Commission regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein
Pan adawodd y DU yr UE, cyhoeddodd legislation.gov.uk ddeddfwriaeth yr UE a gyhoeddwyd gan yr UE hyd at ddiwrnod cwblhau’r cyfnod gweithredu (31 Rhagfyr 2020 11.00 p.m.). Ar legislation.gov.uk, mae'r eitemau hyn o ddeddfwriaeth yn cael eu diweddaru'n gyson ag unrhyw ddiwygiadau a wnaed gan y DU ers hynny.
Point in time view as at 25/02/2008.
There are currently no known outstanding effects by UK legislation for Commission regulation (EC) No 865/2006.
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(1)
Pre-convention(1)
Source unknown (must be justified)
Breeding in captivity or artificial propagation
Educational
Botanical gardens
Hunting trophies
Law enforcement/judicial/forensic
Medical (including bio-medical research)
Reintroduction or introduction into the wild
Personal
Circuses and travelling exhibitions
Scientific
Commercial
Zoos
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(2)
Pre-convention(2)
Source unknown (must be justified)
Breeding in captivity or artificial propagation
Educational
Botanical gardens
Hunting trophies
Law enforcement/judicial/forensic
Medical (including bio-medical research)
Reintroduction or introduction into the wild
Personal
Circuses and travelling exhibitions
Scientific
Commercial
Zoos
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(3)
Pre-convention(3)
Source unknown (must be justified)
Breeding in captivity or artificial propagation
Educational
Botanical gardens
Hunting trophies
Law enforcement/judicial/forensic
Medical (including bio-medical research)
Reintroduction or introduction into the wild
Personal
Circuses and travelling exhibitions
Scientific
Commercial
Zoos
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(4)
Pre-convention(4)
Source unknown (must be justified)
Breeding in captivity or artificial propagation
Educational
Botanical gardens
Hunting trophies
Law enforcement/judicial/forensic
Medical (including bio-medical research)
Reintroduction or introduction into the wild
Personal
Circuses and travelling exhibitions
Scientific
Commercial
Zoos
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Source unknown (must be justified)
Pre-Convention (may be used in conjunction with any other code).
Subject to point 5, upon expiration, this document must be returned to the issuing management authority.
The holder or his authorised representative shall surrender the original of this certificate (form 1) — and, where applicable, the travelling exhibition certificate issued by a third country — for verification purposes and submit the accompanying continuation sheet or (where the certificate is issued on the basis of an equivalent certificate from a third country) the two continuation sheets and copies thereof to a customs office designated in accordance with Article 12(1) of Regulation (EC) No 338/97. The customs office shall, after completing the continuation sheet or sheets, return the original of this certificate (form 1), the original certificate issued by a third country (where applicable) — and the continuation sheet or sheets — to the holder or to his authorised representative and forward an endorsed copy of the continuation sheet of the certificate issued by Member State's management authority to the relevant management authority in accordance with Article 23 of Regulation 865/2006.
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Source unknown (must be justified)
Pre-Convention (may be used in conjunction with any other code).
Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorized location, from the location indicated shall then be subject to prior authorization from the competent management authority (see box 19).
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(5)
Pre-convention(5)
Source unknown (must be justified)
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(6)
Pre-convention(6)
Source unknown (must be justified)
Codes to be included in the description of specimens and units of measure to be used in permits and certificates pursuant to Article 5(1) and (2)
| Key to units (equivalent non-metric measurements may be used) g = grams kg = kilograms l = litres cm3 = cubic centimetres ml = millilitres m = metres m2 = square metres m3 = cubic metres Number = number of specimens | ||||
| Description | Code | Preferred units | Alternative units | Explanation |
|---|---|---|---|---|
| Bark | BAR | kg | Tree bark (raw, dried or powdered; unprocessed) | |
