notified body must provide the manufacturer with a visit report and, if a test has been carried out, with a test report.U.K.
5.The manufacturer must, for at least 10 years after the last product has been manufactured, keep at the disposal of the national authorities:U.K.
the documentation referred to in the second indent of the second paragraph of point 3.1,
the updating referred to in the second paragraph of point 3.4,
the decision and reports from the notified body referred to in the final paragraph of point 3.4, point 4.3 and point 4.4.
6.Each notified body must, on request, provide flag Member State administrations and the other notified bodies with the relevant information concerning the quality-system approvals issued and withdrawn.U.K.
7.Design examinationU.K.
7.1.The manufacturer must lodge an application for examination of the design with a single notified body.U.K.
7.2The application must make it possible to understand the design, manufacture and operation of the product and to assess compliance with the requirements of international instruments.U.K.
It must include:
the technical design specifications, including standards, that have been applied and
the necessary supporting evidence for their adequacy, in particular where the standards specified in Article 5 have not been applied in full. Such supporting evidence must include the results of tests carried out by an appropriate laboratory of the manufacturer's or on his behalf.
7.3.The notified body must examine the application and where the design complies with those provisions of the international instruments that apply it must issue an EC design-examination certificate to the applicant. The certificate must include the conclusions of the examination, the conditions of its validity, the data necessary for identification of the approved design and, if relevant, a description of the product's functioning.U.K.
7.4.The applicant must keep the notified body that has issued the EC design-examination certificate informed of any modification to the approved design. Modifications to the approved design must receive additional approval from the notified body that issued the EC design-examination certificate where such changes may affect compliance with the relevant requirements of the international instruments or the prescribed conditions for use of the product. Such additional approval must be given in the form of an addition to the original EC design-examination certificate.U.K.
7.5.The notified bodies must, on request, provide flag Member State administrations and the other notified bodies with the relevant information concerning:U.K.
the EC design-examination certificates and additions issued and
the EC design-approvals and additional approvals withdrawn.
Appendix to Annex BTechnical documentation to be supplied by the manufacturer to the notified body
The provisions set down in this Appendix apply to all modules of Annex B.
The technical documentation referred to in Annex B must comprise all relevant data and means used by the manufacturer to ensure that equipment complies with the essential requirements relating to it.
The technical documentation must make it possible to understand the design, manufacture and operation of the product, and must make it possible to assess compliance with the requirements of the relevant international instruments.
The documentation must, so far as they are relevant to assessment, include:
a general description of the type,
conceptual-design, build standard and manufacturing drawings and schemes of components, sub-assemblies, circuits, etc.,
descriptions and explanations necessary for the understanding of those drawings and schemes, including the operation of the product,
the results of design calculations made, impartial examinations carried out, etc.,
impartial test reports,
manuals for installation, use and maintenance.
Where appropriate, the design documentation must contain the following:
attestations relating to the equipment incorporated in the appliance,
attestations and certificates relating to the methods of manufacture and/or inspection and/or monitoring of the appliance,
any other document that makes it possible for the notified body to improve its assessment.
ANNEX CU.K.Minimum criteria to be taken into account by Member States for the designation of bodies
1.Notified bodies must fulfil the requirements of the relevant EN 45000 series.U.K.
2.A notified body must be independent and must not be controlled by manufacturers or by suppliers.U.K.
3.A notified body must be established within the territory of the Community.U.K.
4.Where type-approvals are issued by a notified body on behalf of a Member State, the Member State must ensure that the qualifications, technical experience and staffing of the notified body are such as will enable it to issue type-approvals which comply with the requirements of this Directive and to guarantee a high level of safety.U.K.
5.A notified body must be in a position to provide maritime expertise.U.K.
A notified body is entitled to perform conformity-assessment procedures for any economic operator established within or outwith the Community.
A notified body may perform conformity-assessment procedures in any Member State or State outwith the Community using either its home-based means or the personnel of its branch office abroad.
If a subsidiary of a notified body performs conformity-assessment procedures, all documents relating to the conformity-assessment procedures must be issued by and in the name of the notified body and not in the name of the subsidiary.
A subsidiary of a notified body which is established in another Member State may, however, issue documents relating to conformity-assessment procedures if it is notified by that Member State.
ANNEX DU.K.Mark of conformity
The mark of conformity must take the following form: 
If the mark is reduced or enlarged the proportions given in the above graduated drawing must be respected.
The various components of the mark must have substantially the same vertical dimension, which may not be less than 5 mm.
That minimum dimension may be waived for small devices.
(1)
A type may cover several versions of the product provided that the differences between the versions do not affect the level of safety or the other requirements concerning the performance of the product.
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