Chwilio Deddfwriaeth

Directive 2009/65/EC of the European Parliament and of the CouncilDangos y teitl llawn

Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)

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Changes over time for: Directive 2009/65/EC of the European Parliament and of the Council (Annexes only)

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Version Superseded: 17/09/2014

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EU Directives are published on this site to aid cross referencing from UK legislation. Since IP completion day (31 December 2020 11.00 p.m.) no amendments have been applied to this version.

ANNEX IU.K.

SCHEDULE AU.K.

a

Investment companies within the meaning of Article 32(5) of this Directive shall also indicate:

  • the method and frequency of calculation of the net asset value of units,

  • the means, place and frequency of the publication of that value,

  • the stock exchange in the country of marketing the price on which determines the price of transactions effected outwith stock exchanges in that country.

1.Information concerning the common fund
1.Information concerning the management company including an indication whether the management company is established in a Member State other than the UCITS home Member State
1.Information concerning the investment company
1.1.Name
1.1.Name or style, form in law, registered office and head office if different from the registered office.
1.1.Name or style, form in law, registered office and head office if different from the registered office.
1.2.Date of establishment of the common fund. Indication of duration, if limited.
1.2.Date of incorporation of the company. Indication of duration, if limited.
1.2.Date of incorporation of the company. Indication of duration, if limited.
1.3.If the company manages other common funds, indication of those other funds.
1.3.In the case of investment companies having different investment compartments, the indication of the compartments.
1.4.Statement of the place where the fund rules, if they are not annexed, and periodic reports may be obtained.
1.4.Statement of the place where the instruments of incorporation, if they are not annexed, and periodical reports may be obtained.
1.5.Brief indications relevant to unit-holders of the tax system applicable to the common fund. Details of whether deductions are made at source from the income and capital gains paid by the common fund to unit-holders.
1.5.Brief indications relevant to unit-holders of the tax system applicable to the company. Details of whether deductions are made at source from the income and capital gains paid by the company to unit-holders.
1.6.Accounting and distribution dates
1.6.Accounting and distribution dates.
1.7.Names of the persons responsible for auditing the accounting information referred to in Article 73.
1.7.Names of the persons responsible for auditing the accounting information referred to in Article 73.
1.8.Names and positions in the company of the members of the administrative, management and supervisory bodies. Details of their main activities outside the company where these are of significance with respect to that company.
1.8.Names and positions in the company of the members of the administrative, management and supervisory bodies. Details of their main activities outside the company where these are of significance with respect to that company.
1.9.Amount of the subscribed capital with an indication of the capital paid-up
1.9.Capital
1.10.Details of the types and main characteristics of the units and in particular:
  • the nature of the right (real, personal or other) represented by the unit,

  • characteristics of the units: registered or bearer. Indication of any denominations which may be provided for,

  • original securities or certificates providing evidence of title; entry in a register or in an account,

  • indication of unit-holders' voting rights if these exist,

  • circumstances in which winding-up of the common fund can be decided on and winding-up procedure, in particular as regards the rights of unit-holders.

1.10.Details of the types and main characteristics of the units and in particular:
  • original securities or certificates providing evidence of title; entry in a register or in an account,

  • characteristics of the units: registered or bearer. Indication of any denominations which may be provided for,

  • indication of unit-holders' voting rights,

  • circumstances in which winding-up of the investment company can be decided on and winding-up procedure, in particular as regards the rights of unit-holders.