| Body | BOD | Number | kg | Substantially whole dead animals, including fresh or processed fish, stuffed turtles, preserved butterflies, reptiles in alcohol, whole stuffed hunting trophies, etc. |
| Bone | BON | kg | Number | Bones, including jaws |
| Calipee | CAL | kg | Calipee or calipash (turtle cartilage for soup) | |
| Carapace | CAP | Number | kg | Raw or unworked whole shells of Testudinata species |
| Carving | CAR | kg | m3 | Carvings (including wood, and including finished wood products such as furniture, musical instruments and handicrafts). NB: there are some species from which more than one type of product may be carved (e.g. horn and bone); where necessary, the description should therefore indicate the type of product (e.g. horn carving) |
| Caviar | CAV | kg | Unfertilised dead processed eggs from all species of Acipenseriformes; also known as roe | |
| Chips | CHP | kg | Chips of timber, especially Aquilaria malaccensis and Pterocarpus santalinus | |
| Claw | CLA | Number | kg | Claws — e.g. of Felidae, Ursidae or Crocodylia (NB: ‘turtle claws’ are usually scales and not real claws) |
| Cloth | CLO | m2 | kg | Cloth — If the cloth is not made entirely from the hair of a CITES species, the weight of hair of the species concerned should instead, if possible, be recorded under ‘HAI’ |
| Coral (raw) | COR | kg | Number | Dead coral and coral rock, NB: the trade should be recorded by number of pieces only if the coral specimens are transported in water. |
| Culture | CUL | Number of flasks, etc. | Cultures of artificially propagated plants | |
| Derivatives | DER | kg/l | Derivatives (other than those included elsewhere in this table) | |
| Dried plant | DPL | Number | Dried plants — e.g. herbarium specimens | |
| Ear | EAR | Number | Ears — Usually elephant | |
| Egg | EGG | Number | kg | Whole dead or blown eggs, (see also caviar) |
| Egg (live) | EGL | Number | kg | Live eggs — usually birds and reptiles but includes fish and invertebrates |
| Eggshell | SHE | g/kg | Raw or unworked eggshell except whole eggs | |
| Extract | EXT | kg | L | Extract — usually plant extracts |
| Feather | FEA | kg/Number of wings | Number | Feathers — in the case of objects (e.g. pictures) made of feathers, record the number of objects |
| Fibre | FIB | kg | M | Fibres — e.g. plant fibre but includes strings of tennis rackets |
| Fin | FIN | kg | Fresh, frozen or dried fins and parts of fins | |
| Fingerlings | FIG | kg | Number | Juvenile fish of one or two years of age for the aquarium trade, hatcheries or for release operations |
| Flower | FLO | kg | Flowers | |
| Flower pot | FPT | Number | Flower pots made from parts of a plant, e.g. treefern fibres (NB: live plants traded in so-called ‘community pots’ should be recorded as ‘live plants’, not as flower pots) | |
| Frogs' legs | LEG | kg | Frog legs | |
| Fruit | FRU | kg | Fruit | |
| Foot | FOO | Number | Feet — e.g. elephant, rhinoceros, hippopotamus, lion, crocodile, etc. | |
| Gall | GAL | kg | Gall | |
| Gall bladder | GAB | Number | kg | Gall bladder |
| Garment | GAR | Number | Garments — including gloves and hats but not shoes. Includes trimming or decoration on garments | |
| Genitalia | GEN | kg | Number | Castrates and dried penes |
| Graft rootstock | GRS | Number | Graft rootstocks (without the grafts) | |
| Hair | HAI | kg | G | Hair — includes all animal hair, e.g. of elephant, yak, vicuña, guanaco |
| Horn | HOR | Number | kg | Horns — includes antlers |
| Leather product (small) | LPS | Number | Small manufactured products of leather, e.g. belts, braces, bicycle saddles, cheque book or credit card holders, earrings, handbags, key fobs, notebooks, purses, shoes tobacco pouches, wallets, watch-straps | |
| Leather product (large) | LPL | Number | Large manufactured products of leather — e.g. briefcases, furniture, suitcases, travel trunks | |
| Live | LIV | Number | Live animals and plants. Specimens of live coral transported in water should be recorded by number of pieces only. | |
| Leaf | LVS | Number | kg | Leaves |
| Logs | LOG | m3 | All wood in the rough, whether or not stripped of bark or sapwood, or roughly squared, for processing notably into sawn wood, pulpwood or veneer sheets. NB: trade in logs of special purpose timbers traded by weight (e.g. lignum vitae, Guaiacum spp.) should be recorded in kg. | |
| Meat | MEA | kg | Meat, includes flesh of fish if not whole, (see ‘body’) | |
| Medicine | MED | kg/l | Medicine | |
| Musk | MUS | g | Musk | |
| Oil | OIL | kg | L | Oil — e.g. from turtles, seals, whales, fish, various plants |
| Piece — bone | BOP | kg | Pieces of bone, not manufactured | |
| Piece — horn | HOP | kg | Pieces of horn, not manufactured — includes scrap | |
| Piece — ivory | IVP | kg | Ivory pieces, not manufactured — includes scrap | |
| Plate | PLA | m2 | Plates of fur-skins — includes rugs if made of several skins | |
| Powder | POW | kg | Powder | |
| Root | ROO | Number | kg | Roots, bulbs, corms or tubers |
| Sawn wood | SAW | m3 | Wood simply sawn lengthwise or produced by a profile-chipping process; normally exceeds 6 mm in thickness. NB: trade in sawn wood of special purpose timbers traded by weight (e.g. lignum vitae, Guaiacum spp.) should be recorded in kg. | |
| Scale | SCA | kg | Scale — e.g. of turtle, other reptiles, fish, pangolins | |
| Seed | SEE | kg | Seeds | |
| Shell | SHE | Number | kg | Raw or unworked shell of molluscs |
| Side | SID | Number | Sides or flanks of skins; does not include crocodilian Tinga frames (see under ‘skin’) | |
| Skeleton | SKE | Number | Substantially whole skeletons | |
| Skin | SKI | Number | Substantially whole skins, raw or tanned, including crocodilian Tinga frames | |
| Skin piece | SKP | Number | Skin pieces — includes scraps, raw or tanned | |
| Skull | SKU | Number | Skulls | |
| Soup | SOU | kg | L | Soup — e.g. of turtle |
| Specimen (scientific) | SPE | kg/l/ml | Scientific specimens — includes blood, tissue, (e.g. kidney, spleen, etc.) histological preparations, etc. | |
| Stem | STE | Number | kg | Plant stems |
| Swim bladder | SWI | kg | Hydrostatic organ, including isinglass/sturgeon glue | |
| Tail | TAI | Number | kg | Tails — e.g. of caiman (for leather) or fox (for garment trimming, collars, boas, etc.) |
| Tooth | TEE | Number | kg | Teeth — e.g. of whale, lion, hippopotamus, crocodile, etc. |
| Timber | TIM | m3 | kg | Raw timber except saw-logs and sawn wood |
| Trophy | TRO | Number | Trophy — all the trophy parts of one animal if they are exported together: e.g. horns (2), skull, cape, backskin, tail and feet (i.e. 10 specimens) constitute one trophy. But if, for example, the skull and horns are the only specimens of an animal that are exported, then these items together should be recorded as one trophy. Otherwise the items should be recorded separately. A whole stuffed body is recorded under ‘BOD’. A skin alone is recorded under ‘SKI’. | |
| Tusk | TUS | Number | kg | Substantially whole tusks, whether or not worked. Includes tusks of elephant, hippopotamus, walrus, narwhal, but not other teeth. |
| Veneer sheets
| VEN | m3, m2 | kg | Thin layers or sheets of wood of uniform thickness, usually 6 mm or less in thickness, usually peeled (rotary veneer) or sliced (sliced veneer), for use in making plywood, for veneering furniture, veneer containers, etc. |
| Wax | WAX | kg | Wax, includes ambergris | |
| Whole | WHO | kg | Number | Entire animal or plant (dead or alive) |
Textual Amendments
F1 Substituted by Commission Regulation (EC) No 100/2008 of 4 February 2008 amending, as regards sample collections and certain formalities relating to the trade in species of wild fauna and flora, Regulation (EC) No 865/2006 laying down detailed rules for the implementation of Council Regulation (EC) No 338/97.
Wilson, D. E. & Reeder, D. M. (ed.) 2005. Mammal Species of the World. A Taxonomic and Geographic Reference. Third edition, Vol. 1-2, xxxv + 2142 pp. John Hopkins University Press, Baltimore. (for all mammals — with the exception of the recognition of the following names for wild forms of species (in preference to names for domestic forms): Bos gaurus, Bos mutus, Bubalus arnee, Equus africanus, Equus przewalskii, Ovis orientalis ophion and with the exception of the species mentioned below)
Wilson, D. E. & Reeder, D. M. 1993. Mammal Species of the World: a Taxonomic and Geographic Reference. Second edition. xviii + 1207 pp., Smithsonian Institution Press, Washington. (for Loxodonta africana and Ovis vignei )
Morony, J. J., Bock, W. J. and Farrand, J., Jr. 1975. A Reference List of the Birds of the World. American Museum of Natural History. (for order- and family-level names for birds)
Dickinson, E.C. (ed.) 2003. The Howard and Moore Complete Checklist of the Birds of the World. Revised and enlarged 3rd Edition. 1039 pp. Christopher Helm, London.
Dickinson, E.C. 2005. Corrigenda 4 ( 2.6.2005 ) to Howard & Moore Edition 3 (2003) http://www.naturalis.nl/sites/naturalis.en/contents/i000764/corrigenda%204_final.pdf (CITES website) (for all bird species - except for the taxa mentioned below)
Collar, N. J. 1997. Family Psittacidae (Parrots). in del Hoyo, J., Elliot, A. and Sargatal, J. eds. Handbook of the Birds of the World. 4. Sandgrouse to Cuckoos: 280-477: Lynx Edicions, Barcelona. (for Psittacus intermedia and Trichoglossus haematodus )
Andreone, F., Mattioli, F., Jesu, R. and Randrianirina, J. E. 2001. Two new chameleons of the genus Calumma from north-east Madagascar, with observations on hemipenial morphology in the Calumma Furcifer group ( Reptilia, Squamata, Chamaeleonidae ). Herpetological Journal 11: 53-68. (for Calumma vatosoa & Calumma vencesi )
Avila Pires, T. C. S. 1995. Lizards of Brazilian Amazonia. Zool. Verh. 299: 706 pp. (for Tupinambis )
Böhme, W. 1997. Eine neue Chamäleon art aus der Calumma gastrotaenia — Verwandtschaft Ost-Madagaskars. Herpetofauna (Weinstadt) 19 (107): 5-10. (for Calumma glawi )
Böhme, W. 2003. Checklist of the living monitor lizards of the world (family Varanidae ). Zoologische Verhandelingen. Leiden 341: 1-43. (for Varanidae )
Broadley, D. G. 2006. CITES Standard reference for the species of Cordylus ( Cordylidae, Reptilia ) prepared at the request of the CITES Nomenclature Committee (CITES website Document NC2006 Doc. 8). (for Cordylus )
Burton, F.J. 2004. Revision to Species Cyclura nubila lewisi , the Grand Cayman Blue Iguana. Caribbean Journal of Science, 40(2): 198-203. (for Cyclura lewisi )
Cei, J. M. 1993. Reptiles del noroeste, nordeste y este de la Argentina — herpetofauna de las selvas subtropicales, puna y pampa. Monografie XIV, Museo Regionale di Scienze Naturali. (for Tupinambis )
Colli, G. R., Péres, A. K. and da Cunha, H. J. 1998. A new species of Tupinambis ( Squamata: Teiidae ) from central Brazil, with an analysis of morphological and genetic variation in the genus. Herpetologica 54: 477-492. (for Tupinambis cerradensis )
Dirksen, L. 2002. Anakondas. NTV Wissenschaft. (for Eunectes beniensis )
Fritz, U. & Havaš, P. 2006. CITES Checklist of Chelonians of the World. (CITES website) (for Testudines for species and family names – with the exception of the retention of the following names Mauremys iversoni, Mauremys pritchardi, Ocadia glyphistoma, Ocadia philippeni, Sacalia pseudocellata )
Hallmann, G., Krüger, J. and Trautmann, G. 1997. Faszinierende Taggeckos — Die Gattung Phelsuma: 1-229 — Natur & Tier-Verlag. ISBN 3-931587-10-X. (for the genus Phelsuma )
Harvey, M. B., Barker, D. B., Ammerman, L. K. and Chippindale, P. T. 2000. Systematics of pythons of the Morelia amethistina complex (Serpentes: Boidae ) with the description of three new species. Herpetological Monographs 14: 139-185. (for Morelia clastolepis, Morelia nauta & Morelia tracyae , and elevation to species level of Morelia kinghorni )
Hedges, B. S., Estrada, A. R. and Diaz, L. M. 1999. New snake ( Tropidophis ) from western Cuba. Copeia 1999(2): 376- 381. (for Tropidophis celiae )
Hedges, B. S. and Garrido, O. 1999. A new snake of the genus Tropidophis (Tropidophiidae ) from central Cuba. Journal of Herpetology 33: 436-441. (for Tropidophis spiritus )
Hedges, B. S., Garrido, O. and Diaz, L. M. 2001. A new banded snake of the genus Tropidophis ( Tropidophiidae ) from north-central Cuba. Journal of Herpetology 35: 615-617. (for Tropidophis morenoi )
Hedges, B. S. and Garrido, O. 2002. Journal of Herpetology 36: 157-161. (for Tropidophis hendersoni )
Hollingsworth, B.D. 2004. The Evolution of Iguanas: An Overview of Relationships and a Checklist of Species. pp. 19-44. In: Alberts, A.C, Carter, R.L., Hayes, W.K. & Martins, E.P. (Eds), Iguanas: Biology and Conservation. Berkeley (University of California Press). (for Iguanidae )
Jacobs, H. J. 2003. A further new emerald tree monitor lisard of the Varanus prasinus species group from Waigeo, West Irian ( Squamata: Sauria: Varanidae ). Salamandra 39(2): 65-74. (for Varanus boehmei )
Jesu, R., Mattioli, F. and Schimenti, G. 1999. On the discovery of a new large chameleon inhabiting the limestone outcrops of western Madagascar: Furcifer nicosiai sp. nov. ( Reptilia, Chamaeleonidae ). Doriana 7(311): 1-14. (for Furcifer nicosiai )
Keogh, J.S., Barker, D.G. & Shine, R. 2001. Heavily exploited but poorly known: systematics and biogeography of commercially harvested pythons ( Python curtus group) in Southeast Asia. Biological Journal of the Linnean Society, 73: 113-129. (for Python breitensteini & Python brongersmai )
Klaver, C. J. J. and Böhme, W. 1997. Chamaeleonidae . Das Tierreich 112: 85 pp. ( for Bradypodion, Brookesia, Calumma, Chamaeleo & Furcifer — except for the recognition of Calumma andringitaensis , C. guillaumeti, C. hilleniusi & C. marojezensis as valid species)
Manzani, P. R. and Abe, A. S. 1997. A new species of Tupinambis Daudin , 1802 ( Squamata, Teiidae ) from central Brazil. Boletim do Museu Nacional Nov. Ser. Zool. 382: 1-10. (for Tupinambis quadrilineatus )
Manzani, P. R. and Abe, A. S. 2002. Arquivos do Museu Nacional, Rio de Janeiro 60(4): 295-302. (for Tupinambis palustris )
Massary, J.-C. de and Hoogmoed, M. 2001. The valid name for Crocodilurus lacertinus auctorum (nec Daudin, 1802) ( Squamata: Teiidae ). Journal of Herpetology 35: 353-357. (for Crocodilurus amazonicus )
McDiarmid, R. W., Campbell, J. A. and Touré, T. A. 1999. Snake Species of the World. A Taxonomic and Geographic Reference. Volume 1. The Herpetologists’ League, Washington, DC. (for Loxocemidae, Pythonidae, Boidae, Bolyeriidae, Tropidophiidae & Viperidae — except for the retention of the genera Acrantophis, Sanzinia, Calabaria & Lichanura and the recognition of Epicrates maurus as a valid species)
Nussbaum, R. A., Raxworthy, C. J., Raselimanana, A. P. and Ramanamanjato, J. B. 2000. New species of day gecko, Phelsuma Gray ( Reptilia: Squamata: Gekkonidae ), from the Reserve Naturelle Integrale d'Andohahela, south Madagascar. Copeia 2000: 763-770. (for Phelsuma malamakibo )
Pough, F. H., Andrews, R. M., Cadle, J. E., Crump, M. L., Savitzky, A. H. and Wells, K. D. 1998. Herpetology. (for delimitation of families within the Sauria )
Rösler, H., Obst, F. J. and Seipp, R. 2001. Eine neue Taggecko-Art von Westmadagaskar: Phelsuma hielscheri sp. n. ( Reptilia: Sauria: Gekkonidae ). Zool. Abhandl. Staatl. Mus. Tierk. Dresden 51: 51-60. (for Phelsuma hielscheri )
Slowinski, J. B. and Wüster, W. 2000. A new cobra ( Elapidae: Naja ) from Myanmar (Burma). Herpetologica 56: 257-270. (for Naja mandalayensis )
Tilbury, C. 1998. Two new chameleons ( Sauria: Chamaeleonidae ) from isolated Afromontane forests in Sudan and Ethiopia. Bonner Zoologische Beiträge 47: 293-299. (for Chamaeleo balebicornutus & Chamaeleo conirostratus )
Wermuth, H. and Mertens, R. 1996 (reprint). Schildkröten, Krokodile, Brückenechsen. xvii + 506 pp. Jena (Gustav Fischer Verlag). (for Testudines order names, Crocodylia & Rhynchocephalia )
Wilms, T. 2001. Dornschwanzagamen: Lebensweise, Pflege, Zucht: 1-142 — Herpeton Verlag, ISBN 3-9806214-7-2. (for the genus Uromastyx )
Wüster, W. 1996. Taxonomic change and toxinology: systematic revisions of the Asiatic cobras Naja naja species complex. Toxicon 34: 339-406. (for Naja atra, Naja kaouthia, Naja oxiana, Naja philippinensis, Naja sagittifera, Naja samarensis, Naja siamensis, Naja sputatrix & Naja sumatrana )
Brown, J.L., Schulte, R. & Summers, K. 2006. A new species of Dendrobates ( Anura: Dendrobatidae ) from the Amazonian lowlands of Peru. Zootaxa, 1152: 45-58. (for Dendrobates uakarii )
Taxonomic Checklist of CITES listed Amphibians, information extracted from Frost, D.R. (ed.) 2004. Amphibian Species of the World: a taxonomic and geographic reference, an online reference (http://research.amnh.org/herpetology/amphibia/index.html) Version 3.0 as of 7 April 2006 (CITES website) (for Amphibia )
Eschmeier, W. N. 1998. Catalog of Fishes. 3 vols. California Academy of Sciences. (for all fishes)
Horne, M. L., 2001. A new seahorse species (Syngnathidae: Hippocampus ) from the Great Barrier Reef — Records of the Australian Museum 53: 243-246. (for Hippocampus )
Kuiter, R. H., 2001. Revision of the Australian seahorses of the genus Hippocampus ( Syngnathiformes: Syngnathidae ) with a description of nine new species — Records of the Australian Museum 53: 293-340. (for Hippocampus )
Kuiter, R. H., 2003. A new pygmy seahorse ( Pisces: Syngnathidae: Hippocampus ) from Lord Howe Island — Records of he Australian Museum 55: 113-116. (for Hippocampus )
Lourie, S. A., and J. E. Randall, 2003. A new pygmy seahorse, Hippocampusdenise ( Teleostei: Syngnathidae ), from the Indo-Pacific — Zoological Studies 42: 284-291. (for Hippocampus )
Lourie, S. A., A. C. J. Vincent and H. J. Hall, 1999. Seahorses. An identification guide to the world’s species and their conservation. Project Seahorse, ISBN 0 9534693 0 1 (Second edition available on CD-ROM). (for Hippocampus )
Lourenço, W. R. and Cloudsley-Thompson, J. C. 1996. Recognition and distribution of the scorpions of the genus Pandinus Thorell, 1876 accorded protection by the Washington Convention. Biogeographica 72(3): 133-143. (for scorpions of the genus Pandinus )
Taxonomic Checklist of CITES listed Spider Species, information extracted from Platnick, N. (2006), The World Spider Catalog, an online reference (http://research.amnh.org/entomology/spiders/catalog/Theraphosidae.html), Version 6.5 as of April 7 2006 (CITES website) (for Theraphosidae )
Matsuka, H. 2001. Natural History of Birdwing Butterflies: 1-367. Matsuka Shuppan, Tokyo. ISBN 4-9900697-0-6. (for birdwing butterflies of the genera Ornithoptera , Trogonoptera and Troides )
The Plant-Book , second edition, (D. J. Mabberley, 1997, Cambridge University Press (reprinted with corrections 1998) (for the generic names of all plants listed in the Annexes of Regulation (EC) No. 338/97, unless they are superseded by standard checklists adopted by the Conference of the Parties).
A Dictionary of Flowering Plants and Ferns , 8th edition, (J. C. Willis, revised by H. K. Airy Shaw, 1973, Cambridge University Press) (for generic synonyms not mentioned in The Plant-Book, unless they are superseded by standard checklists adopted by the Conference of the Parties as referenced in the remaining paragraphs below).
A World List of Cycads (D. W. Stevenson, R. Osborne and K. D. Hill, 1995; In: P. Vorster (Ed.), Proceedings of the Third International Conference on Cycad Biology, pp. 55-64, Cycad Society of South Africa, Stellenbosch) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to names of species of Cycadaceae , Stangeriaceae & Zamiaceae .
CITES Bulb Checklist (A. P. Davis et al., 1999, compiled by the Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Cyclamen ( Primulaceae ) & Galanthus & Sternbergia ( Liliaceae ).
CITES Cactaceae Checklist , second edition, (1999, compiled by D. Hunt, Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to names of species of Cactaceae .
CITES Carnivorous Plant Checklist , second edition, (B. von Arx et al., 2001, Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to names of species of Dionaea, Nepenthes & Sarracenia .
CITES Aloe and Pachypodium Checklist (U. Eggli et al., 2001, compiled by Städtische Sukkulenten-Sammlung, Zurich, Switzerland, in collaboration with Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its update Lüthy, J.M. 2007. An update and Supplement to the CITES Aloe & Pachypodium Checklist. CITES Management Authority of Switzerland, Bern, Switzerland. (CITES website), accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Aloe & Pachypodium .
World Checklist and Bibliography of Conifers (A. Farjon, 2001) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Taxus .
CITES Orchid Checklist , (compiled by the Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Cattleya, Cypripedium, Laelia, Paphiopedilum, Phalaenopsis, Phragmipedium, Pleione and Sophronitis (Volume 1, 1995); Cymbidium, Dendrobium, Disa, Dracula & Encyclia (Volume 2, 1997); & Aerangis, Angraecum, Ascocentrum, Bletilla, Brassavola, Calanthe, Catasetum, Miltonia, Miltonioides & Miltoniopsis, Renanthera, Renantherella, Rhynchostylis, Rossioglossum, Vanda & Vandopsis (Volume 3, 2001); & Aerides, Coelogyne, Comparettia & Masdevallia (Volume 4, 2006).
The CITES Checklist of Succulent Euphorbia Taxa (Euphorbiaceae) , Second edition (S. Carter and U. Eggli, 2003, published by the Federal Agency for Nature Conservation, Bonn, Germany) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of succulent euphorbias .
Dicksonia species of the Americas (2003, compiled by Bonn Botanic Garden and the Federal Agency for Nature Conservation, Bonn, Germany) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Dicksonia .
Plants of Southern Africa: an annotated checklist . Germishuizen, G. & Meyer N.L. (eds.) (2003). Strelitzia 14: 561. National Botanical Institute, Pretoria, South Africa and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Hoodia .
Lista de especies, nomenclatura y distribución en el genero Guaiacum . Davila Aranda & Schippmann, U. (2006): - Medicinal Plant Conservation 12: #-#.′ (CITES Website) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Guaiacum .
CITES checklist for Bulbophyllum and allied taxa (Orchidaceae) . Sieder, A., Rainer, H., Kiehn, M. (2007): Address of the authors: Department of Biogeography and Botanical Garden of the University of Vienna; Rennweg 14, A-1030 Vienna (Austria) . (CITES Website) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Bulbophyllum .
The Checklist of CITES species (2005, 2007 and its updates) published by UNEP - WCMC may be used as an informal overview of the scientific names that were adopted by the Conference of the Parties for the animal species that are listed in the Annexes of Regulation (EC) No338/97, and as an informal summary of information contained in the standard references that were adopted for CITES nomenclature.]
Breeding in captivity or artificial propagation
Educational
Botanical gardens
Hunting trophies
Law enforcement/judicial/forensic
Medical (including bio-medical research)
Reintroduction or introduction into the wild
Personal
Circuses and travelling exhibitions
Scientific
Commercial
Zoos
Specimens taken from the wild
Specimens originating from a ranching operation
Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
Confiscated or seized specimens(7)
Pre-Convention(7)
Source unknown (must be justified)
Anas laysanensis
Anas querquedula
Aythya nyroca
Branta ruficollis
Branta sandvicensis
Oxyura leucocephala
Columba livia
Catreus wallichii
Colinus virginianus ridgwayi
Crossoptilon crossoptilon
Crossoptilon mantchuricum
Lophophurus impejanus
Lophura edwardsi
Lophura swinhoii
Polyplectron napoleonis
Syrmaticus ellioti
Syrmaticus humiae
Syrmaticus mikado
Carduelis cucullata
Cyanoramphus novaezelandiae
Psephotus dissimilis]
| Type of sample | Typical size of sample | Use of sample |
|---|---|---|
| Blood, liquid | Drops or 5 ml of whole blood in a tube with anticoagulant; may deteriorate in 36 hours | Haematology and standard biochemical tests to diagnose disease; taxonomic research; biomedical research |
| Blood, dry (smear) | A drop of blood spread on a microscope slide, usually fixed with chemical fixative | Blood counts and screening for disease parasites |
| Blood, clotted (serum) | 5 ml of blood in tube with or without a blood clot | Serology and detection of antibodies for evidence of disease; biomedical research |
| Tissues, fixed | 5 mm3 pieces of tissues in a fixative | Histology and electron microscopy to detect signs of disease; taxonomic research; biomedical research |
| Tissues, fresh (excluding ova, sperm and embryos) | 5 mm3 pieces of tissues, sometimes frozen | Microbiology and toxicology to detect organisms and poisons; taxonomic research; biomedical research |
| Swabs | Tiny pieces of tissue in a tube on a swab | Growing bacteria, fungi, etc. to diagnose disease |
| Hair, skin, feathers, scales | Small, sometimes tiny pieces of skin surface in a tube (up to 10 ml in volume) with or without fixative | Genetic and forensic tests and detection of parasites and pathogens and other tests |
| Cell lines and tissue cultures | No limitation of sample size | Cell lines are artificial products cultured either as primary or continuous cell lines that are used extensively in testing the production of vaccines or other medical products and taxonomic research (e.g. chromosome studies and extraction of DNA) |
| DNA | Small amounts of blood (up to 5 ml), hair, feather follicle, muscle and organ tissue (e.g. liver, heart, etc.), purified DNA, etc. | Sex determination; identification; forensic investigations; taxonomic research; biomedical research |
| Secretions, (saliva, venom, milk) | 1-5 ml in vials | Phylogenetic research, production of anti-venom, biomedical research |
| Regulation (EC) No 1808/2001 | This Regulation |
|---|---|
| Article 1 (a) and (b) | Article 1 (1) and (2) |
| Article 1 (c) | — |
| Article 1 (d), (e) and (f) | Article 1 (3), (4) and (5) |
| — | Article 1 (6), (7) and (8) |
| Article 2(1) and (2) | Article 2(1) and (2) |
| — | Article 2(3) and (4) |
| Article 2(3) and (4) | Article 2(5) and (6) |
| Article 3 | Article 3 |
| Article 4(1) and (2) | Article 4(1) and (2) |
| Article 4(3) (a) and (b) | Article 5, first paragraph, (1) and (2) |
| — | Article 5, first paragraph, (3) |
| Article 4(3) (c), (d) and (e) | Article 5, first paragraph, (4), (5) and (6) |
| Article 4(4) | Article 6 |
| Article 4(5) | Article 7 |
| Article 5 | Article 8 |
| Article 6 | Article 9 |
| Article 7(1) | Article 10 |
| Article 7(2) | Article 11 |
| Article 7(3) and (4) | Article 12 |
| Article 8(1) | Article 13 |
| Article 8(2) | Article 14 |
| Article 8(3) | Article 15(1) and (2) |
| Article 8(4) | Article 15(3) and (4) |
| Article 8(5) | Article 16 |
| Article 8(6) and (7) | Article 17 |
| — | Article 18-19 |
| Article 9 | Article 20 |
| Article 10 | Article 21 |
| Article 11 | Article 22 |
| Article 12 | Article 23 |
| Article 13 | Article 24 |
| Article 14 | Article 25 |
| Article 15 | Article 26 |
| Article 16 | Article 27 |
| Article 17 | Article 28 |
| Article 18 | Article 29 |
| — | Articles 30-44 |
| Article 19 | Article 45 |
| Article 20(1) | Article 46 |
| Article 20(2) | Article 47 |
| Article 20(3) (a) and (b) | Article 48(1) (a) and (b) |
| Article 20(3) (c) | — |
| Article 20(3) (d) and (e) | Article 48(1) (c) and (d) |
| Article 20(4) | Article 49 |
| Article 20(5) and (6) | Article 50(1) and (2) |
| Article 21 | Article 51 |
| Article 22 | Article 52 |
| Article 23 | Article 53 |
| Article 24 | Article 54 |
| Article 25 | Article 55 |
| Article 26 | Article 56 |
| Article 27(1) first and second indents and subsequent text | Article 57(1) (a), (b) and (c) |
| Article 27(2), (3) and (4) | Article 57(2), (3) and (4) |
| Article 27(5) (a) and (b) | Article 57(5) (a) and (b) |
| — | Article 57(5) (c) and (d) |
| Article 28(1), first and second indents | Article 58(1) (a) and (b) |
| Article 28(2) and (3) | Article 58(2) and (3) |
| Article 28(4) (a) and (b) | Article 58(4) |
| Article 29 | Article 59 |
| Article 30 | Article 60 |
| Article 31 | Article 61 |
| Article 32 | Article 62 |
| Article 33 | Article 63 |
| Article 34(1) | — |
| Article 34(2) (a) to (f) | Article 64(1) (a) to (f) |
| Article 34(2) (g) and (h) | Article 64(2) |
| Article 35(1) and (2) | Article 65(1) and (2) |
| Article 35(3) (a) and (b) | Article 65(3) |
| — | Article 65(4) |
| Article 36(1) | Article 66(1), (2) and (3) |
| Article 36(2) | Article 66(4) |
| Article 36(3) and (4) | Article 66(5) and (6) |
| — | Article 66(7) |
| Article 36(5) | Article 66(8) |
| Article 37 | Article 67 |
| Article 38 | Article 68 |
| Article 39 | Article 69 |
| Article 40 | Article 70 |
| Article 41 | Article 71 |
| Article 42 | Article 74 |
| Article 43 | Article 72 |
| Article 44 | Article 73 |
| Article 45 | Article 75 |
| Annex I | Annex I |
| Annex II | Annex II |
| — | Annex III |
| — | Annex IV |
| Annex III | Annex V |
| Annex IV | Annex VI |
| Annex V | Annex VII |
| Annex VI | Annex VIII |
| Annex VII | Annex IX |
| Annex VIII | Annex X |
| — | Annex XI |
| — | Annex XII |
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