Commission regulation (EC) No 865/2006Dangos y teitl llawn

ANNEX I

Instructions and explanations

1. Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate, the full name and address of the legal owner.

2. The period of validity of an export permit or re-export certificate shall not exceed six months and of an import permit 12 months. The period of validity of a Personal Ownership Certificate shall not exceed three years. After its last day of validity, this document is void and the original and all copies must be returned by the holder to the issuing management authority without undue delay. An import permit is not valid where the corresponding CITES document from the (re-)exporting country was used for (re-)export after its last day of validity or if the date of introduction into the Community is more than six months from its date of issue.

3. Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate.

5. To be left blank in the case of a personal ownership certificate.

6. For live specimens of Annex A species other than captive bred or artificially propagated specimens, the issuing authority may prescribe the location at which they are to be kept by including details thereof in this box. Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, then requires prior authorisation from the competent management authority.

8. Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

9/10. Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.

11. Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.

12. Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.

13. Use one of the following codes to indicate the source:

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(1)

O

Pre-convention(1)

U

Source unknown (must be justified)

14. Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

Q

Circuses and travelling exhibitions

S

Scientific

T

Commercial

Z

Zoos

15 to 17. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is a third country, boxes 16 and 17 must contain details of the relevant permit. Where specimens originating in a Member State of the Community are exported from another, only the name of the Member State of origin must be mentioned in box 15.

18 to 20. The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from the Community. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.

21. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.

23 to 25. For official use only.

26. The importer/(re)exporter or his agent must, where appropriate, indicate the number of the bill of lading or air waybill.

27. To be completed by the customs office of introduction into the Community or that of (re-)export as appropriate. In the case of introduction, the original (form 1) must be returned to the management authority of the Member State concerned and the copy for the holder (form 2) to the importer In the case of (re-)export, the copy for return by customs to the issuing authority (form 3) must be returned to the management authority of the Member State concerned and the original (form 1) and the copy for the holder (form 2) to the (re‐)exporter.

Instructions and explanations

1. Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate, the full name and address of the legal owner.

2. The period of validity of an export permit or re-export certificate shall not exceed six months and of an import permit 12 months. The period of validity of a personal ownership certificate shall not exceed three years. After its last day of validity, this document is void and the original and all copies must be returned by the holder to the issuing management authority without undue delay. An import permit is not valid where the corresponding CITES document from the (re-)exporting country was used for (re-)export after its last day of validity or if the date of introduction into the Community is more than six months from its date of issue.

3. Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate.

5. To be left blank in the case of a personal ownership certificate.

6. For live specimens of Annex A species other than captive bred or artificially propagated specimens, the issuing authority may prescribe the location at which they are to be kept by including details thereof in this box. Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, then requires prior authorisation from the competent management authority.

8. Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

9/10. Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.

11. Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.

12. Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.

13. Use one of the following codes to indicate the source:

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(2)

O

Pre-convention(2)

U

Source unknown (must be justified)

14. Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

Q

Circuses and travelling exhibitions

S

Scientific

T

Commercial

Z

Zoos

15 to 17. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is a third country, boxes 16 and 17 must contain details of the relevant permit. Where specimens originating in a Member State of the Community are exported from another, only the name of the Member State of origin must be mentioned in box 15.

18 to 20. The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from the Community. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.

21. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.

23 to 25. For official use only.

26. The importer/(re)exporter or his agent must, where appropriate, indicate the number of the bill of lading or air waybill.

27. To be completed by the customs office of introduction into the Community or that of (re-)export as appropriate. In the case of introduction, the original (form 1) must be returned to the management authority of the Member State concerned and the copy for the holder (form 2) to the importer In the case of (re‐)export, the copy for return by customs to the issuing authority (form 3) must be returned to the management authority of the Member State concerned and the original (form 1) and the copy for the holder (form 2) to the (re-)exporter.

Instructions and explanations

1. Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate, the full name and address of the legal owner.

2. The period of validity of an export permit or re-export certificate shall not exceed six months and of an import permit 12 months. The period of validity of a personal ownership certificate shall not exceed three years. After its last day of validity, this document is void and the original and all copies must be returned by the holder to the issuing management authority without undue delay. An import permit is not valid where the corresponding CITES document from the (re-)exporting country was used for (re-)export after its last day of validity or if the date of introduction into the Community is more than six months from its date of issue.

3. Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate.

5. To be left blank in the case of a personal ownership certificate.

6. For live specimens of Annex A species other than captive bred or artificially propagated specimens, the issuing authority may prescribe the location at which they are to be kept by including details thereof in this box. Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, then requires prior authorisation from the competent management authority.

8. Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

9/10. Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.

11. Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.

12. Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.

13. Use one of the following codes to indicate the source:

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(3)

O

Pre-convention(3)

U

Source unknown (must be justified)

14. Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

Q

Circuses and travelling exhibitions

S

Scientific

T

Commercial

Z

Zoos

15 to 17. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is a third country, boxes 16 and 17 must contain details of the relevant permit. Where specimens originating in a Member State of the Community are exported from another, only the name of the Member State of origin must be mentioned in box 15.

18 to 20. The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from the Community. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.

21. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.

23 to 25. For official use only.

26. The importer/(re)exporter or his agent must, where appropriate, indicate the number of the bill of lading or air waybill.

27. To be completed by the customs office of introduction into the Community or that of (re-)export as appropriate. In the case of introduction, the original (form 1) must be returned to the management authority of the Member State concerned and the copy for the holder (form 2) to the importer In the case of (re-)export, the copy for return by customs to the issuing authority (form 3) must be returned to the management authority of the Member State concerned and the original (form 1) and the copy for the holder (form 2) to the (re‐)exporter.

Instructions and explanations

1. Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate, the full name and address of the legal owner.

2. Not applicable.

3. Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate.

5. To be left blank in the case of a personal ownership certificate.

6. To be completed only on the application form in the case of live specimens of Annex A species other than captive bred or artificially propagated specimens.

8. Description must be as precise as possible and include a 3-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

9/10. Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.

11. Enter the number of the CITES appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.

12. Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of application.

13. Use one of the following codes to indicate the source:

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(4)

O

Pre-convention(4)

U

Source unknown (must be justified)

14. Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

Q

Circuses and travelling exhibitions

S

Scientific

T

Commercial

Z

Zoos

15 to 17. The country of origin is the country where the specimens were taken form the wild, born and bred in captivity or artificially propagated. Where this is a third country, boxes 16 and 17 must contain details of the relevant permit. Where specimens originating in a Member State of the Community are exported from another, only the name of the Member State of origin must be mentioned in box 15.

18 to 20. The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from the Community. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.

21. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.

23. Provide as many details as possible and justify any omissions to the information required above.

ANNEX II

Instructions and explanations

1. Enter full name and address of importer or authorised representative.

4. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated.

5. Only applies where the country from which the specimens are imported is not the country of origin.

6. Description must be as precise as possible.

9. The scientific name must be the name used in Annex C or D to Regulation (EC) No 338/97.

10. Enter III for species listed in Appendix III to CITES.

12. Enter the letter (C or D) of the Annex to Regulation (EC) No 338/97 in which the species is listed.

13. The importer has to submit the signed original (form 1) and ‘copy for the importer’ (form 2), where appropriate together with CITES Appendix III documents from the (re‐)exporting country to the customs office of introduction into the Community.

14. The customs office shall send the stamped original (form 1) to the management authority of his country and return the stamped ‘copy for the importer’ (form 2) to the importer or his authorised representative.

Instructions and explanations

1. Enter full name and address of importer or authorised representative.

4. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated.

5. Only applies where the country from which the specimens are imported is not the country of origin.

6. Description must be as precise as possible.

9. The scientific name must be the name used in Annex C or D to Regulation (EC) No 338/97.

10. Enter III for species listed in Appendix III to CITES.

12. Enter the letter (C or D) of the Annex to Regulation (EC) No 338/97 in which the species is listed.

13. The importer has to submit the signed original (form 1) and ‘copy for the importer’ (form 2), where appropriate together with CITES Appendix III documents from the (re‐)exporting country to the customs office of introduction into the Community.

14. The customs office shall send the stamped original (form 1) to the management authority of his country and return the stamped ‘copy for the importer’ (form 2) to the importer or his authorised representative.

ANNEX III

Instructions and explanations

1. A unique number should be generated by the issuing management authority for the certificate.

2. The date of expiry of the document may not be more than three years after the date of issuance. Where the travelling exhibition originates from a third country the expiry date shall be no later than that indicated on the equivalent certificate from that country.

3. Complete the full name, permanent address and country of the owner of the specimen covered by the certificate. Absence of the signature of the owner renders the certificate invalid.

4. The name, address and country of the issuing management authority should already be pre-printed on the form.

5. This block has been pre-printed to indicate the validity of the certificate for multiple cross-border movements of the specimen with its exhibition for exhibition purposes only, allowing the specimens to be displayed to the public in accordance with Article 8(3) of Regulation (EC) No 338/97 and to clarify that the certificate is not to be collected but is to remain with the specimen/owner. This block also can be used to justify the omission of certain information.

6. This block has been pre-printed to indicate that cross-border movement is permitted to any country accepting this certificate as a matter of national law.

7. This block has been pre-printed with the code Q for circuses and travelling exhibitions.

8. Where appropriate, indicate the number of the security stamp affixed in block 19.

9. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

10. Describe, as precisely as possible, the specimen covered by the certificate, including identifying marks (tags, rings, unique markings, etc.) sufficient to permit the authorities of the country into which the exhibition enters to verify that the certificate corresponds to the specimen covered. The sex and age, at the time of the issuance of the certificate, should be recorded, where possible.

11. Indicate the total number of specimens. In the case of live animals it should normally be one. If more than one specimen, state ‘see attached inventory’.

12. Enter the number of the Appendix to the Convention (I, II or III) in which the species is listed at the time of issuance of the permit or certificate.

13. Enter the letter of the Annex to Regulation (EC) No. 338/97 (A, B or C) in which the species is listed at the time of issuance of the permit or certificate.

14. Use the codes below to indicate the source. This certificate may not be used for specimens with source code W, R, F or U unless they were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No. 3626/82 or Annexes A, B and C to Regulation (EC) No. 338/97 became applicable to them and the code O is also used.

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

U

Source unknown (must be justified)

O

Pre-Convention (may be used in conjunction with any other code).

15/16. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is a third country, box 16 must contain details of the relevant permit. Where specimens originating in a Member State of the Community are exported from another, only the name of the Member State of origin must be mentioned in box 15.

17. This block must contain the exhibition registration number.

18. Enter the date of acquisition only for specimens which were acquired in or were introduced into, the Community before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No 3626/82 or Annexes A, B and C to Regulation (EC) No 338/97 applied to them.

19. To be completed by the official who issues the certificate. A certificate may only be issued by the management authority of the country where an exhibition is based and only when the owner of the exhibition has registered full details of the specimen with that management authority. In the case of an exhibition originating in a third country, a certificate may only be issued by the management authority of the country of first destination. The name of the issuing official must be written in full. The seal, signature and, where appropriate, security stamp number, should be clearly legible.

20. This block may be used to refer to national legislation or additional special conditions placed on the cross-border movement by the issuing management authority.

21. This block has been pre-printed to refer to the attached continuation sheet, which should indicate all cross-border movements.

Subject to point 5, upon expiration, this document must be returned to the issuing management authority.

The holder or his authorised representative shall surrender the original of this certificate (form 1) — and, where applicable, the travelling exhibition certificate issued by a third country — for verification purposes and submit the accompanying continuation sheet or (where the certificate is issued on the basis of an equivalent certificate from a third country) the two continuation sheets and copies thereof to a customs office designated in accordance with Article 12(1) of Regulation (EC) No 338/97. The customs office shall, after completing the continuation sheet or sheets, return the original of this certificate (form 1), the original certificate issued by a third country (where applicable) — and the continuation sheet or sheets — to the holder or to his authorised representative and forward an endorsed copy of the continuation sheet of the certificate issued by Member State's management authority to the relevant management authority in accordance with Article 23 of Regulation 865/2006.

Instructions and explanations

3. Complete the full name, permanent address and country of the owner of the specimen covered by the certificate (not of an agent). Absence of the signature of the owner renders the certificate invalid.

8. Where appropriate, indicate the number of the security stamp affixed in block 19.

9. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

10. Describe, as precisely as possible, the specimen covered by the certificate, including identifying marks (tags, rings, unique markings, etc.) sufficient to permit the authorities of the country into which the exhibition enters to verify that the certificate corresponds to the specimen covered. The sex and age, at the time of the issuance of the certificate, should be recorded, where possible.

11. Indicate the total number of specimens. In the case of live animals it should normally be one. If more than one specimen, state ‘see attached inventory’.

12. Enter the number of the Appendix to the Convention (I, II or III) in which the species is listed at the time of application.

13. Enter the letter of the Annex to Regulation (EC) No. 338/97 (A, B or C) in which the species is listed at the time of application.

14. Use the codes below to indicate the source. This certificate may not be used for specimens with source code W, R, F or U unless they were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No. 3626/82 or Annexes A, B and C to Regulation (EC) No. 338/97 became applicable to them and the code O is also used.

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

U

Source unknown (must be justified)

O

Pre-Convention (may be used in conjunction with any other code).

15/16. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity, or artificially propagated. Where this is a third country (i.e. a non-EU country), box 16 must contain details of the relevant permit. Where specimens originating in a Member State of the Community are exported from another, only the name of the Member State of origin must be mentioned in box 15.

17. This block must contain the exhibition registration number.

18. Enter the date of acquisition only for specimens which were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No. 3626/82 or Annexes A, B and C to Regulation (EC) No. 338/97 applied to them.

19. Provide as many details as possible and justify any omissions to the information required above.

ANNEX IV

ANNEX V

Instructions and explanations

1. Full name and address of the holder of the certificate, not of an agent.

2. Only to be completed in case the import permit for the specimens concerned prescribes the location at which they are to be kept, or where specimens that were taken from the wild in a Member State shall be required to be kept at an authorised address.

Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorized location, from the location indicated shall then be subject to prior authorization from the competent management authority (see box 19).

4. Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

5/6. Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.

7. Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.

8. Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.

9. Use one of the following codes to indicate the source:

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(5)

O

Pre-convention(5)

U

Source unknown (must be justified)

10 to 12. The country of origin is the country where the specimens were taken form the wild, born and bred in captivity, or artificially propagated.

13 to 15. The Member State of import is, where applicable, the Member State having issued the import permit for the specimens concerned.

16. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.

Instructions and explanations

1. Full name and address of the applicant for the certificate, not of an agent.

2. To be completed only on the application form in the case of live specimens of Annex A species other than captive bred or artificially propagated specimens.

4. Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 [laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein].

5/6. Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.

7. Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of application.

8. Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date application.

9. Use one of the following codes to indicate the source:

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(6)

O

Pre-convention(6)

U

Source unknown (must be justified)

10 to 12. The country of origin is the country where the specimens were taken from the wild, born and bred in captivity, or artificially propagated.

13 to 15. The Member State of import is, where applicable, the Member State having issued the import permit for the specimens concerned.

16. The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VII to Regulation (EC) No 865/2006.

18. Provide as many details as possible and justify any omissions to the information required above.

ANNEX VI

ANNEX VII

Codes to be included in the description of specimens and units of measure to be used in permits and certificates pursuant to Article 5(1) and (2)

Key to units (equivalent non-metric measurements may be used) g = grams kg = kilograms l = litres cm3 = cubic centimetres ml = millilitres m = metres m2 = square metres m3 = cubic metres Number = number of specimens
Description	Code	Preferred units	Alternative units	Explanation
Bark	BAR	kg		Tree bark (raw, dried or powdered; unprocessed)
Body	BOD	Number	kg	Substantially whole dead animals, including fresh or processed fish, stuffed turtles, preserved butterflies, reptiles in alcohol, whole stuffed hunting trophies, etc.
Bone	BON	kg	Number	Bones, including jaws
Calipee	CAL	kg		Calipee or calipash (turtle cartilage for soup)
Carapace	CAP	Number	kg	Raw or unworked whole shells of Testudinata species
Carving	CAR	kg	m3	Carvings (including wood, and including finished wood products such as furniture, musical instruments and handicrafts). NB: there are some species from which more than one type of product may be carved (e.g. horn and bone); where necessary, the description should therefore indicate the type of product (e.g. horn carving)
Caviar	CAV	kg		Unfertilised dead processed eggs from all species of Acipenseriformes; also known as roe
Chips	CHP	kg		Chips of timber, especially Aquilaria malaccensis and Pterocarpus santalinus
Claw	CLA	Number	kg	Claws — e.g. of Felidae, Ursidae or Crocodylia (NB: ‘turtle claws’ are usually scales and not real claws)
Cloth	CLO	m2	kg	Cloth — If the cloth is not made entirely from the hair of a CITES species, the weight of hair of the species concerned should instead, if possible, be recorded under ‘HAI’
Coral (raw)	COR	kg	Number	Dead coral and coral rock, NB: the trade should be recorded by number of pieces only if the coral specimens are transported in water.
Culture	CUL	Number of flasks, etc.		Cultures of artificially propagated plants
Derivatives	DER	kg/l		Derivatives (other than those included elsewhere in this table)
Dried plant	DPL	Number		Dried plants — e.g. herbarium specimens
Ear	EAR	Number		Ears — Usually elephant
Egg	EGG	Number	kg	Whole dead or blown eggs, (see also caviar)
Egg (live)	EGL	Number	kg	Live eggs — usually birds and reptiles but includes fish and invertebrates
Eggshell	SHE	g/kg		Raw or unworked eggshell except whole eggs
Extract	EXT	kg	L	Extract — usually plant extracts
Feather	FEA	kg/Number of wings	Number	Feathers — in the case of objects (e.g. pictures) made of feathers, record the number of objects
Fibre	FIB	kg	M	Fibres — e.g. plant fibre but includes strings of tennis rackets
Fin	FIN	kg		Fresh, frozen or dried fins and parts of fins
Fingerlings	FIG	kg	Number	Juvenile fish of one or two years of age for the aquarium trade, hatcheries or for release operations
Flower	FLO	kg		Flowers
Flower pot	FPT	Number		Flower pots made from parts of a plant, e.g. treefern fibres (NB: live plants traded in so-called ‘community pots’ should be recorded as ‘live plants’, not as flower pots)
Frogs' legs	LEG	kg		Frog legs
Fruit	FRU	kg		Fruit
Foot	FOO	Number		Feet — e.g. elephant, rhinoceros, hippopotamus, lion, crocodile, etc.
Gall	GAL	kg		Gall
Gall bladder	GAB	Number	kg	Gall bladder
Garment	GAR	Number		Garments — including gloves and hats but not shoes. Includes trimming or decoration on garments
Genitalia	GEN	kg	Number	Castrates and dried penes
Graft rootstock	GRS	Number		Graft rootstocks (without the grafts)
Hair	HAI	kg	G	Hair — includes all animal hair, e.g. of elephant, yak, vicuña, guanaco
Horn	HOR	Number	kg	Horns — includes antlers
Leather product (small)	LPS	Number		Small manufactured products of leather, e.g. belts, braces, bicycle saddles, cheque book or credit card holders, earrings, handbags, key fobs, notebooks, purses, shoes tobacco pouches, wallets, watch-straps
Leather product (large)	LPL	Number		Large manufactured products of leather — e.g. briefcases, furniture, suitcases, travel trunks
Live	LIV	Number		Live animals and plants. Specimens of live coral transported in water should be recorded by number of pieces only.
Leaf	LVS	Number	kg	Leaves
Logs	LOG	m3		All wood in the rough, whether or not stripped of bark or sapwood, or roughly squared, for processing notably into sawn wood, pulpwood or veneer sheets. NB: trade in logs of special purpose timbers traded by weight (e.g. lignum vitae, Guaiacum spp.) should be recorded in kg.
Meat	MEA	kg		Meat, includes flesh of fish if not whole, (see ‘body’)
Medicine	MED	kg/l		Medicine
Musk	MUS	g		Musk
Oil	OIL	kg	L	Oil — e.g. from turtles, seals, whales, fish, various plants
Piece — bone	BOP	kg		Pieces of bone, not manufactured
Piece — horn	HOP	kg		Pieces of horn, not manufactured — includes scrap
Piece — ivory	IVP	kg		Ivory pieces, not manufactured — includes scrap
Plate	PLA	m2		Plates of fur-skins — includes rugs if made of several skins
Powder	POW	kg		Powder
Root	ROO	Number	kg	Roots, bulbs, corms or tubers
Sawn wood	SAW	m3		Wood simply sawn lengthwise or produced by a profile-chipping process; normally exceeds 6 mm in thickness. NB: trade in sawn wood of special purpose timbers traded by weight (e.g. lignum vitae, Guaiacum spp.) should be recorded in kg.
Scale	SCA	kg		Scale — e.g. of turtle, other reptiles, fish, pangolins
Seed	SEE	kg		Seeds
Shell	SHE	Number	kg	Raw or unworked shell of molluscs
Side	SID	Number		Sides or flanks of skins; does not include crocodilian Tinga frames (see under ‘skin’)
Skeleton	SKE	Number		Substantially whole skeletons
Skin	SKI	Number		Substantially whole skins, raw or tanned, including crocodilian Tinga frames
Skin piece	SKP	Number		Skin pieces — includes scraps, raw or tanned
Skull	SKU	Number		Skulls
Soup	SOU	kg	L	Soup — e.g. of turtle
Specimen (scientific)	SPE	kg/l/ml		Scientific specimens — includes blood, tissue, (e.g. kidney, spleen, etc.) histological preparations, etc.
Stem	STE	Number	kg	Plant stems
Swim bladder	SWI	kg		Hydrostatic organ, including isinglass/sturgeon glue
Tail	TAI	Number	kg	Tails — e.g. of caiman (for leather) or fox (for garment trimming, collars, boas, etc.)
Tooth	TEE	Number	kg	Teeth — e.g. of whale, lion, hippopotamus, crocodile, etc.
Timber	TIM	m3	kg	Raw timber except saw-logs and sawn wood
Trophy	TRO	Number		Trophy — all the trophy parts of one animal if they are exported together: e.g. horns (2), skull, cape, backskin, tail and feet (i.e. 10 specimens) constitute one trophy. But if, for example, the skull and horns are the only specimens of an animal that are exported, then these items together should be recorded as one trophy. Otherwise the items should be recorded separately. A whole stuffed body is recorded under ‘BOD’. A skin alone is recorded under ‘SKI’.
Tusk	TUS	Number	kg	Substantially whole tusks, whether or not worked. Includes tusks of elephant, hippopotamus, walrus, narwhal, but not other teeth.
Veneer sheets rotary veneer slices veneer	VEN	m3, m2	kg	Thin layers or sheets of wood of uniform thickness, usually 6 mm or less in thickness, usually peeled (rotary veneer) or sliced (sliced veneer), for use in making plywood, for veneering furniture, veneer containers, etc.
Wax	WAX	kg		Wax, includes ambergris
Whole	WHO	kg	Number	Entire animal or plant (dead or alive)

ANNEX VIII Standard references for nomenclature to be used pursuant to Article 5(4) to indicate scientific names of species in permits and certificates

(a) Mammalia

Wilson, D. E and Reeder, D. M. 1993. Mammal Species of the World: a Taxonomic and Geographic Reference. Second edition. Smithsonian Institution Press, Washington. [for all mammals — with the exception of the recognition of the following names for wild forms of species (in preference to names for domestic forms): Bos gaurus, Bos mutus, Bubalus arnee, Equus africanus, Equus przewalskii, Ovis orientalis ophion]

Alperin, R. 1993. Callithrix argentata (Linnaeus, 1771): taxonomic observations and description of a new subspecies. Boletim do Museu Paraense Emilio Goeldi, Serie Zoologia 9: 317-328. [for Callithrix marcai]

Dalebout, M. L., Mead, J. G., Baker, C. S., Baker, A. N. and van Helden, A. L. 2002. A new species of beaked whale Mesoplodon perrini sp. n. (Cetacea: Ziphiidae) discovered through phylogenetic analyses of mitochondrial DNA sequences. Marine Mammal Science 18: 577-608. [for Mesoplodon perrini]

Ferrari, S. F. and Lopes, M. A. 1992. A new species of marmoset, genus Callithrix Erxleben 1777 (Callitrichidae, Primates) from western Brazilian Amazonia. Goeldiana Zoologia 12: 1-13. [for Callithrix nigriceps]

Flannery, T. F. and Groves, C. P. 1998. A revision of the genus Zaglossus (Monotremata, Tachyglossidae), with description of new species and subspecies. Mammalia 62: 367-396. [for Zaglossus attenboroughi]

Groves, C. P. 2000. The genus Cheirogaleus: unrecognised biodiversity in dwarf lemurs. International Journal of Primatology 21: 943-962. [for Cheirogaleus minusculus & Cheirogaleus ravus]

van Helden, A. L., Baker, A. N., Dalebout, M. L., Reyes, J. C., van Waerebeek, K. and Baker, C. S. 2002. Resurrection of Mesoplodon traversii (Gray, 1874), senior synonym of M. bahamondi Reyes, van Waerebeek, Cárdenas and Yáñez, 1995 (Cetacea: Ziphiidae). Marine Mammal Science 18: 609-621. [for Mesoplodon traversii]

Honess, P. E. and Bearder, S. K. 1997. Descriptions of the dwarf galago species of Tanzania. African Primates 2: 75-79. [for Galagoides rondoensis & Galagoides udzungwensis]

Kingdon, J. 1997. The Kingdon fieldguide to African mammals. London, Academic Press. [for Miopithecus ogouensis]

Kobayashi, S. and Langguth, A. 1999. A new species of titi monkey, Callicebus Thomas, from north-eastern Brazil (Primates, Cebidae). Revista Brasileira de Zoologia 16: 531-551. [for Callicebus coimbrai]

Mittermeier, R. A., Schwarz, M. and Ayres, J. M. 1992. A new species of marmoset, genus Callithrix Erxleben, 1777 (Callitrichidae, Primates) from the Rio Maues Region, State of Amazonas, central Brazilian Amazonia. Goeldiana Zoologia 14: 1-17. [for Callithrix mauesi]

Rasoloarison, R. M., Goodman, S. M. and Ganzhorn, J. U. 2000. Taxonomic revision of mouse lemurs (Microcebus) in the western portions of Madagascar. International Journal of Primatology 21: 963-1019. [for Microcebus berthae, Microcebus sambiranensis & Microcebus tavaratra]

Rice, D. W. 1998. Marine Mammals of the World. Systematics and distribution. Special Publication Number 4: i-ix, 1-231. The Society for Marine Mammals. [for Balaenoptera]

Richards, G. C. and Hall, L. S. 2002. A new flying-fox of the genus Pteropus (Chiroptera: Pteropodidae) from Torres Strait, Australia. Australian Zoologist 32: 69-75. [for Pteropus banakrisi]

van Roosmalen, M. G. M., van Roosmalen, T., Mittermeier, R. A. and Rylands, A. B. 2000. Two new species of marmoset, genus Callithrix Erxleben, 1777 (Callitrichidae, Primates), from the Tapajós/Madeira interfluvium, south Central Amazonia, Brazil. Neotropical Primates 10 (Suppl.): 2-18. [for Callicebus bernhardi & Callicebus stephennashi]

van Roosmalen, M. G. M, van Roosmalen, T., Mittermeier, R. A. and da Fonseca, G. A. B. 1998. A new and distinctive species of marmoset (Callitrichidae, Primates) from the lower Rio Aripuana, State of Amazonas, central Brazilian Amazonia. Goeldiana Zoologia 22: 1-27. [for Callithrix humilis]

van Roosmalen, M. G. M., van Roosmalen, T., Mittermeier, R. A. and Rylands, A. B. 2000. Two new species of marmoset, genus Callithrix Erxleben, 1777 (Callitrichidae, Primates), from the Tapajós/Madeira interfluvium, south Central Amazonia, Brazil. Neotropical Primates 8: 2-18. [for Callithrix acariensis & Callithrix manicorensis]

Schwartz, J. H. 1996. Pseudopotto martini: a new genus and species of extant lorisiform primate. Anthropological Papers of the American Museum of Natural History 78: 1-14. [for Pseudopotto martini]

Silva Jr, J. and Noronha, M. 1996. Discovery of a new species of marmoset in the Brazilian Amazon. Neotropical Primates 4: 58-59. [for Callithrix saterei]

Thalmann, U. and Geissmann, T. 2000. Distributions and geographic variation in the western woolly lemur (Avahi occidentalis) with description of a new species (A. unicolor). International Journal of Primatology 21: 915-941. [for Avahi unicolor]

Wang, J. Y., Chou, L.-S. & White, B. N. 1999. Molecular Ecology 8: 1603-1612. [for Tursiops aduncus]

Zimmerman, E., Cepok, S., Rakotoarison, N., Zietemann, V. and Radespiel, U. 1998. Sympatric mouse lemurs in north west Madagascar: a new rufous mouse lemur species (Microcebus ravelobensis). Folia Primatologica 69: 106-114. [for Microcebus ravelobensis]

(b) Aves

Morony, J. J., Bock, W. J. and Farrand, J., Jr. 1975. A Reference List of the Birds of the World. American Museum of Natural History. [for order- and family-level names for birds]

Sibley, C. G. and Monroe, B. L., Jr. 1990. Distribution and Taxonomy of Birds of the World. Yale University Press, New Haven. Sibley, C. G. and Monroe, B. L., Jr. 1993. Supplement to the Distribution and Taxonomy of Birds of the World. Yale University Press, New Haven. [for bird species, except for Psittaciformes & Trochilidae]

Collar, N. J. 1997. Family Psittacidae (Parrots). Pp. 280-477 in del Hoyo, J., Elliot, A. and Sargatal, J. eds. Handbook of the Birds of the World. Vol. 4. Sandgrouse to Cuckoos. Lynx Edicions, Barcelona. [for Psittacidae]

Gaban-Lima, R., Raposo, M. A. and Hofling, E. 2002. Description of a new species of Pionopsitta (Aves: Psittacidae) endemic to Brazil. Auk 119: 815-819. [for Pionopsitta aurantiocephala]

Howell, S. N. G. and Robbins, M. B. 1995. Species limits of the Least Pygmy-Owl (Glaucidium minutissimum) complex. Wilson Bulletin 107: 7-25. [for Glaucidium parkeri]

Lafontaine, R. M. and Moulaert, N. 1998. A new species of scops owl (Otus: Aves): taxonomy and conservation status. Journal of African Zoology 112: 163-169. [for Otus moheliensis]

Lambert, F. R. and Rasmussen, P. C. 1998. A new scops owl from Sangihe Island, Indonesia. Bulletin of the British Ornithologists ' Club 204-217. [for Otus collari]

Olsen, J., Wink, M., Sauer-Gürth, H. and Trost, S. 2002. A new Ninox owl from Sumba, Indonesia. Emu 102: 223-231. [for Ninoxsumbaensis]

Rasmussen, P. C. 1998. A new scops-owl from Great Nicobar Island. Bulletin of the British Ornithologists ' Club 118: 141-153. [for Otus alius]

Rasmussen, P. C. 1999. A new species of hawk-owl Ninox from North Sulawesi, Indonesia. Wilson Bulletin 111: 457-464. [for Ninox ios]

Robbins, M. B. and Stiles, F. G. 1999. A new species of pygmy-owl (Strigidae: Glaucidium) from the Pacific slope of the northern Andes. Auk 116: 305-315. [for Glaucidium nubicola]

Rowley, I. 1997. Family Cacatuidae (Cockatoos). Pp. 246-279 in del Hoyo, J., Elliot, A. and Sargatal, J. eds. Handbook of the Birds of the World. Vol. 4. Sandgrouse to Cuckoos. Lynx Edicions, Barcelona. [for Cacatuidae=Psittacidae]

Schuchmann, K. L. 1999. Family Trochilidae (Hummingbirds). Pp. 468-680 in del Hoyo, J., Elliot, A. and Sargatal, J. eds. Handbook of the Birds of the World. Vol. 5. Barn-owls to Hummingbirds. Lynx Edicions, Barcelona. [for Trochilidae]

da Silva, J. M. C., Coelho, G. and Gonzaga, P. 2002. Discovered on the brink of extinction: a new species of pygmy-owl (Strigidae: Glaucidium) from Atlantic forest of northeastern Brazil. Ararajuba 10 (2): 123-130 [for Glaucidium mooreorum]

Whittaker, A. 2002. A new species of forest-falcon (Falconidae: Micrastur) from southeastern Amazonia and the Atlantic rainforests of Brazil. Wilson Bulletin 114 (4): 421-445. [for Micrastur mintoni]

(c) Reptilia

Andreone, F., Mattioli, F., Jesu, R. and Randrianirina, J. E. 2001. Two new chameleons of the genus Calumma from north-east Madagascar, with observations on hemipenial morphology in the Calumma furcifer group (Reptilia, Squamata, Chamaeleonidae). Herpetological Journal 11: 53-68. [for Calumma vatosoa & Calumma vencesi]

Avila Pires, T. C. S. 1995. Lizards of Brazilian Amazonia. Zool. Verh. 299: 706 pp. [for Tupinambis]

Böhme, W. 1997. Eine neue Chamäleon art aus der Calumma gastrotaenia — Verwandtschaft Ost-Madagaskars. Herpetofauna (Weinstadt) 19 (107): 5-10. [for Calumma glawi]

Böhme, W. 2003. Checklist of the living monitor lizards of the world (family Varanidae). Zoologische Verhandelingen. Leiden 341: 1-43. [for Varanidae]

Broadley, D. G. 2002. CITES Standard reference for the species of Cordylus (Cordylidae, Reptilia) prepared at the request of the CITES Nomenclature Committee. CoP12 Inf. 14. [for Cordylus]

Cei, J. M. 1993. Reptiles del noroeste, nordeste y este de la Argentina — herpetofauna de las selvas subtropicales, puna y pampa. Monografie XIV, Museo Regionale di Scienze Naturali. [for Tupinambis]

Colli, G. R., Péres, A. K. and da Cunha, H. J. 1998. A new species of Tupinambis (Squamata: Teiidae) from central Brazil, with an analysis of morphological and genetic variation in the genus. Herpetologica 54: 477-492. [for Tupinambis cerradensis]

Dirksen, L. 2002. Anakondas. NTV Wissenschaft. [for Eunectes beniensis]

Hallmann, G., Krüger, J. and Trautmann, G. 1997. Faszinierende Taggeckos — Die Gattung Phelsuma: 1-229 — Natur & Tier-Verlag. ISBN 3-931587-10-X. [for the genus Phelsuma]

Harvey, M. B., Barker, D. B., Ammerman, L. K. and Chippindale, P. T. 2000. Systematics of pythons of the Morelia amethistina complex (Serpentes: Boidae) with the description of three new species. Herpetological Monographs 14: 139-185. [for Morelia clastolepis, Morelia nauta & Morelia tracyae, and elevation to species level of Morelia kinghorni]

Hedges, B. S., Estrada, A. R. and Diaz, L. M. 1999. New snake (Tropidophis) from western Cuba. Copeia 1999(2): 376-381. [for Tropidophis celiae]

Hedges, B. S. and Garrido, O. 1999. A new snake of the genus Tropidophis (Tropidophiidae) from central Cuba. Journal of Herpetology 33: 436-441. [for Tropidophis spiritus]

Hedges, B. S., Garrido, O. and Diaz, L. M. 2001. A new banded snake of the genus Tropidophis (Tropidophiidae) from north-central Cuba. Journal of Herpetology 35: 615-617. [for Tropidophis morenoi]

Hedges, B. S. and Garrido, O. 2002. Journal of Herpetology 36: 157-161. [for Tropidophis hendersoni]

Jacobs, H. J. 2003. A further new emerald tree monitor lizard of the Varanus prasinus species group from Waigeo, West Irian (Squamata: Sauria: Varanidae). Salamandra 39(2): 65-74. [for Varanus boehmei]

Jesu, R., Mattioli, F. and Schimenti, G. 1999. On the discovery of a new large chameleon inhabiting the limestone outcrops of western Madagascar: Furcifer nicosiai sp. nov. (Reptilia, Chamaeleonidae). Doriana 7(311): 1-14. [for Furcifer nicosiai]

Karl, H.-V. and Tichy, G. 1999. Mauritiana 17: 277-284. [for turtles and tortoises]

Keogh, J. S., Barker, D. G. and Shine, R. 2001. Heavily exploited but poorly known: systematics and biogeography of commercially harvested pythons (Python curtus group) in Southeast Asia. Biological Journal of the Linnean Society 73: 113-129. [for Python breitensteini & Python brongersmai]

Klaver, C. J. J. and Böhme, W. 1997. Chamaeleonidae. Das Tierreich 112: 85 pp. [for Bradypodion, Brookesia, Calumma, Chamaeleo & Furcifer — except for the recognition of Calumma andringitaensis, C. guillaumeti, C. hilleniusi & C. marojezensis as valid species]

Manzani, P. R. and Abe, A. S. 1997. A new species of Tupinambis Daudin, 1802 (Squamata, Teiidae) from central Brazil. Boletim do Museu Nacional Nov. Ser. Zool. 382: 1-10. [for Tupinambis quadrilineatus]

Manzani, P. R. and Abe, A. S. 2002. Arquivos do Museu Nacional, Rio de Janeiro 60(4): 295-302. [for Tupinambis palustris]

Massary, J.-C. de and Hoogmoed, M. 2001. The valid name for Crocodilurus lacertinus auctorum (nec Daudin, 1802) (Squamata: Teiidae). Journal of Herpetology 35: 353-357. [for Crocodilurus amazonicus]

McCord, W. P., Iverson, J. B., Spinks, P. Q. and Shaffer, H. B. 2000. A new genus of Geoemydid turtle from Asia. Hamadryad 25: 86-90. [for Leucocephalon]

McCord, W. P. and Pritchard, P. C. H. 2002. A review of the softshell turtles of the genus Chitra, with the description of new taxa from Myanmar and Indonesia (Java). Hamadryad 27 (1): 11-56. [for Chitra vandijki]

McDiarmid, R. W., Campbell, J. A. and Touré, T. A. 1999. Snake Species of the World. A Taxonomic and Geographic Reference. Volume 1. The Herpetologists’ League, Washington, DC. [for Loxocemidae, Pythonidae, Boidae, Bolyeriidae, Tropidophiidae & Viperidae — except for the retention of the genera Acrantophis, Sanzinia, Calabaria & Lichanura and the recognition of Epicrates maurus as a valid species]

Nussbaum, R. A., Raxworthy, C. J., Raselimanana, A. P. and Ramanamanjato, J. B. 2000. New species of day gecko, Phelsuma Gray (Reptilia: Squamata: Gekkonidae), from the Reserve Naturelle Integrale d'Andohahela, south Madagascar. Copeia 2000: 763-770. [for Phelsuma malamakibo]

Perälä, J. 2001. A new species of Testudo (Testudines: Testudinidae) from the Middle East, with implications for conservation. Journal of Herpetology 35: 567-582. [for Testudo werneri]

Pough, F. H., Andrews, R. M., Cadle, J. E., Crump, M. L., Savitzky, A. H. and Wells, K. D. 1998. Herpetology. [for delimitation of families within the Sauria]

Rösler, H., Obst, F. J. and Seipp, R. 2001. Eine neue Taggecko-Art von Westmadagaskar: Phelsuma hielscheri sp. n. (Reptilia: Sauria: Gekkonidae). Zool. Abhandl. Staatl. Mus. Tierk. Dresden 51: 51-60. [for Phelsuma hielscheri]

Slowinski, J. B. and Wüster, W. 2000. A new cobra (Elapidae: Naja) from Myanmar (Burma). Herpetologica 56: 257-270. [for Naja mandalayensis]

Tilbury, C. 1998. Two new chameleons (Sauria: Chamaeleonidae) from isolated Afromontane forests in Sudan and Ethiopia. Bonner Zoologische Beiträge 47: 293-299. [for Chamaeleo balebicornutus & Chamaeleo conirostratus]

Webb, R. G. 2002. Observations on the Giant Softshell Turtle, Pelochelys cantorii, with description of a new species. Hamadryad 27 (1): 99-107. [for Pelochelys signifera]

Wermuth, H. and Mertens, R. 1996 (reprint). Schildkröte, Krokodile, Brückenechsen. Gustav Fischer Verlag, Jena. [for Crocodylia, Testudinata & Rhynchocephalia]

Wilms, T. 2001. Dornschwanzagamen: Lebensweise, Pflege, Zucht: 1-142 — Herpeton Verlag, ISBN 3-9806214-7-2. [for the genus Uromastyx]

Wüster, W. 1996. Taxonomic change and toxinology: systematic revisions of the Asiatic cobras Naja naja species complex. Toxicon 34: 339-406. [for Naja atra, Naja kaouthia, Naja oxiana, Naja philippinensis, Naja sagittifera, Naja samarensis, Naja siamensis, Naja sputatrix & Naja sumatrana]

(d) Amphibia

Frost, D. R., ed. 2002. Amphibian Species of the World: a taxonomic and geographic reference. http://research.amnh.org/herpetology/amphibia/index.html as of 23 August 2002.

(e) Elasmobranchii, Actinopterygii & Sarcopterygii

Eschmeier, W. N. 1998. Catalog of Fishes. 3 vols. California Academy of Sciences. [for all fishes]

Horne, M. L., 2001. A new seahorse species (Syngnathidae: Hippocampus) from the Great Barrier Reef — Records of the Australian Museum 53: 243-246. [for Hippocampus]

Kuiter, R. H., 2001. Revision of the Australian seahorses of the genus Hippocampus (Syngnathiformes: Syngnathidae) with a description of nine new species — Records of the Australian Museum 53: 293-340. [for Hippocampus]

Kuiter, R. H., 2003. A new pygmy seahorse (Pisces: Syngnathidae: Hippocampus) from Lord Howe Island — Records of the Australian Museum 55: 113-116. [for Hippocampus]

Lourie, S. A., and J. E. Randall, 2003. A new pygmy seahorse, Hippocampusdenise (Teleostei: Syngnathidae), from the Indo-Pacific — Zoological Studies 42: 284-291. [for Hippocampus]

Lourie, S. A., A. C. J. Vincent and H. J. Hall, 1999. Seahorses. An identification guide to the world ’ s species and their conservation. Project Seahorse, ISBN 0 9534693 0 1 (Second edition available on CD-ROM). [for Hippocampus]

(f) Arachnida

Lourenço, W. R. and Cloudsley-Thompson, J. C. 1996. Recognition and distribution of the scorpions of the genus Pandinus Thorell, 1876 accorded protection by the Washington Convention. Biogeographica 72(3): 133-143. [for scorpions of the genus Pandinus]

Platnick, N. I. 2004 and updates. The World Spider Catalog. Online edition at the following URL: http://research.amnh.org/entomology/spiders/catalog/THERAPHOSIDAE.html. [for spiders of the genus Brachypelma]

(g) Insecta

Matsuka, H. 2001. Natural History of Birdwing Butterflies: 1-367. Matsuka Shuppan, Tokyo. ISBN 4-9900697-0-6. [for birdwing butterflies of the genera Ornithoptera, Trogonoptera and Troides]

FLORA

The Plant-Book, second edition, [D. J. Mabberley, 1997, Cambridge University Press (reprinted with corrections 1998) [for the generic names of all plants included in the Appendices to the Convention, unless they are superseded by standard checklists adopted by the Conference of the Parties].

A Dictionary of Flowering Plants and Ferns, 8th edition, (J. C. Willis, revised by H. K. Airy Shaw, 1973, Cambridge University Press) [for generic synonyms not mentioned in The Plant-Book, unless they are superseded by standard checklists adopted by the Conference of the Parties as referenced in the remaining paragraphs below].

A World List of Cycads (D. W. Stevenson, R. Osborne and K. D. Hill, 1995; In: P. Vorster (Ed.), Proceedings of the Third International Conference on Cycad Biology, pp. 55-64, Cycad Society of South Africa, Stellenbosch) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to names of species of Cycadaceae, Stangeriaceae & Zamiaceae.

CITES Bulb Checklist (A. P. Davis et al., 1999, compiled by the Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Cyclamen (Primulaceae) & Galanthus & Sternbergia (Liliaceae).

CITES Cactaceae Checklist, second edition, (1999, compiled by D. Hunt, Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to names of species of Cactaceae.

CITES Carnivorous Plant Checklist, second edition, (B. von Arx et al., 2001, Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to names of species of Dionaea, Nepenthes & Sarracenia.

CITES Aloe and Pachypodium Checklist (U. Eggli et al., 2001, compiled by Städtische Sukkulenten-Sammlung, Zurich, Switzerland, in collaboration with Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and its updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Aloe & Pachypodium.

World Checklist and Bibliography of Conifers (A. Farjon, 2001) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Taxus.

CITES Orchid Checklist, (compiled by the Royal Botanic Gardens, Kew, United Kingdom of Great Britain and Northern Ireland) and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Cattleya, Cypripedium, Laelia, Paphiopedilum, Phalaenopsis, Phragmipedium, Pleione and Sophronitis (Volume 1, 1995); Cymbidium, Dendrobium, Disa, Dracula & Encyclia (Volume 2, 1997); & Aerangis, Angraecum, Ascocentrum, Bletilla, Brassavola, Calanthe, Catasetum, Miltonia, Miltonioides & Miltoniopsis, Renanthera, Renantherella, Rhynchostylis, Rossioglossum, Vanda & Vandopsis (Volume 3, 2001).

The CITES Checklist of Succulent Euphorbia Taxa (Euphorbiaceae), Second edition (S. Carter and U. Eggli, 2003, published by the Federal Agency for Nature Conservation, Bonn, Germany) following notification of its publication and comments from the Parties, and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of succulent euphorbias.

Dicksonia species of the Americas (2003, compiled by Bonn Botanic Garden and the Federal Agency for Nature Conservation, Bonn, Germany) following notification of its publication and comments from the Parties and the updates accepted by the Nomenclature Committee, as a guideline when making reference to the names of species of Dicksonia.

The Checklist of CITES species (2005 and its updates) published by UNEP -WCMC may be used as an informal overview of the scientific names that were adopted by the Conference of the Parties for the animal species that are listed in the Appendices to the Convention, and as an informal summary of information contained in the standard references that were adopted for CITES nomenclature.

ANNEX IX

1. Codes for the indication in permits and certificates of the purpose of a transaction, referred to in Article 5(5)

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

Q

Circuses and travelling exhibitions

S

Scientific

T

Commercial

Z

Zoos

2. Codes for the indication in permits and certificates of the source of specimens, referred to in Article 5(6)

W

Specimens taken from the wild

R

Specimens originating from a ranching operation

D

Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(7)

O

Pre-Convention(7)

U

Source unknown (must be justified)

ANNEX X ANIMAL SPECIES REFERRED TO IN ARTICLE 62(1)

Aves

ANSERIFORMES

Anatidae

Anas laysanensis

Anas querquedula

Aythya nyroca

Branta ruficollis

Branta sandvicensis

Oxyura leucocephala

GALLIFORMES

Phasianidae

Catreus wallichi

Colinus virginianus ridgwayi

Crossoptilon crossoptilon

Crossoptilon mantchuricum

Lophophurus impejanus

Lophura edwardsi

Lophura swinhoii

Polyplectron emphanum

Syrmaticus ellioti

Syrmaticus humiae

Syrmaticus mikado

COLUMBIFORMES

Columbidae

Columba livia

PSITTACIFORMES

Psittacidae

Cyanoramphus novaezelandiae

Psephotus dissimilis

PASSERIFORMES

Fringillidae

Carduelis cucullata

ANNEX XI Types of biological samples referred to in Article 18 and their use

Type of sample	Typical size of sample	Use of sample
Blood, liquid	Drops or 5 ml of whole blood in a tube with anticoagulant; may deteriorate in 36 hours	Haematology and standard biochemical tests to diagnose disease; taxonomic research; biomedical research
Blood, dry (smear)	A drop of blood spread on a microscope slide, usually fixed with chemical fixative	Blood counts and screening for disease parasites
Blood, clotted (serum)	5 ml of blood in tube with or without a blood clot	Serology and detection of antibodies for evidence of disease; biomedical research
Tissues, fixed	5 mm3 pieces of tissues in a fixative	Histology and electron microscopy to detect signs of disease; taxonomic research; biomedical research
Tissues, fresh (excluding ova, sperm and embryos)	5 mm3 pieces of tissues, sometimes frozen	Microbiology and toxicology to detect organisms and poisons; taxonomic research; biomedical research
Swabs	Tiny pieces of tissue in a tube on a swab	Growing bacteria, fungi, etc. to diagnose disease
Hair, skin, feathers, scales	Small, sometimes tiny pieces of skin surface in a tube (up to 10 ml in volume) with or without fixative	Genetic and forensic tests and detection of parasites and pathogens and other tests
Cell lines and tissue cultures	No limitation of sample size	Cell lines are artificial products cultured either as primary or continuous cell lines that are used extensively in testing the production of vaccines or other medical products and taxonomic research (e.g. chromosome studies and extraction of DNA)
DNA	Small amounts of blood (up to 5 ml), hair, feather follicle, muscle and organ tissue (e.g. liver, heart, etc.), purified DNA, etc.	Sex determination; identification; forensic investigations; taxonomic research; biomedical research
Secretions, (saliva, venom, milk)	1-5 ml in vials	Phylogenetic research, production of anti-venom, biomedical research

ANNEX XII Correlation Table

Regulation (EC) No 1808/2001	This Regulation
Article 1 (a) and (b)	Article 1 (1) and (2)
Article 1 (c)	—
Article 1 (d), (e) and (f)	Article 1 (3), (4) and (5)
—	Article 1 (6), (7) and (8)
Article 2(1) and (2)	Article 2(1) and (2)
—	Article 2(3) and (4)
Article 2(3) and (4)	Article 2(5) and (6)
Article 3	Article 3
Article 4(1) and (2)	Article 4(1) and (2)
Article 4(3) (a) and (b)	Article 5, first paragraph, (1) and (2)
—	Article 5, first paragraph, (3)
Article 4(3) (c), (d) and (e)	Article 5, first paragraph, (4), (5) and (6)
Article 4(4)	Article 6
Article 4(5)	Article 7
Article 5	Article 8
Article 6	Article 9
Article 7(1)	Article 10
Article 7(2)	Article 11
Article 7(3) and (4)	Article 12
Article 8(1)	Article 13
Article 8(2)	Article 14
Article 8(3)	Article 15(1) and (2)
Article 8(4)	Article 15(3) and (4)
Article 8(5)	Article 16
Article 8(6) and (7)	Article 17
—	Article 18-19
Article 9	Article 20
Article 10	Article 21
Article 11	Article 22
Article 12	Article 23
Article 13	Article 24
Article 14	Article 25
Article 15	Article 26
Article 16	Article 27
Article 17	Article 28
Article 18	Article 29
—	Articles 30-44
Article 19	Article 45
Article 20(1)	Article 46
Article 20(2)	Article 47
Article 20(3) (a) and (b)	Article 48(1) (a) and (b)
Article 20(3) (c)	—
Article 20(3) (d) and (e)	Article 48(1) (c) and (d)
Article 20(4)	Article 49
Article 20(5) and (6)	Article 50(1) and (2)
Article 21	Article 51
Article 22	Article 52
Article 23	Article 53
Article 24	Article 54
Article 25	Article 55
Article 26	Article 56
Article 27(1) first and second indents and subsequent text	Article 57(1) (a), (b) and (c)
Article 27(2), (3) and (4)	Article 57(2), (3) and (4)
Article 27(5) (a) and (b)	Article 57(5) (a) and (b)
—	Article 57(5) (c) and (d)
Article 28(1), first and second indents	Article 58(1) (a) and (b)
Article 28(2) and (3)	Article 58(2) and (3)
Article 28(4) (a) and (b)	Article 58(4)
Article 29	Article 59
Article 30	Article 60
Article 31	Article 61
Article 32	Article 62
Article 33	Article 63
Article 34(1)	—
Article 34(2) (a) to (f)	Article 64(1) (a) to (f)
Article 34(2) (g) and (h)	Article 64(2)
Article 35(1) and (2)	Article 65(1) and (2)
Article 35(3) (a) and (b)	Article 65(3)
—	Article 65(4)
Article 36(1)	Article 66(1), (2) and (3)
Article 36(2)	Article 66(4)
Article 36(3) and (4)	Article 66(5) and (6)
—	Article 66(7)
Article 36(5)	Article 66(8)
Article 37	Article 67
Article 38	Article 68
Article 39	Article 69
Article 40	Article 70
Article 41	Article 71
Article 42	Article 74
Article 43	Article 72
Article 44	Article 73
Article 45	Article 75
Annex I	Annex I
Annex II	Annex II
—	Annex III
—	Annex IV
Annex III	Annex V
Annex IV	Annex VI
Annex V	Annex VII
Annex VI	Annex VIII
Annex VII	Annex IX
Annex VIII	Annex X
—	Annex XI
—	Annex XII

(1)

To be used only in conjunction with another source code.

(2)

To be used only in conjunction with another source code.

(3)

To be used only in conjunction with another source code.

(4)

To be used only in conjunction with another source code.

(5)

To be used only in conjunction with another source code.

(6)

To be used only in conjunction with another source code.

(7)

To be used only in conjunction with another source code.