1.11.Where applicable, indication of stock exchanges or markets where the units are listed or dealt in.
1.11.Where applicable, indication of stock exchanges or markets where the units are listed or dealt in.
1.12.Procedures and conditions of issue and sale of units.
1.12.Procedures and conditions of issue and sale of units.
1.13.Procedures and conditions for repurchase or redemption of units, and circumstances in which repurchase or redemption may be suspended.
1.13.Procedures and conditions for repurchase or redemption of units, and circumstances in which repurchase or redemption may be suspended. In the case of investment companies having different investment compartments, information on how a unit-holder may pass from one compartment into another and the charges applicable in such cases.
1.14.Description of rules for determining and applying income.
1.14.Description of rules for determining and applying income.
1.15.Description of the common fund's investment objectives, including its financial objectives (e.g. capital growth or income), investment policy (e.g. specialisation in geographical or industrial sectors), any limitations on that investment policy and an indication of any techniques and instruments or borrowing powers which may be used in the management of the common fund.
1.15.Description of the company's investment objectives, including its financial objectives (e.g. capital growth or income), investment policy (e.g. specialisation in geographical or industrial sectors), any limitations on that investment policy and an indication of any techniques and instruments or borrowing powers which may be used in the management of the company.
1.16.Rules for the valuation of assets.
1.16.Rules for the valuation of assets.
1.17.Determination of the sale or issue price and the repurchase or redemption price of units, in particular:
  • the method and frequency of the calculation of those prices,

  • information concerning the charges relating to the sale or issue and the repurchase or redemption of units,

  • the means, places and frequency of the publication of those prices.

1.17.Determination of the sale or issue price and the repurchase or redemption price of units, in particular:
  • the method and frequency of the calculation of those prices,

  • information concerning the charges relating to the sale or issue and the repurchase or redemption of units,

  • the means, places and frequency of the publication of those pricesa.

1.18.Information concerning the manner, amount and calculation of remuneration payable by the common fund to the management company, the depositary or third parties, and reimbursement of costs by the common fund to the management company, to the depositary or to third parties.
1.18.Information concerning the manner, amount and calculation of remuneration payable by the company to its directors, and members of the administrative, management and supervisory bodies, to the depositary, or to third parties, and reimbursement of costs by the company to its directors, to the depositary or to third parties.

2.

Information concerning the depositary:U.K.

2.1.Name or style, form in law, registered office and head office if different from the registered office;U.K.
2.2.Main activity.U.K.

3.

Information concerning the advisory firms or external investment advisers who give advice under contract which is paid for out of the assets of the UCITS:U.K.

3.1.Name or style of the firm or name of the adviser;U.K.
3.2.Material provisions of the contract with the management company or the investment company which may be relevant to the unit-holders, excluding those relating to remuneration;U.K.
3.3.Other significant activities.U.K.

4.Information concerning the arrangements for making payments to unit-holders, repurchasing or redeeming units and making available information concerning the UCITS. Such information must in any case be given in the Member State in which the UCITS is established. In addition, where units are marketed in another Member State, such information shall be given in respect of that Member State in the prospectus published there.U.K.

5.

Other investment information:U.K.

5.1.Historical performance of the UCITS (where applicable) — such information may be either included in or attached to the prospectus;U.K.
5.2.Profile of the typical investor for whom the UCITS is designed.U.K.

6.

Economic information:U.K.

6.1.Possible expenses or fees, other than the charges mentioned in point 1.17, distinguishing between those to be paid by the unit-holder and those to be paid out of the assets of the UCITS.U.K.

SCHEDULE BInformation to be included in the periodic reportsU.K.

I.Statement of assets and liabilities:U.K.

  • transferable securities,

  • bank balances,

  • other assets,

  • total assets,

  • liabilities,

  • net asset value.

II. Number of units in circulation U.K.

III. Net asset value per unit U.K.

IV.Portfolio, distinguishing between:U.K.

(a)

transferable securities admitted to official stock exchange listing;

(b)

transferable securities dealt in on another regulated market;

(c)

recently issued transferable securities of the type referred to in Article 50(1)(d);

(d)

other transferable securities of the type referred to in Article 50(2)(a);

and analysed in accordance with the most appropriate criteria in the light of the investment policy of the UCITS (e.g. in accordance with economic, geographical or currency criteria) as a percentage of net assets; for each of the above investments the proportion it represents of the total assets of the UCITS.

Statement of changes in the composition of the portfolio during the reference period.

V.Statement of the developments concerning the assets of the UCITS during the reference period including the following:U.K.

