- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (31/01/2020)
- Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE)
Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (Text with EEA relevance)
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Commission Delegated Regulation (EU) No 231/2013 is up to date with all changes known to be in force on or before 15 October 2024. There are changes that may be brought into force at a future date.
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CHAPTER III OPERATING CONDITIONS FOR AIFMs
Article 17.Duty to act in the best interests of the AIF or the investors in the AIF and the integrity of the market
Article 19.Due diligence when investing in assets of limited liquidity
Article 20.Due diligence in the selection and appointment of counterparties and prime brokers
Article 25.Effective employment of resources and procedures — handling of orders
Article 26.Reporting obligations in respect of execution of subscription and redemption orders
Article 27.Execution of decisions to deal on behalf of the managed AIF
Article 28.Placing orders to deal on behalf of AIFs with other entities for execution
Article 67.Policies and procedures for the valuation of the assets of the AIF
Article 69.Consistent application of valuation policies and procedures
Article 70.Periodic review of valuation policies and procedures
Article 72.Calculation of the net asset value per unit or share
Article 74.Frequency of valuation of assets held by open-ended AIFs
SECTION 3 Depositary functions, due diligence duties and segregation obligation
SECTION 4 Loss of financial instruments, liability discharge and objective reasons
SECTION 1 Annual report, disclosure to investors and reporting to competent authorities
SECTION 4 Exchange of information on the potential systemic consequences of AIFM activity
Methods of increasing the exposure of an AIF
1. Unsecured cash borrowings: When cash borrowings are invested they have...
2. Secured cash borrowings: Secured cash borrowings are similar to unsecured...
3. Convertible borrowings: Convertible borrowings are purchased debt which has the...
4. Interest rate swaps: An interest rate swap is an agreement...
5. Contracts for differences: A contract for differences (CFD) is an...
6. Futures contracts: A futures contract is an agreement to buy...
7. Total return swaps: A total return swap is an agreement...
8. Forward agreements: A forward agreement is a customised, bilateral agreement...
9. Options: An option is an agreement that gives the buyer,...
10. Repurchase agreements: The repurchase agreement normally occurs where an AIF...
11. Reverse repurchase agreements: This transaction occurs where an AIF ‘purchases’...
12. Securities lending arrangements: An AIF engaging in a securities lending...
13. Securities borrowing arrangements: An AIF engaging in the borrowing of...
14. Credit default swaps: A credit default swap (CDS) is a...
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