Council Regulation (EC) No 428/2009Dangos y teitl llawn

1. Introductory Text

2. CHAPTER I SUBJECT AND DEFINITIONS

   1. Article 1. This Regulation sets up a Community regime for the control...

   2. Article 2. For the purposes of this Regulation: ‘dual-use items’ shall mean...

3. CHAPTER II SCOPE

   1. Article 3. (1) An authorisation shall be required for the export of...

   2. Article 4. (1) An authorisation shall be required for the export of...

   3. Article 5. (1) An authorisation shall be required for brokering services of...

   4. Article 6. (1) The transit of non-Community dual-use items listed in Annex...

   5. Article 7. This Regulation does not apply to the supply of services...

   6. Article 8. (1) A Member State may prohibit or impose an authorisation...

4. CHAPTER III EXPORT AUTHORISATION AND AUTHORISATION FOR BROKERING SERVICES

   1. Article 9. (1) Union General Export Authorisations for certain exports as set...

   2. Article 10. (1) Authorisations for brokering services under this Regulation shall be...

   3. Article 11. (1) If the dual-use items in respect of which an...

   4. Article 12. (1) In deciding whether or not to grant an individual...

   5. Article 13. (1) The competent authorities of the Member States, acting in...

   6. Article 14. (1) All individual and global export authorisations and authorisations for...

5. CHAPTER IV UPDATING OF LIST OF DUAL-USE ITEMS

   1. Article 15. (1) The list of dual-use items set out in Annex...

6. CHAPTER V CUSTOMS PROCEDURES

   1. Article 16. (1) When completing the formalities for the export of dual-use...

   2. Article 17. (1) Member States may provide that customs formalities for the...

   3. Article 18. The provisions of Articles 843 and 912a to 912g of...

7. CHAPTER VI ADMINISTRATIVE COOPERATION

   1. Article 19. (1) Member States, in cooperation with the Commission, shall take...

8. CHAPTER VII CONTROL MEASURES

   1. Article 20. (1) Exporters of dual-use items shall keep detailed registers or...

   2. Article 21. In order to ensure that this Regulation is properly applied,...

9. CHAPTER VIII OTHER PROVISIONS

   1. Article 22. (1) An authorisation shall be required for intra-Community transfers of...

   2. Article 23. (1) A Dual-Use Coordination Group chaired by a representative of...

   3. Article 23a. (1) The power to adopt delegated acts is conferred on...

   4. Article 23b. (1) Delegated acts adopted under this Article shall enter into...

   5. Article 24. Each Member State shall take appropriate measures to ensure proper...

   6. Article 25. (1) Each Member State shall inform the Commission of the...

   7. Article 25a. Without prejudice to the provisions on mutual administrative assistance agreements...

   8. Article 26. This Regulation does not affect: the application of Article 296...

   9. Article 27. Regulation (EC) No 1334/2000 is repealed with effect from 27...

   10. Article 28. This Regulation shall enter into force 90 days after the...

10. Signature

11. 1. ANNEX I

       List referred to in Article 3 of this Regulation

       1. LIST OF DUAL-USE ITEMS

          1. GENERAL NOTES TO ANNEX I

             1. 1. 1.For control of goods which are designed or modified for military use, see the relevant

             2. 2. The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components are the principal element of the goods and can feasibly be removed or used for other purposes.

                1. N.B. : N.B.In judging whether the controlled component or components are to be considered the principal element,

             3. 3. 3.Goods specified in this Annex include both new and used goods.

             4. 4. 4.In some instances chemicals are listed by name and CAS number. The list applies to

          2. NUCLEAR TECHNOLOGY NOTE (NTN)

             1. (To be read in conjunction with section E of Category 0.)

             2. The "technology" directly associated with any goods controlled in Category 0 is controlled according to

             3. "Technology" for the "development", "production" or "use" of goods under control remains under control even

             4. The approval of goods for export also authorizes the export to the same end-user of

             5. Controls on "technology" transfer do not apply to information "in the public domain" or to

          3. GENERAL TECHNOLOGY NOTE (GTN)

             1. (To be read in conjunction with section E of Categories 1 to 9.)

             2. The export of "technology" which is "required" for the "development", "production" or "use" of goods

             3. "Technology" "required" for the "development", "production" or "use" of goods under control remains under control

             4. Controls do not apply to that "technology" which is the minimum necessary for the installation,

                1. N.B. : N.B.This does not release such "technology" specified in 1E002.e., 1E002.f., 8E002.a. and 8E002.b.

             5. Controls on "technology" transfer do not apply to information "in the public domain", to "basic

          4. GENERAL SOFTWARE NOTE (GSN)

             1. (This note overrides any control within section D of Categories 0 to 9.)

             2. Categories 0 to 9 of this list do not control "software" which is any of

          5. EDITORIAL PRACTICES IN THE OFFICIAL JOURNAL OF THE EUROPEAN UNION

             1. In accordance with the rules set out in paragraph 6.5 on page 108 of the

          6. ACRONYMS AND ABBREVIATIONS USED IN THIS ANNEX

             1. An acronym or abbreviation, when used as a defined term, will be found in 'Definitions

          7. DEFINITIONS OF TERMS USED IN THIS ANNEX

             1. Definitions of terms between 'single quotation marks' are given in a Technical Note to the

             2. Definitions of terms between "double quotation marks" are as follows:N.B.Category references are given in brackets

                1. N.B. : N.B.Category references are given in brackets after the defined term.

             3. "Accuracy" (2 6), usually measured in terms of inaccuracy, means the maximum deviation, positive or

             4. "Active flight control systems" (7) are systems that function to prevent undesirable "aircraft" and missile

             5. "Active pixel" (6 8) is a minimum (single) element of the solid state array which

             6. "Adapted for use in war" (1) means any modification or selection (such as altering purity,

             7. "Adjusted Peak Performance" (4) is an adjusted peak rate at which "digital computers" perform 64-bit

                1. N.B. : N.B.See Category 4, Technical Note.

             8. "Aircraft" (1 7 9) means a fixed wing, swivel wing, rotary wing (helicopter), tilt rotor

                1. N.B. : N.B.See also "civil aircraft".

             9. "Airship" (9) means a power-driven airborne vehicle that is kept buoyant by a body of

             10. "All compensations available" (2) means after all feasible measures available to the manufacturer to minimise

             11. "Allocated by the ITU" (3 5) means the allocation of frequency bands according to the

                 1. N.B. : N.B.Additional and alternative allocations are not included.

             12. "Angular position deviation" (2) means the maximum difference between angular position and the actual, very

             13. "Angle random walk" (7) means the angular error build up with time that is due

             14. "APP" (4) is equivalent to "Adjusted Peak Performance".

             15. "Asymmetric algorithm" (5) means a cryptographic algorithm using different, mathematically-related keys for encryption and decryption.N.B.A

                 1. N.B. : N.B.A common use of "asymmetric algorithms" is key management.

             16. "Automatic target tracking" (6) means a processing technique that automatically determines and provides as output

             17. "Average output power" (6) means the total "laser" output energy, in joules, divided by the

             18. "Basic gate propagation delay time" (3) means the propagation delay time value corresponding to the

                 1. N.B. 1 : N.B. 1"Basic gate propagation delay time" is not to be confused with the input/output delay

                 2. N.B. 2 : 'Family' consists of all integrated circuits to which all of the following are applied as their manufacturing methodology and specifications except their respective functions:

             19. "Basic scientific research" (GTN NTN) means experimental or theoretical work undertaken principally to acquire new

             20. "Bias" (accelerometer) (7) means the average over a specified time of accelerometer output, measured at

             21. "Bias" (gyro) (7) means the average over a specified time of gyro output measured at

             22. "Camming" (2) means axial displacement in one revolution of the main spindle measured in a

             23. "Carbon fibre preforms" (1) means an ordered arrangement of uncoated or coated fibres intended to

             24. "CEP" (circle of equal probability) (7) is a measure of accuracy; the radius of the

             25. "Chemical laser" (6) means a "laser" in which the excited species is produced by the

             26. "Chemical mixture" (1) means a solid, liquid or gaseous product made up of two or

             27. "Circulation-controlled anti-torque or circulation controlled direction control systems" (7) are systems that use air blown

             28. "Civil aircraft" (1 3 4 7) means those "aircraft" listed by designation in published airworthiness

                 1. N.B. : N.B.See also "aircraft".

             29. "Commingled" (1) means filament to filament blending of thermoplastic fibres and reinforcement fibres in order

             30. "Comminution" (1) means a process to reduce a material to particles by crushing or grinding.

             31. "Communications channel controller" (4) means the physical interface which controls the flow of synchronous or

             32. "Compensation systems" (6) consist of the primary scalar sensor, one or more reference sensors (e.g.,

             33. "Composite" (1 2 6 8 9) means a "matrix" and an additional phase or additional

             34. "Compound rotary table" (2) means a table allowing the workpiece to rotate and tilt about

             35. "III/V compounds" (3 6) means polycrystalline or binary or complex monocrystalline products consisting of elements

             36. "Contouring control" (2) means two or more "numerically controlled" motions operating in accordance with instructions

             37. "Critical temperature" (1 3 5) (sometimes referred to as the transition temperature) of a specific

             38. "Cryptographic activation" (5) means any technique that activates or enables cryptographic capability of an item,

                 1. Technical Notes

             39. "Cryptography" (5) means the discipline which embodies principles, means and methods for the transformation of

                 1. Note : Note"Cryptography" does not include "fixed" data compression or coding techniques.

                 2. Technical Note :

             40. "CW laser" (6) means a "laser" that produces a nominally constant output energy for greater

             41. "Data-Based Referenced Navigation" ("DBRN") (7) Systems means systems which use various sources of previously measured

             42. "Deformable mirrors" (6) (also known as adaptive optic mirrors) means mirrors having:A single continuous optical

             43. "Depleted uranium" (0) means uranium depleted in the isotope 235 below that occurring in nature.

             44. "Development" (GTN NTN All) is related to all phases prior to serial production, such as:

             45. "Diffusion bonding" (1 2 9) means a solid state joining of at least two separate

             46. "Digital computer" (4 5) means equipment which can, in the form of one or more

                 1. N.B. : N.B.Modifications of a stored sequence of instructions include replacement of fixed storage devices, but not

             47. "Digital transfer rate" (def) means the total bit rate of the information that is directly

                 1. N.B. : N.B.See also "total digital transfer rate".

             48. "Direct-acting hydraulic pressing" (2) means a deformation process which uses a fluid-filled flexible bladder in

             49. "Drift rate" (gyro) (7) means the component of gyro output that is functionally independent of

             50. "Effective gramme" (0 1) of "special fissile material" means:For plutonium isotopes and uranium-233, the isotope

             51. "Electronic assembly" (2 3 4 5) means a number of electronic components (i.e., 'circuit elements',

                 1. N.B. 1 : N.B. 1'Circuit element': a single active or passive functional part of an electronic circuit, such

                 2. N.B. 2 : N.B. 2'Discrete component': a separately packaged 'circuit element' with its own external connections.

             52. "Electronically steerable phased array antenna" (5 6) means an antenna which forms a beam by

             53. "Energetic materials" (1) means substances or mixtures that react chemically to release energy required for

             54. "End-effectors" (2) means grippers, 'active tooling units' and any other tooling that is attached to

                 1. N.B. : N.B.'Active tooling unit' means a device for applying motive power, process energy or sensing to

             55. "Equivalent Density" (6) means the mass of an optic per unit optical area projected onto

             56. "Explosives" (1) means solid, liquid or gaseous substances or mixtures of substances which, in their

             57. "FADEC Systems" (7 9) means Full Authority Digital Engine Control Systems – A digital electronic

             58. "Fibrous or filamentary materials" (0 1 8) include:Continuous "monofilaments";Continuous "yarns" and "rovings";"Tapes", fabrics, random mats

             59. "Film type integrated circuit" (3) means an array of 'circuit elements' and metallic interconnections formed

                 1. N.B. : N.B.'Circuit element' is a single active or passive functional part of an electronic circuit, such

             60. "Fixed" (5) means that the coding or compression algorithm cannot accept externally supplied parameters (e.g.,

             61. "Flight control optical sensor array" (7) is a network of distributed optical sensors, using "laser"

             62. "Flight path optimisation" (7) is a procedure that minimizes deviations from a four-dimensional (space and

             63. "Fly-by-light system" (7) means a primary digital flight control system employing feedback to control the

             64. "Fly-by-wire system" (7) means a primary digital flight control system employing feedback to control the

             65. "Focal plane array" (6 8) means a linear or two-dimensional planar layer, or combination of

                 1. N.B. : N.B.This is not intended to include a stack of single detector elements or any two,

             66. "Fractional bandwidth" (3 5) means the "instantaneous bandwidth" divided by the centre frequency, expressed as

             67. "Frequency hopping" (5) means a form of "spread spectrum" in which the transmission frequency of

             68. "Frequency mask trigger" (3) for "signal analysers" is a mechanism where the trigger function is

             69. "Frequency switching time" (3) means the time (i.e., delay) taken by a signal when switched

             70. "Frequency synthesiser" (3) means any kind of frequency source, regardless of the actual technique used,

             71. "Fuel cell" (8) is an electrochemical device that converts chemical energy directly into Direct Current

             72. "Fusible" (1) means capable of being cross-linked or polymerized further (cured) by the use of

             73. "Gas Atomisation" (1) means a process to reduce a molten stream of metal alloy to

             74. "Geographically dispersed" (6) is where each location is distant from any other more than 1

             75. "Guidance set" (7) means systems that integrate the process of measuring and computing a vehicles

             76. "Hot isostatic densification" (2) means the process of pressurising a casting at temperatures exceeding 375 K

             77. "Hybrid integrated circuit" (3) means any combination of integrated circuit(s), or integrated circuit with 'circuit

                 1. N.B. 1 : N.B. 1'Circuit element': a single active or passive functional part of an electronic circuit, such

                 2. N.B. 2 : N.B. 2'Discrete component': a separately packaged 'circuit element' with its own external connections.

             78. "Image enhancement" (4) means the processing of externally derived information-bearing images by algorithms such as

             79. "Immunotoxin" (1) is a conjugate of one cell specific monoclonal antibody and a "toxin" or

             80. "In the public domain" (GTN NTN GSN), as it applies herein, means "technology" or "software"

             81. "Information security" (4 5) is all the means and functions ensuring the accessibility, confidentiality or

                 1. N.B. : N.B.'Cryptanalysis': analysis of a cryptographic system or its inputs and outputs to derive confidential variables

             82. "Instantaneous bandwidth" (3 5 7) means the bandwidth over which output power remains constant within

             83. "Instrumented range" (6) means the specified unambiguous display range of a radar.

             84. "Insulation" (9) is applied to the components of a rocket motor, i.e. the case, nozzle,

             85. "Interior lining" (9) is suited for the bond interface between the solid propellant and the

             86. "Intrinsic Magnetic Gradiometer" (6) is a single magnetic field gradient sensing element and associated electronics

                 1. N.B. : N.B.See also "magnetic gradiometer".

             87. "Intrusion software" (4) means "software" specially designed or modified to avoid detection by 'monitoring tools',

             88. Notes: Notes:"Intrusion software" does not include any of the following:Hypervisors, debuggers or Software Reverse Engineering (SRE)

             89. Technical Notes:

             90. "Isolated live cultures" (1) includes live cultures in dormant form and in dried preparations.

             91. "Isostatic presses" (2) mean equipment capable of pressurising a closed cavity through various media (gas,

             92. "Laser" (0 2 3 5 6 7 8 9) is an assembly of components which

                 1. N.B. : See also

             93. "Library" (1) (parametric technical database) means a collection of technical information, reference to which may

             94. "Lighter-than-air vehicles" (9) means balloons and airships that rely on hot air or other lighter-than-air

             95. "Linearity" (2) (usually measured in terms of non-linearity) means the maximum deviation of the actual

             96. "Local area network" (4 5) is a data communication system having all of the following

                 1. N.B. : N.B.'Data device' means equipment capable of transmitting or receiving sequences of digital information.

             97. "Magnetic Gradiometers" (6) are instruments designed to detect the spatial variation of magnetic fields from

                 1. N.B. N.B.See also "intrinsic magnetic gradiometer".

             98. "Magnetometers" (6) are instruments designed to detect magnetic fields from sources external to the instrument.

             99. "Main storage" (4) means the primary storage for data or instructions for rapid access by

             100. "Materials resistant to corrosion by UF6" (0) include copper, copper alloys, stainless steel, aluminium, aluminium

             101. "Matrix" (1 2 8 9) means a substantially continuous phase that fills the space between

             102. "Measurement uncertainty" (2) is the characteristic parameter which specifies in what range around the output

             103. "Mechanical Alloying" (1) means an alloying process resulting from the bonding, fracturing and rebonding of

             104. "Melt Extraction" (1) means a process to 'solidify rapidly' and extract a ribbon-like alloy product

                  1. N.B. : N.B.'Solidify rapidly': solidification of molten material at cooling rates exceeding 1 000 K/s.

             105. "Melt Spinning" (1) means a process to 'solidify rapidly' a molten metal stream impinging upon

                  1. N.B. : N.B.'Solidify rapidly': solidification of molten material at cooling rates exceeding 1 000 K/s.

             106. "Microcomputer microcircuit" (3) means a "monolithic integrated circuit" or "multichip integrated circuit" containing an arithmetic

                  1. N.B. : N.B.The internal storage may be augmented by an external storage.

             107. "Microprocessor microcircuit" (3) means a "monolithic integrated circuit" or "multichip integrated circuit" containing an arithmetic

                  1. N.B. 1 : N.B. 1The "microprocessor microcircuit" normally does not contain integral user-accessible storage, although storage present on-the-chip

                  2. N.B. 2 : N.B. 2This includes chip sets which are designed to operate together to provide the function

             108. "Microorganisms" (1 2) means bacteria, viruses, mycoplasms, rickettsiae, chlamydiae or fungi, whether natural, enhanced or

             109. "Missiles" (1 3 6 7 9) means complete rocket systems and unmanned aerial vehicle systems,

             110. "Monofilament" (1) or filament is the smallest increment of fibre, usually several micrometres in diameter.

             111. "Monolithic integrated circuit" (3) means a combination of passive or active 'circuit elements' or both

                  1. N.B. : N.B.'Circuit element' is a single active or passive functional part of an electronic circuit, such

             112. "Monospectral imaging sensors" (6) are capable of acquisition of imaging data from one discrete spectral

             113. "Multichip integrated circuit" (3) means two or more "monolithic integrated circuits" bonded to a common

             114. "Multispectral imaging sensors" (6) are capable of simultaneous or serial acquisition of imaging data from

             115. "Natural uranium" (0) means uranium containing the mixtures of isotopes occurring in nature.

             116. "Network access controller" (4) means a physical interface to a distributed switching network. It uses

             117. "Neural computer" (4) means a computational device designed or modified to mimic the behaviour of

             118. "Nuclear reactor" (0) means a complete reactor capable of operation so as to maintain a

             119. "Numerical control" (2) means the automatic control of a process performed by a device that

             120. "Object code" (GSN) means an equipment executable form of a convenient expression of one or

             121. "Operations, Administration or Maintenance" ("OAM") (5) means performing one or more of the following tasks:Establishing

             122. Note: "OAM" does not include any of the following tasks or their associated key management functions:

             123. "Optical amplification" (5), in optical communications, means an amplification technique that introduces a gain of

             124. "Optical computer" (4) means a computer designed or modified to use light to represent data

             125. "Optical integrated circuit" (3) means a "monolithic integrated circuit" or a "hybrid integrated circuit", containing

             126. "Optical switching" (5) means the routing of or switching of signals in optical form without

             127. "Overall current density" (3) means the total number of ampere-turns in the coil (i.e., the

             128. "Participating state" (7 9) is a state participating in the Wassenaar Arrangement (see www.wassenaar.org

             129. "Peak power" (6) means the highest power attained in the "pulse duration".

             130. "Personal area network" (5) means a data communication system having all of the following characteristics:Allows

                  1. Technical Note :

             131. "Plasma atomisation" (1) means a process to reduce a molten stream or solid metal to

             132. "Power management" (7) means changing the transmitted power of the altimeter signal so that received

             133. "Previously separated" (0 1) means the application of any process intended to increase the concentration

             134. "Primary flight control" (7) means an "aircraft" stability or manoeuvering control using force/moment generators, i.e.,

             135. "Principal element" (4), as it applies in Category 4, is a "principal element" when its

             136. "Production" (GTN NTN All) means all production phases, such as: construction, production engineering, manufacture, integration,

             137. "Production equipment" (1 7 9) means tooling, templates, jigs, mandrels, moulds, dies, fixtures, alignment mechanisms,

             138. "Production facilities" (7 9) means "production equipment" and specially designed software therefor integrated into installations

             139. "Programme" (2 6) means a sequence of instructions to carry out a process in, or

             140. "Pulse compression" (6) means the coding and processing of a radar signal pulse of long

             141. "Pulse duration" (6) is the duration of a "laser" pulse and means the time between

             142. "Pulsed laser" (6) means a "laser" having a "pulse duration" that is less than or

             143. "Quantum cryptography" (5) means a family of techniques for the establishment of shared key for

             144. "Radar frequency agility" (6) means any technique which changes, in a pseudo-random sequence, the carrier

             145. "Radar spread spectrum" (6) means any modulation technique for spreading energy originating from a signal

             146. "Radiant sensitivity" (6) is Radiant sensitivity (mA/W) = 0,807 × (wavelength in nm) × Quantum

                  1. Technical Note :

             147. "Real-time bandwidth" (3) for "signal analysers" is the widest frequency range for which the analyser

             148. "Real time processing" (2 6 7) means the processing of data by a computer system

             149. "Repeatability" (7) means the closeness of agreement among repeated measurements of the same variable under

             150. "Required" (GTN 1-9), as applied to "technology", refers to only that portion of "technology" which

             151. "Resolution" (2) means the least increment of a measuring device; on digital instruments, the least

             152. "Riot control agent" (1) means substances which, under the expected conditions of use for riot

                  1. Technical Note :

             153. "Robot" (2 8) means a manipulation mechanism, which may be of the continuous path or

                  1. N.B. : The above definition does not include the following devices:

             154. "Rotary atomisation" (1) means a process to reduce a stream or pool of molten metal

             155. "Roving" (1) is a bundle (typically 12-120) of approximately parallel 'strands'.N.B.'Strand' is a bundle of

                  1. N.B. : N.B.'Strand' is a bundle of "monofilaments" (typically over 200) arranged approximately parallel.

             156. "Run-out" (2) (out-of-true running) means radial displacement in one revolution of the main spindle measured

             157. "Scale factor" (gyro or accelerometer) (7) means the ratio of change in output to a

             158. "Settling time" (3) means the time required for the output to come within one-half bit

             159. "SHPL" is equivalent to "super high power laser".

             160. "Signal analysers" (3) means apparatus capable of measuring and displaying basic properties of the single-frequency

             161. "Signal processing" (3 4 5 6) means the processing of externally derived information-bearing signals by

             162. "Software" (GSN All) means a collection of one or more "programmes" or 'microprogrammes' fixed in

                  1. N.B. : N.B.'Microprogramme' means a sequence of elementary instructions, maintained in a special storage, the execution of

             163. "Source code" (or source language) (6 7 9) is a convenient expression of one or

             164. "Spacecraft" (7 9) means active and passive satellites and space probes.

             165. "Spacecraft bus" (9) means equipment that provides the support infrastructure of the "spacecraft" and location

             166. "Spacecraft payload" (9) means equipment, attached to the "spacecraft bus", designed to perform a mission

             167. "Space-qualified" (3 6 7) means designed, manufactured or qualified through successful testing, for operation at

                  1. N.B. : N.B.A determination that a specific item is "Space-qualified" by virtue of testing does not mean

             168. "Special fissile material" (0) means plutonium-239, uranium-233, "uranium enriched in the isotopes 235 or 233",

             169. "Specific modulus" (0 1 9) is Young's modulus in pascals, equivalent to N/m2 divided by

             170. "Specific tensile strength" (0 1 9) is ultimate tensile strength in pascals, equivalent to N/m2

             171. "Spinning mass gyros" (7) means gyros which use a continually rotating mass to sense angular

             172. "Splat Quenching" (1) means a process to 'solidify rapidly' a molten metal stream impinging upon

                  1. N.B. : N.B.'Solidify rapidly' solidification of molten material at cooling rates exceeding 1 000 K/s.

             173. "Spread spectrum" (5) means the technique whereby energy in a relatively narrow-band communication channel is

             174. "Spread spectrum" radar (6) - see "Radar spread spectrum".

             175. "Stability" (7) means the standard deviation (1 sigma) of the variation of a particular parameter

             176. "States (not) Party to the Chemical Weapon Convention" (1) are those states for which the

             177. "Substrate" (3) means a sheet of base material with or without an interconnection pattern and

                  1. N.B. 1 : N.B. 1'Discrete component': a separately packaged 'circuit element' with its own external connections.

                  2. N.B. 2 : N.B. 2'Circuit element': a single active or passive functional part of an electronic circuit, such

             178. "Substrate blanks" (3 6) means monolithic compounds with dimensions suitable for the production of optical

             179. "Sub-unit of toxin" (1) is a structurally and functionally discrete component of a whole "toxin".

             180. "Superalloys" (2 9) means nickel-, cobalt- or iron-base alloys having strengths superior to any alloys

             181. "Superconductive" (1 3 5 6 8) means materials, i.e., metals, alloys or compounds, which can

                  1. N.B. : N.B.The "superconductive" state of a material is individually characterised by a "critical temperature", a critical

             182. "Super High Power Laser" ("SHPL") (6) means a "laser" capable of delivering (the total or

             183. "Superplastic forming" (1 2) means a deformation process using heat for metals that are normally

             184. "Symmetric algorithm" (5) means a cryptographic algorithm using an identical key for both encryption and

                  1. N.B. : N.B.A common use of "symmetric algorithms" is confidentiality of data.

             185. "System tracks" (6) means processed, correlated (fusion of radar target data to flight plan position)

             186. "Systolic array computer" (4) means a computer where the flow and modification of the data

             187. "Tape" (1) is a material constructed of interlaced or unidirectional "monofilaments", 'strands', "rovings", "tows", or

                  1. N.B. : N.B.'Strand' is a bundle of "monofilaments" (typically over 200) arranged approximately parallel.

             188. "Technology" (GTN NTN All) means specific information necessary for the "development", "production" or "use" of

                  1. N.B. 1 : N.B. 1'Technical assistance' may take forms such as instructions, skills, training, working knowledge and consulting

                  2. N.B. 2 : N.B. 2'Technical data' may take forms such as blueprints, plans, diagrams, models, formulae, tables, engineering

             189. "Three dimensional integrated circuit" (3) means a collection of semiconductor die, integrated together, and having

             190. "Tilting spindle" (2) means a tool-holding spindle which alters, during the machining process, the angular

             191. "Time constant" (6) is the time taken from the application of a light stimulus for

             192. "Tip shroud" (9) means a stationary ring component (solid or segmented) attached to the inner

             193. "Total control of flight" (7) means an automated control of "aircraft" state variables and flight

             194. "Total digital transfer rate" (5) means the number of bits, including line coding, overhead and

                  1. N.B. : N.B.See also "digital transfer rate".

             195. "Tow" (1) is a bundle of "monofilaments", usually approximately parallel.

             196. "Toxins" (1 2) means toxins in the form of deliberately isolated preparations or mixtures, no

             197. "Transfer laser" (6) means a "laser" in which the lasing species is excited through the

             198. "Tunable" (6) means the ability of a "laser" to produce a continuous output at all

             199. "Unidirectional positioning repeatability" (2) means the smaller of values R↑ and R↓ (forward and backward),

             200. "Unmanned Aerial Vehicle" ("UAV") (9) means any aircraft capable of initiating flight and sustaining controlled

             201. "Uranium enriched in the isotopes 235 or 233" (0) means uranium containing the isotopes 235

             202. "Use" (GTN NTN All) means operation, installation (including on-site installation), maintenance (checking), repair, overhaul and

             203. "User accessible programmability" (6) means the facility allowing a user to insert, modify or replace

             204. "Vaccine" (1) is a medicinal product in a pharmaceutical formulation licensed by, or having marketing

             205. "Vacuum Atomisation" (1) means a process to reduce a molten stream of metal to droplets

             206. "Variable geometry airfoils" (7) means the use of trailing edge flaps or tabs, or leading

             207. "Yarn" (1) is a bundle of twisted 'strands'.N.B.'Strand' is a bundle of "monofilaments" (typically over

                  1. N.B. : N.B.'Strand' is a bundle of "monofilaments" (typically over 200) arranged approximately parallel.

          8. CATEGORY 0 — NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

             1. Systems, Equipment and Components

             2. Test, Inspection and Production Equipment

                1. Technical Note :

                2. Note : 0B006 includes:

             3. Materials

                1. Note : 0C001 does not control the following:

                2. Note : Note0C002 does not control four "effective grammes" or less when contained in a sensing component

                3. N.B. : N.B.SEE ALSO 1C107

                4. Note 1 : Note 1For the purpose of export control, the competent authorities of the Member State in

                5. Note 2 : In 0C004, 'boron equivalent' (BE) is defined as the sum of BE z for impurities (excluding BE carbon since carbon is not considered an impurity) including boron, where:

             4. Software

             5. Technology

          9. CATEGORY 1 — SPECIAL MATERIALS AND RELATED EQUIPMENT

             1. Systems, Equipment and Components

                1. N.B: N.B:SEE ALSO 1A202, 9A010 and 9A110

                2. Note : Note1A003 does not control manufactures when coated or laminated with copper and designed for the

                3. N.B. : N.B.For "fusible" aromatic polyimides in any form, see 1C008.a.3.

                4. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS, 2B351 AND 2B352.

                5. Technical Note :

                6. Note 1 : Note 11A004.d. does not control equipment specially designed for laboratory use.

                7. Note 2 : Note 21A004.d. does not control non-contact walk-through security portals.

                8. Note : 1A004 does not control:

                9. Technical Notes :

                10. N.B.: SEE ALSO MILITARY GOODS CONTROLS.

                11. N.B. : N.B.For "fibrous or filamentary materials" used in the manufacture of body armour, see 1C010.

                12. Note 1 : Note 11A005 does not control body armour when accompanying its user for the user's own

                13. Note 2 : Note 21A005 does not control body armour designed to provide frontal protection only from both

                14. Note 3 : Note 31A005 does not control body armour designed to provide protection only from knife, spike,

                15. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS.

                16. Technical Note :

                17. Note : Note1A006 does not control equipment when accompanying its operator.

                18. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS, 3A229 AND 3A232.

                19. Technical Notes :

                    1. 1. 1.The word initiator or igniter is sometimes used in place of the word detonator.

                    2. 2. 2.For the purpose of 1A007.b. the detonators of concern all utilise a small electrical conductor

                20. Technical Note :

                21. N.B. : N.B.SEE ALSO 9A010 AND 9A110.

                22. Technical Note :

             2. Test, Inspection and Production Equipment

                1. N.B. : N.B.SEE ALSO 1B101 AND 1B201.

                2. Technical Note :

                3. Technical Note :

                   1. 1. 1.For the purpose of 1B001, 'primary servo positioning' axes control, under computer program direction, the

                   2. 2. 2.For the purposes of 1B001., a 'filament band' is a single continuous width of fully

                4. N.B. : N.B.SEE ALSO 1B102.

                5. N.B. : N.B.SEE ALSO 1B201.

                6. Note : NoteComponents and accessories specified in 1B101 include moulds, mandrels, dies, fixtures and tooling for the

                7. N.B. : N.B.SEE ALSO 1B115.b.

                8. Note : 1B102 includes:

                9. Note 1 : Note 1For equipment specially designed for the production of military goods, see the Military Goods

                10. Note 2 : Note 21B115 does not control equipment for the "production", handling and acceptance testing of boron

                11. Note : NoteIn 1B117.b. the term 'mixing/kneading shaft' does not refer to deagglomerators or knife-spindles.

                12. Note : 1B226 includes separators:

                13. Technical Note :

                14. N.B. : N.B.For columns which are specially designed or prepared for the production of heavy water see

                15. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS.

             3. Materials

                1. Technical Note :

                2. N.B. N.B.SEE ALSO 1C101.

                3. N.B. : N.B.SEE ALSO 1C202.

                4. Note : Note1C002 does not control metal alloys, metal alloy powder and alloyed materials for coating substrates.

                5. Technical Notes :

                   1. 1. 1.The metal alloys in 1C002 are those containing a higher percentage by weight of the

                   2. 2. 2.'Stress-rupture life' should be measured in accordance with ASTM standard E-139 or national equivalents.

                   3. 3. 3.'Low cycle fatigue life' should be measured in accordance with ASTM Standard E-606 'Recommended Practice

                6. Technical Note :

                7. N.B. : N.B.SEE ALSO 1C107.

                8. Technical Note :

                9. N.B. : N.B.SEE ALSO 1C210 AND 9C110.

                10. Technical Notes :

                11. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS and 1C111.

                12. Technical Note :

                13. Note 1 : 1C101 includes:

                14. Note 2 : Note 21C101 does not include coatings when specially used for the thermal control of satellites.

                15. Technical Note :

                16. N.B. : N.B.SEE ALSO 1C216.

                17. Technical Note 1 :

                18. Technical Note 2 :

                19. Technical Note :

                20. Technical Note :

                21. Note : NoteIn 1C210, 'fibrous or filamentary materials' is restricted to continuous "monofilaments", "yarns", "rovings", "tows" or

                22. Note : Note1C216 does not control forms in which all linear dimensions are 75 mm or less.

                23. Technical Note :

                24. Note : NoteIn 1C225 mixtures containing boron include boron loaded materials.

                25. Technical Note :

                26. Note : Note1C226 does not control manufactures specially designed as weights or gamma-ray collimators.

                27. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS.

                28. Note : 1C230 does not control the following:

                29. Note : Note1C232 does not control a product or device containing less than 1 g of helium-3.

                30. Note : Note1C233 does not control thermoluminescent dosimeters.

                31. Technical Note :

                32. Note : Note1C234 does not control zirconium in the form of foil having a thickness of 0,10 mm

                33. Note : Note1C235 does not control a product or device containing less than 1.48 × 103 GBq (40

                34. Note : Note1C236 does not control a product or device containing less than 3,7 GBq (100 millicuries) of

                35. Technical Note :

                36. Note : 1C237 does not control the following:

                37. Note : 1C240 does not control the following:

                38. Technical Note :

                39. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS AND 1C450.

                40. Note 1 : Note 1For exports to "States not Party to the Chemical Weapons Convention", 1C350 does not

                41. Note 2 : Note 2For exports to "States Party to the Chemical Weapons Convention", 1C350 does not control

                42. Note 3 : Note 31C350 does not control "chemical mixtures" containing one or more of the chemicals specified

                43. Note 4 : Note 41C350 does not control products identified as consumer goods packaged for retail sale for

                44. Note : Note1C351 does not control "vaccines" or "immunotoxins".

                45. Technical Notes :

                46. Note : Note1C353 does not control nucleic acid sequences associated with the pathogenicity of enterohaemorrhagic Escherichia coli,

                47. N.B. : N.B.SEE ALSO ENTRY 1C350, 1C351.d. AND MILITARY GOODS CONTROLS.

                48. Note 1 : Note 1For exports to "States not Party to the Chemical Weapons Convention", 1C450 does not

                49. Note 2 : Note 2For exports to "States Party to the Chemical Weapons Convention", 1C450 does not control

                50. Note 3 : Note 31C450 does not control "chemical mixtures" containing one or more of the chemicals specified

                51. Note 4 : Note 41C450 does not control products identified as consumer goods packaged for retail sale for

             4. Software

             5. Technology

                1. Note : Note1E104 includes "technology" for the composition of precursor gases, flow-rates and process control schedules and

          10. CATEGORY 2 — MATERIALS PROCESSING

              1. Systems, Equipment and Components

                 1. N.B. : N.B.For quiet running bearings, see the Military Goods Controls.

                 2. N.B. : N.B.SEE ALSO 2A101.

                 3. Note : Note2A001 does not control balls with tolerances specified by the manufacturer in accordance with ISO

                 4. Technical Note :

              2. Test, Inspection and Production Equipment

                 1. Technical Notes :

                    1. 1. 1.Secondary parallel contouring axes, (e.g., the w-axis on horizontal boring mills or a secondary rotary

                    2. 2. For the purposes of 2B, the number of axes which can be co-ordinated simultaneously for "contouring control" is the number of axes along or around which, during processing of the workpiece, simultaneous and interrelated motions are performed between the workpiece and a tool. This does not include any additional axes along or around which other relative movement within the machine are performed such as:

                    3. 3. 3.Axis nomenclature shall be in accordance with International Standard ISO 8412001, Industrial automation systems and

                    4. 4. 4.For the purposes of 2B001 to 2B009 a "tilting spindle" is counted as a rotary

                    5. 5. 'Stated "unidirectional positioning repeatability"' may be used for each machine tool model as an alternative to individual machine tests and is determined as follows:

                    6. 6. 6.For the purposes of 2B001.a. to 2B001.c., measurement uncertainty for the "unidirectional positioning repeatability" of

                    7. 7. 7.For the purpose of 2.B001.a. to 2B001.c.., the measurement of axes shall be made according

                 2. N.B. : N.B.SEE ALSO 2B201.

                 3. Note 1 : Note 12B001 does not control special purpose machine tools limited to the manufacture of gears.

                 4. Note 2 : 2B001 does not control special purpose machine tools limited to the manufacture of any of the following:

                 5. Note 3 : Note 3A machine tool having at least two of the three turning, milling or grinding

                 6. N.B. : N.B.For optical finishing machines, see 2B002.

                 7. Technical Notes :

                 8. N.B. : N.B.SEE ALSO 2B104 and 2B204.

                 9. Technical Note :

                 10. N.B. : N.B.For specially designed dies, moulds and tooling see 1B003, 9B009 and the Military Goods Controls.

                 11. Note : Note2B005 does not control chemical vapour deposition, cathodic arc, sputter deposition, ion plating or ion

                 12. Note : Note2B006 includes machine tools, other than those specified by 2B001, that can be used as

                 13. N.B. : N.B.SEE ALSO 2B207.

                 14. N.B. : N.B.SEE ALSO 2B109 AND 2B209.

                 15. Technical Note :

                 16. N.B. : N.B.SEE ALSO 2B204.

                 17. N.B. : N.B.SEE ALSO 2B209.

                 18. Note : Note2B109 does not control machines that are not usable in the production of propulsion components

                 19. Technical Note :

                 20. Technical Note :

                 21. N.B. : N.B.SEE ALSO 2B219.

                 22. Note : Note2B121 does not control rotary tables designed or modified for machine tools or for medical

                 23. Note : NoteCentrifuges specified in 2B122 remain controlled whether or not slip rings or integrated non-contact devices

                 24. Technical Note:

                 25. Note 1: 2B201 does not control special purpose machine tools limited to the manufacture of any of the following parts:

                 26. Note 2: Note 2:A machine tool having at least two of the three turning, milling or grinding

                 27. Technical Note :

                 28. Note 1 : Note 1Machine tools that can be used as measuring machines are controlled if they meet

                 29. Note 2 : Note 2A machine specified in 2B206 is controlled if it exceeds the control threshold anywhere

                 30. Technical Notes :

                 31. Note : Note2B209.a. includes machines which have only a single roller designed to deform metal plus two

                 32. Technical Note :

                 33. N.B : N.BSEE ALSO 3B.

                 34. Note : Note2B226.a. does not control furnaces designed for the processing of semiconductor wafers.

                 35. Technical Notes :

                 36. Technical Notes :

                     1. 1. 1.The pumping speed is determined at the measurement point with nitrogen gas or air.

                     2. 2. 2.The ultimate vacuum is determined at the input of the pump with the input of

                 37. N.B. : N.B.SEE ALSO MILTARY GOODS CONTROLS.

                 38. N.B. : N.B.SEE ALSO 2B350.i.

                 39. Note : NoteFor the purposes of 2B350, the materials used for gaskets, packing, seals, screws, washers or

                 40. Technical Notes :

                     1. 1. 1.'Carbon graphite' is a composition consisting of amorphous carbon and graphite, in which the graphite

                     2. 2. 2.For the listed materials in the above entries, the term 'alloy' when not accompanied by

              3. Materials

              4. Software

                 1. Note : Note2D001 does not control part programming "software" that generates "numerical control" codes for machining various

                 2. Note 1 : Note 12D002 does not control "software" specially designed or modified for the operation of items

                 3. Note 2 : Note 22D002 does not control "software" for items specified in 2B002. See 2D001 and 2D003

                 4. Note 3 : Note 32D002 does not control "software" that is exported with, and the minimum necessary for

                 5. N.B. : N.B.SEE ALSO 9D004.

                 6. Note : Note2D202 does not control part programming "software" that generates "numerical control" command codes but does

              5. Technology

                 1. Note : Note2E001 includes "technology" for the integration of probe systems into coordinate measurement machines specified in

                 2. TABLE — DEPOSITION TECHNIQUES — NOTES

                 3. TABLE — DEPOSITION TECHNIQUES — TECHNICAL NOTE

          11. CATEGORY 3 — ELECTRONICS

              1. Systems, Equipment and Components

                 1. Note 1 : Note 1The control status of equipment and components described in 3A001 or 3A002, other than

                 2. Note 2 : The control status of integrated circuits described in 3A001.a.3. to 3A001.a.9., 3A001.a.12. or 3A001.a.13 Which are unalterably programmed or designed for a specific function for another equipment is determined by the control status of the other equipment.

                    1. N.B. : N.B.When the manufacturer or applicant cannot determine the control status of the other equipment, the

                 3. Note : Note3A101.b. above does not specify equipment specially designed for medical purposes.

                 4. Technical Notes :

                    1. 1. 1.In 3A102 'thermal batteries' are single use batteries that contain a solid non-conducting inorganic salt

                    2. 2. 2.In 3A102 'missile' means complete rocket systems and unmanned aerial vehicle systems capable of a

                 5. N.B. 1 : N.B. 1"Software" specially designed to enhance or release the performance of a frequency changer or

                 6. N.B. 2 : N.B. 2"Technology" in the form of codes or keys to enhance or release the performance

                 7. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS.

                 8. Technical Notes :

                    1. 1. 1.In 3A230, 'pulse transition time' is defined as the time interval between 10 % and 90 %

                    2. 2. 2.'Pulse heads' are impulse forming networks designed to accept a voltage step function and shape

                 9. N.B. : N.B.SEE ALSO MILITARY GOODS CONTROLS.

                 10. N.B. : N.B.See 1A007.b. for detonators.

                 11. Note : Note3A232 does not control detonators using only primary explosives, such as lead azide.

                 12. Technical Notes :

                     1. 1. 1.Electron bombardment mass spectrometers in 3A233.d. are also known as electron impact mass spectrometers or

                     2. 2. 2.In 3A233.d.2., a 'cold trap' is a device that traps gas molecules by condensing or

              2. Test, Inspection and Production Equipment

              3. Materials

                 1. Note : Note3C001.d. does not control a "substrate" having one or more P-type epitaxial layers of GaN,

                 2. Note : Note3C003 only controls compounds whose metallic, partly metallic or non-metallic element is directly linked to

                 3. Note : Note3C004 does not control hydrides containing 20 % molar or more of inert gases or hydrogen.

              4. Software

                 1. Technical Note :

                 2. Note : NoteLibraries, design attributes or associated data for the design of semiconductor devices or integrated circuits

              5. Technology

                 1. Note 1 : Note 13E001 does not control "technology" for the "production" of equipment or components controlled by

                 2. Note 2 : 3E001 does not control "technology" for the "development" or "production" of integrated circuits specified in 3A001.a.3. to 3A001.a.12., having all of the following:

                 3. Note 1 : 3E002 does not control "technology" for the "development" or "production" of micro-processor cores, having all of the following:

                 4. Note 2 : Note 23E002 includes "technology" for digital signal processors and digital array processors.

          12. CATEGORY 4 — COMPUTERS

              1. Note 1 : Note 1Computers, related equipment and "software" performing telecommunications or "local area network" functions must also

              2. Note 2 : Control units which directly interconnect the buses or channels of central processing units, "main storage" or disk controllers are not regarded as telecommunications equipment described in Category 5, Part 1 (Telecommunications).

                 1. N.B. : N.B.For the control status of "software" specially designed for packet switching, see 5D001.

              3. Note 3 : Note 3Computers, related equipment and "software" performing cryptographic, cryptanalytic, certifiable multi-level security or certifiable user

              4. Systems, Equipment and Components

                 1. N.B. : N.B.SEE ALSO 4A101.

                 2. Note 1 : 4A003 includes the following:

                 3. Note 2 : The control status of the "digital computers" and related equipment described in 4A003 is determined by the control status of other equipment or systems provided:

                 4. Note : NoteThis control only applies when the equipment is supplied with "software" specified in 7D103 or

              5. Test, Inspection and Production Equipment

              6. Materials

              7. Software

                 1. Note : NoteThe control status of "software" for equipment described in other Categories is dealt with in

              8. Technology

                 1. TECHNICAL NOTE ON "ADJUSTED PEAK PERFORMANCE" ("APP")

                    1. Abbreviations used in this Technical Note

                    2. Outline of "APP" calculation method

                       1. 1. For each processor i, determine the peak number of 64-bit or larger floating point operations, FPO i , performed per cycle for each processor in the "digital computer".

                          1. Note NoteIn determining FPO, include only 64-bit or larger floating point additions and/or multiplications. All floating

                       2. 2. 2.Calculate the floating point rate R for each processor Ri = FPOi/ti.

                       3. 3. 3.Calculate "APP" as "APP" = W1 × R1 + W2 × R2 + … +

                       4. 4. For 'vector processors', W i = 0,9. For non-'vector processors', W i = 0,3.

                          1. Note 1 Note 1For processors that perform compound operations in a cycle, such as addition and multiplication,

                          2. Note 2 Note 2For a pipelined processor the effective calculating rate R is the faster of the

                          3. Note 3 Note 3The calculating rate R of each contributing processor is to be calculated at its

                          4. Note 4 Note 4Do not include processors that are limited to input/output and peripheral functions (e.g., disk

                          5. Note 5 Note 5"APP" values are not to be calculated for processor combinations (inter)connected by "Local Area

                          6. Note 6 "APP" values must be calculated for processor combinations containing processors specially designed to enhance performance by aggregation, operating simultaneously and sharing memory;

                             1. Technical Note :

                                1. 1. 1.Aggregate all processors and accelerators operating simultaneously and located on the same die.

                                2. 2. 2.Processor combinations share memory when any processor is capable of accessing any memory location in

                          7. Note 7 Note 7A 'vector processor' is defined as a processor with built-in instructions that perform multiple

          13. CATEGORY 5 — TELECOMMUNICATIONS AND "INFORMATION SECURITY"

              1. PART 1 — TELECOMMUNICATIONS

                 1. Note 1 : The control status of components, "lasers", test and "production" equipment and "software", therefor which are specially designed for telecommunications equipment or systems is determined in Category 5, Part 1.

                    1. N.B. 1 : N.B. 1For "lasers" specially designed for telecommunications equipment or systems, see 6A005.

                    2. N.B. 2 : N.B. 2See also Category 5, Part 2 for equipment, components, and "software", performing or incorporating

                 2. Note 2 : Note 2"Digital computers", related equipment or "software", when essential for the operation and support of

                 3. Systems, Equipment and Components

                    1. Technical Note :

                    2. Note : 5A101 does not control:

                 4. Test, Inspection and Production Equipment

                 5. Materials

                 6. Software

                 7. Technology

              2. PART 2 — "INFORMATION SECURITY"

                 1. Note 1 : Note 1The control status of "information security" items or functions is determined in Category 5,

                 2. Note 2 : Note 2Category 5 – Part 2 does not control products when accompanying their user for

                 3. Note 3 : Cryptography Note 5A002 and 5D002 do not control items as follows:

                 4. Note 4 : Category 5 – Part 2 does not control items incorporating or using "cryptography" and meeting all of the following:

                 5. Systems, Equipment and Components

                 6. Test, Inspection and Production Equipment

                 7. Materials

                 8. Software

                 9. Technology

          14. CATEGORY 6 — SENSORS AND LASERS

              1. Systems, Equipment and Components

                 1. N.B.: N.B.:SEE ALSO 6A102.

                 2. N.B.: N.B.:SEE ALSO 6A203.

                 3. N.B. : N.B.For television and film-based photographic still cameras specially designed or modified for underwater use, see

                 4. Technical Notes :

                    1. 1. 1.An 'aspheric optical element' is any element used in an optical system whose imaging surface

                    2. 2. 2.Manufacturers are not required to measure the surface roughness listed in 6A004.e.2. unless the optical

                    3. Note 6A004.e. does not control 'aspheric optical elements' having any of the following:

                 5. N.B. N.B.For 'aspheric optical elements' specially designed for lithography equipment, see 3B001.

                 6. N.B.: N.B.:SEE ALSO 6A205.

                 7. Note 1 : Note 1Pulsed "lasers" include those that run in a continuous wave (CW) mode with pulses

                 8. Note 2 : Note 2Excimer, semiconductor, chemical, CO, CO2, and 'non-repetitive pulsed' Nd:glass "lasers" are only specified in

                 9. Technical Note:

                 10. Note 3 : Note 36A005 includes fibre "lasers".

                 11. Note 4 : Note 4The control status of "lasers" incorporating frequency conversion (i.e., wavelength change) by means other

                 12. Note 5 : 6A005 does not control "lasers" as follows:

                 13. Technical Note :

                 14. N.B.: N.B.:SEE ALSO 7A103.d.

                 15. Note : Note6A006 does not control instruments specially designed for fishery applications or biomagnetic measurements for medical

                 16. Technical Note :

                 17. N.B.: N.B.:SEE ALSO 6A107.

                 18. N.B.: N.B.:SEE ALSO 6A108.

                 19. Note : 6A008 does not control:

                 20. Technical Notes:

                     1. 1. 1.For the purposes of 6A008, 'marine radar' is a radar that is used to navigate

                     2. 2. 2.For the purposes of 6A008, 'vessel traffic service' is a vessel traffic monitoring and control

                 21. Technical Note :

                 22. Technical Note :

                 23. N.B. 1: N.B. 1:"Software" specially designed to enhance or release the performance of a camera or imaging

                 24. N.B. 2: N.B. 2:"Technology" in the form of codes or keys to enhance or release the performance

                 25. Note: 6A203.a. to 6A203.c. does not control cameras or imaging devices if they have hardware, "software" or "technology" constraints that limit the performance to less than that specified above, provided they meet any of the following:

                 26. N.B. : N.B.For copper vapour lasers, see 6A005.b.

                 27. Note : Note6A225 includes velocity interferometers such as VISARs (Velocity Interferometer Systems for Any Reflector), DLIs (Doppler

              2. Test, Inspection and Production Equipment

                 1. N.B.: N.B.:SEE ALSO 6B108.

                 2. Technical Note :

              3. Materials

              4. Software

                 1. Technical Note :

              5. Technology

                 1. Note : Note6E101 only specifies "technology" for equipment specified in 6A008 When it is designed for airborne applications

          15. CATEGORY 7 — NAVIGATION AND AVIONICS

              1. Systems, Equipment and Components

                 1. N.B. : N.B.For automatic pilots for underwater vehicles, see Category 8. For radar, see Category 6.

                 2. N.B.: N.B.:SEE ALSO 7A101.

                 3. N.B. : N.B.For angular or rotational accelerometers, see 7A001.b.

                 4. N.B.: N.B.:SEE ALSO 7A102.

                 5. N.B. : N.B.For angular or rotational accelerometers, see 7A001.b.

                 6. N.B.: N.B.:SEE ALSO 7A103.

                 7. Note 1: 'Inertial measurement equipment or systems' incorporate accelerometers or gyroscopes to measure changes in velocity and orientation in order to determine or maintain heading or position without requiring an external reference once aligned. 'Inertial measurement equipment or systems' include:

                 8. Note 2: Note 2:7A003 does not control 'inertial measurement equipment or systems' which are certified for use

                 9. Technical Notes:

                    1. 1. 'Positional aiding references' independently provide position, and include:

                    2. 2. 2.'Circular Error Probable' ('CEP') - In a circular normal distribution, the radius of the circle

                 10. N.B.: N.B.:SEE ALSO 7A104.

                 11. a. a.'Star trackers' with a specified azimuth accuracy of equal to or less (better) than 20

                 12. b. Components specially designed for equipment specified in 7A004.a. as follows:

                 13. Technical Note :

                 14. N.B.: N.B.:SEE ALSO 7A105.

                 15. N.B. : N.B.For equipment specially designed for military use, see Military Goods Controls.

                 16. N.B.: N.B.:SEE ALSO 7A106.

                 17. Note : Note7A008 does not control systems specially designed for installation on surface vessels or systems requiring

                 18. N.B. : See 6A001.a. for acoustic systems, and 6A001.b. for correlation-velocity and Doppler-velocity sonar log equipment.

                 19. Note : Note7A101 does not control accelerometers specially designed and developed as Measurement While Drilling (MWD) Sensors

                 20. Technical Notes :

                     1. 1. 1.In 7A101 'missile' means complete rocket systems and unmanned aerial vehicle systems capable of a

                 21. 2. 2.In 7A101 the measurement of "bias" and "scale factor" refers to a one sigma standard

                 22. Technical Notes :

                     1. 1. 1.In 7A102 'missile' means complete rocket systems and unmanned aerial vehicle systems capable of a

                     2. 2. 2.In 7A102 'stability' is defined as a measure of the ability of a specific mechanism

                 23. Note : 7A115 includes sensors for the following equipment:

              2. Test, Inspection and Production Equipment

                 1. Note : Note7B001 does not control test, calibration or alignment equipment for 'Maintenance Level I' or 'Maintenance

                 2. Technical Notes :

                    1. 1. ' Maintenance Level I '

                    2. 2. ' Maintenance Level II '

                 3. N.B.: N.B.:SEE ALSO 7B102.

                 4. Note : 7B003 includes:

              3. Materials

              4. Software

                 1. Note: Note:7D002 does not control "source code" for the "use" of gimballed 'AHRS'.

                 2. Technical Note :

                 3. Note: Note:7D004. does not control "source code" associated with common computer elements and utilities (e.g., input

                 4. Note : Note"Software" specified in 7D103 remains controlled when combined with specially designed hardware specified in 4A102.

              5. Technology

                 1. Note: Note:7E001 includes key management "technology" exclusively for equipment specified in 7A005.a.

                 2. Note : Note7E003 does not control maintenance "technology" directly associated with calibration, removal or replacement of damaged

                 3. N.B. : N.B.See Technical Notes to 7B001.

          16. CATEGORY 8 — MARINE

              1. Systems, Equipment and Components

                 1. Note : For the control status of equipment for submersible vehicles, see:

                 2. Note : NoteFor underwater communications systems, see Category 5, Part 1 - Telecommunications.

                 3. Note 1 : Note 18A002.r. does not control diver deterrent systems based on underwater explosive devices, air guns

                 4. Note 2 : Note 28A002.r. includes diver deterrent acoustic systems that use spark gap sources, also known as

              2. Test, Inspection and Production Equipment

              3. Materials

                 1. N.B. : See also 8A002.a.4.

                 2. Technical Note :

              4. Software

              5. Technology

          17. CATEGORY 9 — AEROSPACE AND PROPULSION

              1. Systems, Equipment and Components

                 1. N.B. : N.B.For propulsion systems designed or rated against neutron or transient ionizing radiation, see the Military

                 2. N.B. : N.B.SEE ALSO 9A101.

                 3. Note : NoteThe term 'marine gas turbine engines' includes those industrial, or aero-derivative, gas turbine engines adapted

                 4. N.B.: N.B.:SEE ALSO 9A104.

                 5. N.B. : N.B.SEE ALSO 9A105 AND 9A119.

                 6. N.B. : N.B.SEE ALSO 9A106, 9A108 AND 9A120.

                 7. N.B. : N.B.SEE ALSO 9A107 AND 9A119.

                 8. N.B. : N.B.SEE ALSO 9A108.

                 9. N.B. : N.B.SEE ALSO 9A109 AND 9A119.

                 10. N.B. : N.B.SEE ALSO 1A002 AND 9A110.

                 11. N.B. : N.B.SEE ALSO 9A111 AND 9A118.

                 12. N.B. : N.B.SEE ALSO 9A112.

                 13. Note : Note9A102 does not control civil certified engines.

                 14. Technical Notes :

                     1. 1. For the purposes of 9A102 a 'turboprop engine system' incorporates all of the following:

                     2. 2. 2.For the purposes of 9A102 the 'maximum power' is achieved uninstalled at sea level static

                 15. N.B. : N.B.SEE ALSO 9A004.

                 16. N.B. : N.B.SEE ALSO 9A119.

                 17. N.B. : N.B.SEE ALSO 9A119.

                 18. N.B. : N.B.SEE ALSO 9A009 and 9A119.

                 19. N.B. : N.B.SEE ALSO 1A002.

                 20. Technical Note :

                 21. N.B. : N.B.SEE ALSO 9A011 AND 9A118.

                 22. Technical Notes:

                     1. 1. 1.An aerosol consists of particulate or liquids other than fuel components, by products or additives,

                     2. 2. 2.An aerosol dispensing system/mechanism contains all those devices (mechanical, electrical, hydraulic, etc.), which are necessary

                 23. N.B. : N.B.SEE ALSO 9A121.

                 24. Note : NoteIn 9A120 'other liquid propellants' includes, but is not limited to, propellants specified in the

                 25. Technical Note:

              2. Test, Inspection and Production Equipment

                 1. N.B. : N.B.SEE ALSO 9B105.

                 2. N.B. : N.B.SEE ALSO 9B106.

                 3. N.B. : N.B.SEE ALSO 9B005.

                 4. Note : Note9B105 does not control wind-tunnels for speeds of Mach 3 or less with dimension of

                 5. Technical Note:

                    1. 1. 1.In 9B105 'aerodynamic test facilities' includes wind tunnels and shock tunnels for the study of

                    2. 2. 2.In Note to 9B105, 'test cross section size' means the diameter of the circle, or

                    3. 3. 3.In 9B105 'missile' means complete rocket systems and unmanned aerial vehicle systems capable of a

                 6. Technical Note :

              3. Materials

                 1. Technical Note :

                 2. N.B. : N.B.SEE ALSO 1C010 AND 1C210.

                 3. Note : NoteThe only resin impregnated fibre prepregs specified in entry 9C110 are those using resins with

              4. Software

                 1. Note: Note:"Software" specified in 9D103 remains controlled when combined with specially designed hardware specified in 4A102.

                 2. Technical Note:

              5. Technology

                 1. Note: Note:"Development" or "production" "technology" specified in 9E001 to 9E003 for gas turbine engines remains controlled

                 2. N.B. : N.B.For "technology" for the repair of controlled structures, laminates or materials, see 1E002.f.

                 3. Technical Note :

    2. ANNEX IIa

       UNION GENERAL EXPORT AUTHORISATION NO EU001

       1. Exports to Australia, Canada, Japan, New Zealand, Norway, Switzerland, including...

          1. Issuing authority: European Commission

             1. Part 1 This general export authorisation covers all dual-use items specified in...

             2. Part 2 This export authorisation is valid throughout the Union for exports...

             3. Conditions and requirements for use of this authorisation

                1. 1. Exporters that use this authorisation shall notify the competent authorities...

                2. 2. This authorisation may not be used if:

                3. 3. Reporting requirements attached to the use of this authorisation and...

    3. ANNEX IIb

       UNION GENERAL EXPORT AUTHORISATION No EU002

       1. Exports of certain dual-use items to certain destinations

          1. Issuing authority: European Union

             1. Part 1 — Items

             2. Part 2 — Destinations

             3. Part 3 — Conditions and requirements for use

                1. 1. This authorisation does not authorise the export of items where:...

                2. 2. Exporters must mention the EU reference number X002 and specify...

                3. 3. Any exporter who uses this authorisation must notify the competent...

    4. ANNEX IIc

       UNION GENERAL EXPORT AUTHORISATION No EU003

       1. Export after repair/replacement

          1. Issuing authority: European Union

             1. Part 1 — Items

                1. 1. This general export authorisation covers all dual-use items specified in...

                2. 2. Items excluded:

             2. Part 2 — Destinations

             3. Part 3 — Conditions and requirements for use

                1. 1. This authorisation can only be used when the initial export...

                2. 2. This authorisation does not authorise the export of items where:...

                3. 3. On exportation of any of the items pursuant to this...

                4. 4. Any exporter who uses this authorisation must notify the competent...

                5. 5. This authorisation covers items for 'repair', 'replacement' and 'maintenance'. This...

    5. ANNEX IId

       UNION GENERAL EXPORT AUTHORISATION No EU004

       1. Temporary export for exhibition or fair

          1. Issuing authority: European Union

             1. Part 1 — Items

             2. Part 2 — Destinations

             3. Part 3 — Conditions and requirements for use

                1. 1. This authorisation authorises the export of items listed in Part...

                2. 2. The competent authority of the Member State where the exporter...

                3. 3. This authorisation does not authorise the export of items where:...

                4. 4. Exporters must mention the EU reference number X002 and specify...

                5. 5. Any exporter who uses this authorisation must notify the competent...

                6. 6. For the purpose of this authorisation, 'exhibition or fair' means...

    6. ANNEX IIe

       UNION GENERAL EXPORT AUTHORISATION NO EU005

       1. Telecommunications

          1. Issuing authority: European Union

             1. Part 1 — Items

             2. Part 2 — Destinations

             3. Part 3 — Conditions and requirements for use

                1. 1. This authorisation does not authorise the export of items where:...

                2. 2. Exporters must mention the EU reference number X002 and specify...

                3. 3. Any exporter who uses this authorisation must notify the competent...

    7. ANNEX IIf

       UNION GENERAL EXPORT AUTHORISATION No EU006

       1. Chemicals

          1. Part 1 — Items

          2. Part 2 — Destinations

          3. Part 3 — Conditions and requirements for use

             1. 1. This authorisation does not authorise the export of items where:...

             2. 2. Exporters must mention the EU reference number X002 and specify...

             3. 3. Any exporter who uses this authorisation must notify the competent...

    8. ANNEX IIg

       (List referred to in Article 9(4)(a) of this Regulation and Annexes IIa, IIc and IId to this Regulation)

       1. The entries do not always provide a complete description of...

       2. The mention of an item in this Annex does not...

       3. all items specified in Annex IV, 0C001 'Natural uranium' or...

    9. ANNEX IIIa

       (model for individual or global export authorisation forms)

       1. When granting the export authorisations, Member States will strive to...

       2. This is an export authorisation valid in all Member States...

    10. ANNEX IIIb

        (model for brokering services authorisation forms)

    11. ANNEX IIIc

        COMMON ELEMENTS FOR PUBLICATION OF NATIONAL GENERAL EXPORT AUTHORISATIONS IN NATIONAL OFFICIAL JOURNALS

        1. Title of general export authorisation Authority issuing the authorisation EC...

    12. ANNEX IV

        (List referred to in Article 22(1) of this Regulation)

        1. The entries do not always cover the complete description of...

        2. The mention of an item in this Annex does not...

        3. PART I (possibility of National General Authorisation for intra-Community trade)

           1. Items of stealth technology

           2. Items of the Community strategic control

           3. Items of the Community strategic control — Cryptography — Category...

           4. Items of the MTCR technology

           5. Exemptions:

        4. PART II (no National General Authorisation for intra-Community trade)

           1. Items of the CWC (Chemical Weapons Convention)

           2. Items of the NSG technology

    13. ANNEX V

        Repealed Regulation with its successive amendments

    14. ANNEX VI

        Correlation Table