  • income from investments,

  • other income,

  • management charges,

  • depositary’s charges,

  • other charges and taxes,

  • net income,

  • distributions and income reinvested,

  • changes in capital account,

  • appreciation or depreciation of investments,

  • any other changes affecting the assets and liabilities of the UCITS,

  • transaction costs, which are costs incurred by a UCITS in connection with transactions on its portfolio.

VI.A comparative table covering the last three financial years and including, for each financial year, at the end of the financial year:U.K.

  • the total net asset value,

  • the net asset value per unit.

VII. Details, by category of transaction within the meaning of Article 51 carried out by the UCITS during the reference period, of the resulting amount of commitments. U.K.

ANNEX IIU.K.Functions included in the activity of collective portfolio management:

  • Investment management.

  • Administration:

    (a)

    legal and fund management accounting services;

    (b)

    customer inquiries;

    (c)

    valuation and pricing (including tax returns);

    (d)

    regulatory compliance monitoring;

    (e)

    maintenance of unit-holder register;

    (f)

    distribution of income;

    (g)

    unit issues and redemptions;

    (h)

    contract settlements (including certificate dispatch);

    (i)

    record keeping.

  • Marketing.

ANNEX IIIU.K.

PART AU.K.Repealed Directive with list of its successive amendments(referred to in Article 117)

Council Directive 85/611/EEC

(OJ L 375, 31.12.1985, p. 3)

Council Directive 88/220/EEC

(OJ L 100, 19.4.1988, p. 31)

Directive 95/26/EC of the European Parliament and of the Council

(OJ L 168, 18.7.1995, p. 7)

Article 1, fourth indent, Article 4(7) and Article 5, fifth indent only

Directive 2000/64/EC of the European Parliament and of the Council

(OJ L 290, 17.11.2000, p. 27)

Article 1 only

Directive 2001/107/EC of the European Parliament and of the Council

(OJ L 41, 13.2.2002, p. 20)

Directive 2001/108/EC of the European Parliament and of the Council

(OJ L 41, 13.2.2002, p. 35)

Directive 2004/39/EC of the European Parliament and of the Council

(OJ L 145, 30.4.2004, p. 1)

Article 66 only

Directive 2005/1/EC of the European Parliament and of the Council

(OJ L 79, 24.3.2005, p. 9)

Article 9 only

Directive 2008/18/EC of the European Parliament and of the Council

(OJ L 76, 19.3.2008, p. 42)

PART BU.K.List of time limits for transposition into national law and application(referred to in Article 117)

DirectiveTime limit for transpositionDate of application
85/611/EEC1 October 1989
88/220/EEC1 October 1989
95/26/EC18 July 1996
2000/64/EC17 November 2002
2001/107/EC13 August 200313 February 2004
2001/108/EC13 August 200313 February 2004
2004/39/EC30 April 2006
2005/1/EC13 May 2005

ANNEX IVU.K.Correlation table

Directive 85/611/EECThis Directive
Article 1(1)Article 1(1)
Article 1(2), introductory phraseArticle 1(2), introductory phrase
Article 1(2), first and second indentArticle 1(2)(a) and (b)
Article 1(2), second subparagraph
Article 1(3), first subparagraphArticle 1(3), first subparagraph
Article 1(3), second subparagraphArticle 1(3), second subparagraph, point (a)
Article 1(3), second subparagraph, point (b)
Article 1(4) to (7)Article 1(4) to (7)
Article 1(8), introductory phraseArticle 2(1)(n), introductory phrase
Article 1(8), first, second and third indentArticle 2(1)(n), points (i), (ii) and (iii)
Article 1(8), final phraseArticle 2(7)
Article 1(9)Article 2(1)(o)
Article 1a, introductory phraseArticle 2(1), introductory phrase
Article 1a, point (1)Article 2(1)(a)
Article 1a, point (2), first part of the phraseArticle 2(1)(b)
Article 1a, point (2), second part of the phraseArticle 2(2)
Article 1a, points (3) to (5)Article 2(1)(c) to (e)
Article 1a, point (6)Article 2(1)(f)
Article 1a, point (7), first part of the phraseArticle 2(1)(g)
Article 1a, point (7), second part of the phraseArticle 2(3)
Article 1a, points (8) to (9)Article 2(1)(h) to (i)
Article 1a, point (10), first subparagraphArticle 2(1)(j)
Article 1a, point (10), second subparagraphArticle 2(5)
Article 1a, point (11)
Article 1a, points (12) and (13), first phraseArticle 2(1)(i)(ii)
Article 1a, point (13), second phraseArticle 2(4)(a)
Article 1a, points (14) and (15), first phraseArticle 2(1)(k) and (l)
Article 1a, point (15), second phraseArticle 2(6)
Article 2(1)(m)
Article 2(1), introductory phraseArticle 3, introductory phrase
Article 2(1), first, second, third and fourth indentArticle 3(a), (b), (c) and (d)
Article 2(2)
Article 3Article 4
Article 4(1) and (2)Article 5(1) and (2)
Article 5(3)
Article 4(3), first subparagraphArticle 5(4), first subparagraph, points (a) and (b)
Article 5(4), second subparagraph
Article 4(3), second subparagraphArticle 5(4), third subparagraph
Article 4(3), third subparagraphArticle 5(4), fourth subparagraph
Article 4(3a)Article 5(5)
Article 4(4)Article 5(6)
Article 5(7)
Article 5(1) and (2)Article 6(1) and (2)
Article 5(3), first subparagraph, introductory phraseArticle 6(3), first subparagraph, introductory phrase
Article 5(3), first subparagraph, point (a)Article 6(3), first subparagraph, point (a)
Article 5(3), first subparagraph, point (b), introductory phraseArticle 6(3), first subparagraph, point (b), introductory phrase
Article 5(3), first subparagraph, point (b), first and second indentArticle 6(3), first subparagraph, point (b)(i) and (ii)
Article 5(3), second subparagraphArticle 6(3), second subparagraph
Article 5(4)Article 6(4)
Article 5a(1), introductory phraseArticle 7(1), introductory phrase
Article 5a(1)(a), introductory phraseArticle 7(1)(a), introductory phrase
Article 5a(1)(a), first indentArticle 7(1)(a)(i)
Article 5a(1)(a), second indent, introductory phraseArticle 7(1)(a)(ii), introductory phrase
Article 5a(1)(a), second indent, points (i), (ii) and (iii)Article 7(1)(a)(ii), first, second and third indent
Article 5a(1)(a), third and fourth indentArticle 7(1)(a)(iii)
Article 5a(1)(a), fifth indent
Article 5a(1)(b) to (d)Article 7(1)(b) to (d)
Article 5a(2) to (5)Article 7(2) to (5)
Article 5bArticle 8
Article 5cArticle 9
Article 5dArticle 10
Article 5eArticle 11
Article 5f(1), first subparagraphArticle 12(1), first subparagraph
Article 5f(1), second subparagraph, point (a)Article 12(1), second subparagraph, point (a)
Article 5f(1), second subparagraph, point (b) first sentenceArticle 12(1), second subparagraph, point (b)
Article 5f(1), second subparagraph, point (b), last sentence
Article 5f(2), introductory phraseArticle 12(2), introductory phrase
Article 5f(2), first and second indentArticle 12(2)(a) and (b)
Article 12(3)
Article 5gArticle 13
Article 5hArticle 14(1)
Article 14(2)
Article 15
Article 6(1)Article 16(1), first subparagraph
Article 16(1), second subparagraph
Article 6(2)Article 16(2)
Article 16(3)
Article 6a(1)Article 17(1)
Article 6a(2)Article 17(2)
Article 6a(3)Article 17(3), first and second subparagraph
Article 17(3), third subparagraph
Article 17(4) to (5)
Article 6a(4) to (6)Article 17(6) to 8
Article 6a(7)Article 17(9), first subparagraph
Article 17(9), second subparagraph
Article 6b(1)Article 18(1)
Article 6b(2)Article 18(2), first and second subparagraph
Article 18(2), third subparagraph
Article 6b(3), first subparagraphArticle 18(2), fourth subparagraph
Article 6b(3), second subparagraph
Article 18(3)
Article 6b(4)Article 18(4)
Article 6b(5)
Article 19 to 20
Article 6c(1)Article 21(1)
Article 6c(2), first subparagraph
Article 6c(2), second subparagraphArticle 21(2), first and second subparagraph
Article 21(2), third subparagraph
Article 6c(3) to (5)Article 21(3) to (5)
Article 6c(6)
Article 6c(7) to 10Article 21(6) to (9)
Article 7Article 22
Article 8Article 23(1) to (3)
Article 23(4) to (6)
Article 9Article 24
Article 10Article 25
Article 11Article 26
Article 12Article 27, first and second subparagraph
Article 27, third subparagraph
Article 13Article 28
Article 13a(1), first subparagraphArticle 29(1), first subparagraph
Article 13a(1), second subparagraph, introductory phraseArticle 29(1), second subparagraph, introductory phrase
Article 13a(1), second subparagraph, first, second and third indentArticle 29(1), second subparagraph, points (a), (b) and (c)
Article 13a(1), third and fourth subparagraphArticle 29(1), third and fourth subparagraph
Article 13a(2), (3) and (4)Article 29(2), (3) and (4)
Article 13bArticle 30
Article 13cArticle 31
Article 14Article 32
Article 15Article 33(1) to (3)
Article 33(4) to (6)
Article 16Article 34
Article 17Article 35
Article 18Article 36
Article 37 to 49
Article 19(1), introductory phraseArticle 50(1), introductory phrase
Article 19(1)(a) to (c)Article 50(1)(a) to (c)
Article 19(1)(d), introductory phraseArticle 50(1)(d), introductory phrase
Article 19(1)(d), first and second indentArticle 50(1)(d)(i) and (ii)
Article 19(1)(e), introductory phraseArticle 50(1)(e), introductory phrase
Article 19(1)(e), first, second, third and fourth indentArticle 50(1)(e)(i), (ii), (iii) and (iv)
Article 19(1)(f)Article 50(1)(f)
Article 19(1)(g), introductory phraseArticle 50(1)(g), introductory phrase
Article 19(1)(g), first, second and third indentArticle 50(1)(g)(i), (ii) and (iii)
Article 19(1)(h), introductory phraseArticle 50(1)(h), introductory phrase
Article 19(1)(h), first, second, third and fourth indentArticle 50(1)(h)(i), (ii), (iii) and (iv)
Article 19(2), introductory wordArticle 50(2), introductory phrase
Article 19(2)(a)Article 50(2)(a)
Article 19(2)(c)Article 50(2)(b)
Article 19(2)(d)Article 50(2), second subparagraph
Article 19(4)Article 50(3)
Article 21(1) to (3)Article 51(1) to (3)
Article 21(4)
Article 51(4)
Article 22(1), first subparagraphArticle 52(1), first subparagraph
Article 22(1), second subparagraph, introductory phraseArticle 52(1), second subparagraph, introductory phrase
Article 22(1), second subparagraph, first and second indentArticle 52(1), second subparagraph, points (a) and (b)
Article 22(2), first subparagraph,Article 52(2), first subparagraph
Article 22(2), second subparagraph, introductory phraseArticle 52(2), second subparagraph, introductory phrase
Article 22(2), second subparagraph, first second and third indentArticle 52(2), second subparagraph, points (a), (b) and (c)
Article 22(3) to (5)Article 52(3) to (5)
Article 22a(1), introductory phraseArticle 53(1), introductory phrase
Article 22a(1), first, second and third indentArticle 53(1)(a), (b) and (c)
Article 22a(2)Article 53(2)
Article 23Article 54
Article 24Article 55
Article 24aArticle 70
Article 25(1)Article 56(1)
Article 25(2), first subparagraph, introductory phraseArticle 56(2), first subparagraph, introductory phrase
Article 25(2), first subparagraph, first, second, third and fourth indentArticle 56(2), first subparagraph, points (a), (b), (c) and (d)
Article 25(2), second subparagraphArticle 56(2), second subparagraph
Article 25(3)Article 56(3)
Article 26Article 57
Article 58 to 67
Article 27(1), introductory phraseArticle 68(1), introductory phrase
Article 27(1), first indent
Article 27(1), second, third and fourth indentArticle 68(1)(a), (b), (c)
Article 27(2), introductory phraseArticle 68(2), introductory phrase
Article 27(2), first and second indentArticle 68(2)(a) and (b)
Article 28(1) and (2)Article 69(1) and 2
Article 28(3) and (4)
Article 28(5) and (6)Article 69(3) and (4)
Article 29Article 71
Article 30Article 72
Article 31Article 73
Article 32Article 74
Article 33(1), first subparagraph
Article 33(1), second subparagraphArticle 75(1)
Article 33(2)Article 75(1)
Article 33(3)Article 75(3)
Article 75(4)
Article 34Article 76
Article 35Article 77
Articles 78 to 82
Article 36(1), first subparagraph, introductory wordArticle 83(1), first subparagraph, introductory phrase
Article 36(1), first subparagraph, first and second indentArticle 83(1) first subparagraph, points (a) and (b)
Article 36(1), first subparagraph, final wordsArticle 83(1), first subparagraph, introductory phrase
Article 36(1), second subparagraphArticle 83(1), second subparagraph
Article 36(2)Article 83(2)
Article 37Article 84
Article 38Article 85
Article 39Article 86
Article 40Article 87
Article 41(1), introductory phraseArticle 88(1), introductory phrase
Article 41(1), first and second indentArticle 88(1)(a) and (b)
Article 41(1), final phraseArticle 88(1), introductory phrase
Article 41(2)Article 88(2)
Article 42, introductory wordArticle 89, introductory phrase
Article 42, first and second indentArticle 89, points (a) and (b)
Article 42, final phraseArticle 89, introductory phrase
Article 43Article 90
Article 44(1) to (3)
Article 91(1) to (4)
Article 45Article 92
Article 46, first paragraph, introductory phraseArticle 93(1), first subparagraph
Article 93(1), second subparagraph
Article 46, first paragraph, first indent
Article 46, first paragraph second, third and fourth indent,Article 93(2)(a)
Article 46, first paragraph, fifth indent
Article 46, second paragraph
Article 93(2)(b)
Article 93(3) to (8)
Article 47Article 94
Article 95
Article 48Article 96
Article 49(1) to (3)Article 97(1) to (3)
Article 49(4)
Articles 98 to 100
Article 50(1)Article 101(1)
Article 101(2) to (9)
Article 50(2) to (4)Article 102(1) to (3)
Article 50(5), introductory phraseArticle 102(4), introductory phrase
Article 50(5), first, second, third and fourth indentArticle 102(4)(a), (b), (c) and (d)
Article 50(6) introductory phrase and (a) and (b),Article 102(5), first subparagraph, introductory phrase
Article 50(6)(b), first, second and third indentArticle 102(5), first subparagraph, points (a), (b) and (c)
Article 50(6)(b), final phraseArticle 102(5), second and third subparagraph
Article 50(7), first subparagraph, introductory phraseArticle 103(1), introductory phrase
Article 50(7), first subparagraph, first and second indentArticle 103(1)(a) and (b)
Article 50(7), second subparagraph, introductory phraseArticle 103(2), introductory phrase
Article 50(7), second subparagraph, first, second and third indentArticle 103(2)(a), (b) and (c)
Article 50(7), third subparagraphArticle 103(3)
Article 50(8), first subparagraphArticle 103(4)
Article 50(8), second subparagraph, introductory phraseArticle 103(5), first subparagraph, introductory phrase
Article 50(8), second subparagraph, first, second and third indentArticle 103(5), first subparagraph, points (a), (b) and (c)
Article 50(8), third subparagraphArticle 103(6)
Article 50(8), fourth subparagraphArticle 103(5), second subparagraph
Article 50(8), fifth subparagraphArticle 103(7)
Article 50(8), sixth subparagraph
Article 50(9) to (11)Article 104(1) to (3)
Article 105
Article 50a(1), introductory phraseArticle 106(1), first subparagraph, introductory phrase
Article 50a(1)(a), introductory phraseArticle 106(1), first subparagraph, introductory phrase
Article 50a(1)(a), first, second and third indentArticle 106(1), first subparagraph, points (a), (b) and (c)
Article 50a(1)(b)Article 106(1), second subparagraph
Article 50a(2)Article 106(2)
Article 51(1) and (2)Article 107(1) and (2)
Article 107(3)
Article 52(1)Article 108(1), first subparagraph
Article 52(2)Article 108(1), second subparagraph
Article 52(3)Article 108(2)
Article 108(3) to (6)
Article 52aArticle 109(1) and (2)
Article 109(3) and (4)
Article 52b(1)Article 110(1)
Article 52b(2)
Article 52b(3)Article 110(2)
Article 53aArticle 111
Article 53b(1)Article 112(1)
Article 53b(2)Article 112(2)
Article 112(3)
Article 54Article 113(1)
Article 55Article 113(2)
Article 56(1)Article 113(3)
Article 56(2)
Article 57
Article 114
Article 58Article 116(2)
Article 115
Article 116(1)
Articles 117 and 118
Article 59Article 119
Annex I, schedule A and BAnnex I, schedule A and B
Annex I, schedule C
Annex IIAnnex II
Annex III
Annex IV

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Mae deddfwriaeth ar gael mewn fersiynau gwahanol:

Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.

Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE): Mae'r wreiddiol version of the legislation as it stood when it was first adopted in the EU. No changes have been applied to the text.

Pwynt Penodol mewn Amser: This becomes available after navigating to view revised legislation as it stood at a certain point in time via Advanced Features > Show Timeline of Changes or via a point in time advanced search.

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Gweler y wybodaeth ychwanegol ochr yn ochr â’r cynnwys

Rhychwant ddaearyddol: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.

Dangos Llinell Amser Newidiadau: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.

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Dewisiadau Agor

Dewisiadau gwahanol i agor deddfwriaeth er mwyn gweld rhagor o gynnwys ar y sgrin ar yr un pryd

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Rhagor o Adnoddau

Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:

  • y PDF print gwreiddiol y fel adopted version that was used for the EU Official Journal
  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • pob fformat o’r holl ddogfennau cysylltiedig
  • slipiau cywiro
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
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Llinell Amser Newidiadau

Mae’r llinell amser yma yn dangos y fersiynau gwahanol a gymerwyd o EUR-Lex yn ogystal ag unrhyw fersiynau dilynol a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig.

Cymerir dyddiadau fersiynau’r UE o ddyddiadau’r dogfennau ar EUR-Lex ac efallai na fyddant yn cyfateb â’r adeg pan ddaeth y newidiadau i rym ar gyfer y ddogfen.

Ar gyfer unrhyw fersiynau a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig, bydd y dyddiad yn cyd-fynd â’r dyddiad cynharaf y daeth y newid (e.e. ychwanegiad, diddymiad neu gyfnewidiad) a weithredwyd i rym. Am ragor o wybodaeth gweler ein canllaw i ddeddfwriaeth ddiwygiedig ar Ddeall Deddfwriaeth.

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Rhagor o Adnoddau

Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:

  • y PDF print gwreiddiol y fel adopted fersiwn a ddefnyddiwyd am y copi print
  • slipiau cywiro

liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys

  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • manylion rhoi grym a newid cyffredinol
  • pob fformat o’r holl ddogfennau cysylltiedig
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill