- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (04/01/2011)
- Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE)
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)
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a Investment companies within the meaning of Article 32(5) of this Directive shall also indicate:
| ||
1.Information concerning the common fund | 1.Information concerning the management company including an indication whether the management company is established in a Member State other than the UCITS home Member State | 1.Information concerning the investment company |
1.1.Name | 1.1.Name or style, form in law, registered office and head office if different from the registered office. | 1.1.Name or style, form in law, registered office and head office if different from the registered office. |
1.2.Date of establishment of the common fund. Indication of duration, if limited. | 1.2.Date of incorporation of the company. Indication of duration, if limited. | 1.2.Date of incorporation of the company. Indication of duration, if limited. |
1.3.If the company manages other common funds, indication of those other funds. | 1.3.In the case of investment companies having different investment compartments, the indication of the compartments. | |
1.4.Statement of the place where the fund rules, if they are not annexed, and periodic reports may be obtained. | 1.4.Statement of the place where the instruments of incorporation, if they are not annexed, and periodical reports may be obtained. | |
1.5.Brief indications relevant to unit-holders of the tax system applicable to the common fund. Details of whether deductions are made at source from the income and capital gains paid by the common fund to unit-holders. | 1.5.Brief indications relevant to unit-holders of the tax system applicable to the company. Details of whether deductions are made at source from the income and capital gains paid by the company to unit-holders. | |
1.6.Accounting and distribution dates | 1.6.Accounting and distribution dates. | |
1.7.Names of the persons responsible for auditing the accounting information referred to in Article 73. | 1.7.Names of the persons responsible for auditing the accounting information referred to in Article 73. | |
1.8.Names and positions in the company of the members of the administrative, management and supervisory bodies. Details of their main activities outside the company where these are of significance with respect to that company. | 1.8.Names and positions in the company of the members of the administrative, management and supervisory bodies. Details of their main activities outside the company where these are of significance with respect to that company. | |
1.9.Amount of the subscribed capital with an indication of the capital paid-up | 1.9.Capital | |
1.10.Details of the types and main characteristics of the units and in particular:
| 1.10.Details of the types and main characteristics of the units and in particular:
| |
1.11.Where applicable, indication of stock exchanges or markets where the units are listed or dealt in. | 1.11.Where applicable, indication of stock exchanges or markets where the units are listed or dealt in. | |
1.12.Procedures and conditions of issue and sale of units. | 1.12.Procedures and conditions of issue and sale of units. | |
1.13.Procedures and conditions for repurchase or redemption of units, and circumstances in which repurchase or redemption may be suspended. | 1.13.Procedures and conditions for repurchase or redemption of units, and circumstances in which repurchase or redemption may be suspended. In the case of investment companies having different investment compartments, information on how a unit-holder may pass from one compartment into another and the charges applicable in such cases. | |
1.14.Description of rules for determining and applying income. | 1.14.Description of rules for determining and applying income. | |
1.15.Description of the common fund's investment objectives, including its financial objectives (e.g. capital growth or income), investment policy (e.g. specialisation in geographical or industrial sectors), any limitations on that investment policy and an indication of any techniques and instruments or borrowing powers which may be used in the management of the common fund. | 1.15.Description of the company's investment objectives, including its financial objectives (e.g. capital growth or income), investment policy (e.g. specialisation in geographical or industrial sectors), any limitations on that investment policy and an indication of any techniques and instruments or borrowing powers which may be used in the management of the company. | |
1.16.Rules for the valuation of assets. | 1.16.Rules for the valuation of assets. | |
1.17.Determination of the sale or issue price and the repurchase or redemption price of units, in particular:
| 1.17.Determination of the sale or issue price and the repurchase or redemption price of units, in particular:
| |
1.18.Information concerning the manner, amount and calculation of remuneration payable by the common fund to the management company, the depositary or third parties, and reimbursement of costs by the common fund to the management company, to the depositary or to third parties. | 1.18.Information concerning the manner, amount and calculation of remuneration payable by the company to its directors, and members of the administrative, management and supervisory bodies, to the depositary, or to third parties, and reimbursement of costs by the company to its directors, to the depositary or to third parties. |
Information concerning the depositary:U.K.
Information concerning the advisory firms or external investment advisers who give advice under contract which is paid for out of the assets of the UCITS:U.K.
Other investment information:U.K.
Economic information:U.K.
transferable securities,
bank balances,
other assets,
total assets,
liabilities,
net asset value.
transferable securities admitted to official stock exchange listing;
transferable securities dealt in on another regulated market;
recently issued transferable securities of the type referred to in Article 50(1)(d);
other transferable securities of the type referred to in Article 50(2)(a);
and analysed in accordance with the most appropriate criteria in the light of the investment policy of the UCITS (e.g. in accordance with economic, geographical or currency criteria) as a percentage of net assets; for each of the above investments the proportion it represents of the total assets of the UCITS.
Statement of changes in the composition of the portfolio during the reference period.
income from investments,
other income,
management charges,
depositary’s charges,
other charges and taxes,
net income,
distributions and income reinvested,
changes in capital account,
appreciation or depreciation of investments,
any other changes affecting the assets and liabilities of the UCITS,
transaction costs, which are costs incurred by a UCITS in connection with transactions on its portfolio.
the total net asset value,
the net asset value per unit.
Investment management.
Administration:
legal and fund management accounting services;
customer inquiries;
valuation and pricing (including tax returns);
regulatory compliance monitoring;
maintenance of unit-holder register;
distribution of income;
unit issues and redemptions;
contract settlements (including certificate dispatch);
record keeping.
Marketing.
Council Directive 85/611/EEC | |
Council Directive 88/220/EEC | |
Directive 95/26/EC of the European Parliament and of the Council | Article 1, fourth indent, Article 4(7) and Article 5, fifth indent only |
Directive 2000/64/EC of the European Parliament and of the Council | Article 1 only |
Directive 2001/107/EC of the European Parliament and of the Council | |
Directive 2001/108/EC of the European Parliament and of the Council | |
Directive 2004/39/EC of the European Parliament and of the Council | Article 66 only |
Directive 2005/1/EC of the European Parliament and of the Council | Article 9 only |
Directive 2008/18/EC of the European Parliament and of the Council |
Directive | Time limit for transposition | Date of application |
---|---|---|
85/611/EEC | 1 October 1989 | — |
88/220/EEC | 1 October 1989 | — |
95/26/EC | 18 July 1996 | — |
2000/64/EC | 17 November 2002 | — |
2001/107/EC | 13 August 2003 | 13 February 2004 |
2001/108/EC | 13 August 2003 | 13 February 2004 |
2004/39/EC | — | 30 April 2006 |
2005/1/EC | 13 May 2005 | — |
Directive 85/611/EEC | This Directive |
---|---|
Article 1(1) | Article 1(1) |
Article 1(2), introductory phrase | Article 1(2), introductory phrase |
Article 1(2), first and second indent | Article 1(2)(a) and (b) |
— | Article 1(2), second subparagraph |
Article 1(3), first subparagraph | Article 1(3), first subparagraph |
Article 1(3), second subparagraph | Article 1(3), second subparagraph, point (a) |
— | Article 1(3), second subparagraph, point (b) |
Article 1(4) to (7) | Article 1(4) to (7) |
Article 1(8), introductory phrase | Article 2(1)(n), introductory phrase |
Article 1(8), first, second and third indent | Article 2(1)(n), points (i), (ii) and (iii) |
Article 1(8), final phrase | Article 2(7) |
Article 1(9) | Article 2(1)(o) |
Article 1a, introductory phrase | Article 2(1), introductory phrase |
Article 1a, point (1) | Article 2(1)(a) |
Article 1a, point (2), first part of the phrase | Article 2(1)(b) |
Article 1a, point (2), second part of the phrase | Article 2(2) |
Article 1a, points (3) to (5) | Article 2(1)(c) to (e) |
Article 1a, point (6) | Article 2(1)(f) |
Article 1a, point (7), first part of the phrase | Article 2(1)(g) |
Article 1a, point (7), second part of the phrase | Article 2(3) |
Article 1a, points (8) to (9) | Article 2(1)(h) to (i) |
Article 1a, point (10), first subparagraph | Article 2(1)(j) |
Article 1a, point (10), second subparagraph | Article 2(5) |
Article 1a, point (11) | — |
Article 1a, points (12) and (13), first phrase | Article 2(1)(i)(ii) |
Article 1a, point (13), second phrase | Article 2(4)(a) |
Article 1a, points (14) and (15), first phrase | Article 2(1)(k) and (l) |
Article 1a, point (15), second phrase | Article 2(6) |
— | Article 2(1)(m) |
Article 2(1), introductory phrase | Article 3, introductory phrase |
Article 2(1), first, second, third and fourth indent | Article 3(a), (b), (c) and (d) |
Article 2(2) | — |
Article 3 | Article 4 |
Article 4(1) and (2) | Article 5(1) and (2) |
— | Article 5(3) |
Article 4(3), first subparagraph | Article 5(4), first subparagraph, points (a) and (b) |
— | Article 5(4), second subparagraph |
Article 4(3), second subparagraph | Article 5(4), third subparagraph |
Article 4(3), third subparagraph | Article 5(4), fourth subparagraph |
Article 4(3a) | Article 5(5) |
Article 4(4) | Article 5(6) |
— | Article 5(7) |
Article 5(1) and (2) | Article 6(1) and (2) |
Article 5(3), first subparagraph, introductory phrase | Article 6(3), first subparagraph, introductory phrase |
Article 5(3), first subparagraph, point (a) | Article 6(3), first subparagraph, point (a) |
Article 5(3), first subparagraph, point (b), introductory phrase | Article 6(3), first subparagraph, point (b), introductory phrase |
Article 5(3), first subparagraph, point (b), first and second indent | Article 6(3), first subparagraph, point (b)(i) and (ii) |
Article 5(3), second subparagraph | Article 6(3), second subparagraph |
Article 5(4) | Article 6(4) |
Article 5a(1), introductory phrase | Article 7(1), introductory phrase |
Article 5a(1)(a), introductory phrase | Article 7(1)(a), introductory phrase |
Article 5a(1)(a), first indent | Article 7(1)(a)(i) |
Article 5a(1)(a), second indent, introductory phrase | Article 7(1)(a)(ii), introductory phrase |
Article 5a(1)(a), second indent, points (i), (ii) and (iii) | Article 7(1)(a)(ii), first, second and third indent |
Article 5a(1)(a), third and fourth indent | Article 7(1)(a)(iii) |
Article 5a(1)(a), fifth indent | — |
Article 5a(1)(b) to (d) | Article 7(1)(b) to (d) |
Article 5a(2) to (5) | Article 7(2) to (5) |
Article 5b | Article 8 |
Article 5c | Article 9 |
Article 5d | Article 10 |
Article 5e | Article 11 |
Article 5f(1), first subparagraph | Article 12(1), first subparagraph |
Article 5f(1), second subparagraph, point (a) | Article 12(1), second subparagraph, point (a) |
Article 5f(1), second subparagraph, point (b) first sentence | Article 12(1), second subparagraph, point (b) |
Article 5f(1), second subparagraph, point (b), last sentence | — |
Article 5f(2), introductory phrase | Article 12(2), introductory phrase |
Article 5f(2), first and second indent | Article 12(2)(a) and (b) |
— | Article 12(3) |
Article 5g | Article 13 |
Article 5h | Article 14(1) |
— | Article 14(2) |
— | Article 15 |
Article 6(1) | Article 16(1), first subparagraph |
— | Article 16(1), second subparagraph |
Article 6(2) | Article 16(2) |
— | Article 16(3) |
Article 6a(1) | Article 17(1) |
Article 6a(2) | Article 17(2) |
Article 6a(3) | Article 17(3), first and second subparagraph |
— | Article 17(3), third subparagraph |
— | Article 17(4) to (5) |
Article 6a(4) to (6) | Article 17(6) to 8 |
Article 6a(7) | Article 17(9), first subparagraph |
— | Article 17(9), second subparagraph |
Article 6b(1) | Article 18(1) |
Article 6b(2) | Article 18(2), first and second subparagraph |
— | Article 18(2), third subparagraph |
Article 6b(3), first subparagraph | Article 18(2), fourth subparagraph |
Article 6b(3), second subparagraph | — |
— | Article 18(3) |
Article 6b(4) | Article 18(4) |
Article 6b(5) | — |
— | Article 19 to 20 |
Article 6c(1) | Article 21(1) |
Article 6c(2), first subparagraph | — |
Article 6c(2), second subparagraph | Article 21(2), first and second subparagraph |
— | Article 21(2), third subparagraph |
Article 6c(3) to (5) | Article 21(3) to (5) |
Article 6c(6) | — |
Article 6c(7) to 10 | Article 21(6) to (9) |
Article 7 | Article 22 |
Article 8 | Article 23(1) to (3) |
— | Article 23(4) to (6) |
Article 9 | Article 24 |
Article 10 | Article 25 |
Article 11 | Article 26 |
Article 12 | Article 27, first and second subparagraph |
— | Article 27, third subparagraph |
Article 13 | Article 28 |
Article 13a(1), first subparagraph | Article 29(1), first subparagraph |
Article 13a(1), second subparagraph, introductory phrase | Article 29(1), second subparagraph, introductory phrase |
Article 13a(1), second subparagraph, first, second and third indent | Article 29(1), second subparagraph, points (a), (b) and (c) |
Article 13a(1), third and fourth subparagraph | Article 29(1), third and fourth subparagraph |
Article 13a(2), (3) and (4) | Article 29(2), (3) and (4) |
Article 13b | Article 30 |
Article 13c | Article 31 |
Article 14 | Article 32 |
Article 15 | Article 33(1) to (3) |
— | Article 33(4) to (6) |
Article 16 | Article 34 |
Article 17 | Article 35 |
Article 18 | Article 36 |
— | Article 37 to 49 |
Article 19(1), introductory phrase | Article 50(1), introductory phrase |
Article 19(1)(a) to (c) | Article 50(1)(a) to (c) |
Article 19(1)(d), introductory phrase | Article 50(1)(d), introductory phrase |
Article 19(1)(d), first and second indent | Article 50(1)(d)(i) and (ii) |
Article 19(1)(e), introductory phrase | Article 50(1)(e), introductory phrase |
Article 19(1)(e), first, second, third and fourth indent | Article 50(1)(e)(i), (ii), (iii) and (iv) |
Article 19(1)(f) | Article 50(1)(f) |
Article 19(1)(g), introductory phrase | Article 50(1)(g), introductory phrase |
Article 19(1)(g), first, second and third indent | Article 50(1)(g)(i), (ii) and (iii) |
Article 19(1)(h), introductory phrase | Article 50(1)(h), introductory phrase |
Article 19(1)(h), first, second, third and fourth indent | Article 50(1)(h)(i), (ii), (iii) and (iv) |
Article 19(2), introductory word | Article 50(2), introductory phrase |
Article 19(2)(a) | Article 50(2)(a) |
Article 19(2)(c) | Article 50(2)(b) |
Article 19(2)(d) | Article 50(2), second subparagraph |
Article 19(4) | Article 50(3) |
Article 21(1) to (3) | Article 51(1) to (3) |
Article 21(4) | — |
— | Article 51(4) |
Article 22(1), first subparagraph | Article 52(1), first subparagraph |
Article 22(1), second subparagraph, introductory phrase | Article 52(1), second subparagraph, introductory phrase |
Article 22(1), second subparagraph, first and second indent | Article 52(1), second subparagraph, points (a) and (b) |
Article 22(2), first subparagraph, | Article 52(2), first subparagraph |
Article 22(2), second subparagraph, introductory phrase | Article 52(2), second subparagraph, introductory phrase |
Article 22(2), second subparagraph, first second and third indent | Article 52(2), second subparagraph, points (a), (b) and (c) |
Article 22(3) to (5) | Article 52(3) to (5) |
Article 22a(1), introductory phrase | Article 53(1), introductory phrase |
Article 22a(1), first, second and third indent | Article 53(1)(a), (b) and (c) |
Article 22a(2) | Article 53(2) |
Article 23 | Article 54 |
Article 24 | Article 55 |
Article 24a | Article 70 |
Article 25(1) | Article 56(1) |
Article 25(2), first subparagraph, introductory phrase | Article 56(2), first subparagraph, introductory phrase |
Article 25(2), first subparagraph, first, second, third and fourth indent | Article 56(2), first subparagraph, points (a), (b), (c) and (d) |
Article 25(2), second subparagraph | Article 56(2), second subparagraph |
Article 25(3) | Article 56(3) |
Article 26 | Article 57 |
— | Article 58 to 67 |
Article 27(1), introductory phrase | Article 68(1), introductory phrase |
Article 27(1), first indent | — |
Article 27(1), second, third and fourth indent | Article 68(1)(a), (b), (c) |
Article 27(2), introductory phrase | Article 68(2), introductory phrase |
Article 27(2), first and second indent | Article 68(2)(a) and (b) |
Article 28(1) and (2) | Article 69(1) and 2 |
Article 28(3) and (4) | — |
Article 28(5) and (6) | Article 69(3) and (4) |
Article 29 | Article 71 |
Article 30 | Article 72 |
Article 31 | Article 73 |
Article 32 | Article 74 |
Article 33(1), first subparagraph | — |
Article 33(1), second subparagraph | Article 75(1) |
Article 33(2) | Article 75(1) |
Article 33(3) | Article 75(3) |
— | Article 75(4) |
Article 34 | Article 76 |
Article 35 | Article 77 |
— | Articles 78 to 82 |
Article 36(1), first subparagraph, introductory word | Article 83(1), first subparagraph, introductory phrase |
Article 36(1), first subparagraph, first and second indent | Article 83(1) first subparagraph, points (a) and (b) |
Article 36(1), first subparagraph, final words | Article 83(1), first subparagraph, introductory phrase |
Article 36(1), second subparagraph | Article 83(1), second subparagraph |
Article 36(2) | Article 83(2) |
Article 37 | Article 84 |
Article 38 | Article 85 |
Article 39 | Article 86 |
Article 40 | Article 87 |
Article 41(1), introductory phrase | Article 88(1), introductory phrase |
Article 41(1), first and second indent | Article 88(1)(a) and (b) |
Article 41(1), final phrase | Article 88(1), introductory phrase |
Article 41(2) | Article 88(2) |
Article 42, introductory word | Article 89, introductory phrase |
Article 42, first and second indent | Article 89, points (a) and (b) |
Article 42, final phrase | Article 89, introductory phrase |
Article 43 | Article 90 |
Article 44(1) to (3) | — |
— | Article 91(1) to (4) |
Article 45 | Article 92 |
Article 46, first paragraph, introductory phrase | Article 93(1), first subparagraph |
— | Article 93(1), second subparagraph |
Article 46, first paragraph, first indent | — |
Article 46, first paragraph second, third and fourth indent, | Article 93(2)(a) |
Article 46, first paragraph, fifth indent | — |
Article 46, second paragraph | — |
— | Article 93(2)(b) |
— | Article 93(3) to (8) |
Article 47 | Article 94 |
— | Article 95 |
Article 48 | Article 96 |
Article 49(1) to (3) | Article 97(1) to (3) |
Article 49(4) | — |
— | Articles 98 to 100 |
Article 50(1) | Article 101(1) |
— | Article 101(2) to (9) |
Article 50(2) to (4) | Article 102(1) to (3) |
Article 50(5), introductory phrase | Article 102(4), introductory phrase |
Article 50(5), first, second, third and fourth indent | Article 102(4)(a), (b), (c) and (d) |
Article 50(6) introductory phrase and (a) and (b), | Article 102(5), first subparagraph, introductory phrase |
Article 50(6)(b), first, second and third indent | Article 102(5), first subparagraph, points (a), (b) and (c) |
Article 50(6)(b), final phrase | Article 102(5), second and third subparagraph |
Article 50(7), first subparagraph, introductory phrase | Article 103(1), introductory phrase |
Article 50(7), first subparagraph, first and second indent | Article 103(1)(a) and (b) |
Article 50(7), second subparagraph, introductory phrase | Article 103(2), introductory phrase |
Article 50(7), second subparagraph, first, second and third indent | Article 103(2)(a), (b) and (c) |
Article 50(7), third subparagraph | Article 103(3) |
Article 50(8), first subparagraph | Article 103(4) |
Article 50(8), second subparagraph, introductory phrase | Article 103(5), first subparagraph, introductory phrase |
Article 50(8), second subparagraph, first, second and third indent | Article 103(5), first subparagraph, points (a), (b) and (c) |
Article 50(8), third subparagraph | Article 103(6) |
Article 50(8), fourth subparagraph | Article 103(5), second subparagraph |
Article 50(8), fifth subparagraph | Article 103(7) |
Article 50(8), sixth subparagraph | — |
Article 50(9) to (11) | Article 104(1) to (3) |
— | Article 105 |
Article 50a(1), introductory phrase | Article 106(1), first subparagraph, introductory phrase |
Article 50a(1)(a), introductory phrase | Article 106(1), first subparagraph, introductory phrase |
Article 50a(1)(a), first, second and third indent | Article 106(1), first subparagraph, points (a), (b) and (c) |
Article 50a(1)(b) | Article 106(1), second subparagraph |
Article 50a(2) | Article 106(2) |
Article 51(1) and (2) | Article 107(1) and (2) |
— | Article 107(3) |
Article 52(1) | Article 108(1), first subparagraph |
Article 52(2) | Article 108(1), second subparagraph |
Article 52(3) | Article 108(2) |
— | Article 108(3) to (6) |
Article 52a | Article 109(1) and (2) |
— | Article 109(3) and (4) |
Article 52b(1) | Article 110(1) |
Article 52b(2) | — |
Article 52b(3) | Article 110(2) |
Article 53a | Article 111 |
Article 53b(1) | Article 112(1) |
Article 53b(2) | Article 112(2) |
— | Article 112(3) |
Article 54 | Article 113(1) |
Article 55 | Article 113(2) |
Article 56(1) | Article 113(3) |
Article 56(2) | — |
Article 57 | — |
— | Article 114 |
Article 58 | Article 116(2) |
— | Article 115 |
— | Article 116(1) |
— | Articles 117 and 118 |
Article 59 | Article 119 |
Annex I, schedule A and B | Annex I, schedule A and B |
Annex I, schedule C | — |
Annex II | Annex II |
— | Annex III |
— | Annex IV |
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Mae’r llinell amser yma yn dangos y fersiynau gwahanol a gymerwyd o EUR-Lex yn ogystal ag unrhyw fersiynau dilynol a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig.
Cymerir dyddiadau fersiynau’r UE o ddyddiadau’r dogfennau ar EUR-Lex ac efallai na fyddant yn cyfateb â’r adeg pan ddaeth y newidiadau i rym ar gyfer y ddogfen.
Ar gyfer unrhyw fersiynau a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig, bydd y dyddiad yn cyd-fynd â’r dyddiad cynharaf y daeth y newid (e.e. ychwanegiad, diddymiad neu gyfnewidiad) a weithredwyd i rym. Am ragor o wybodaeth gweler ein canllaw i ddeddfwriaeth ddiwygiedig ar Ddeall Deddfwriaeth.
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys