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Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
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Regulation (EU) No 600/2014 of the European Parliament and of the Council is up to date with all changes known to be in force on or before 16 July 2024. There are changes that may be brought into force at a future date.
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TITLE II TRANSPARENCY FOR TRADING VENUES
CHAPTER 1 Transparency for equity instruments
Article 3.Pre-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
Article 6.Post-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
CHAPTER 2 Transparency for non-equity instruments
Article 8.Pre-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives
Article 10.Post-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives
CHAPTER 3 Obligation to offer trade data on a separate and reasonable commercial basis
Article 14.Obligation for systematic internalisers to make public firm quotes in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
Article 18.Obligation for systematic internalisers to make public firm quotes in respect of bonds, structured finance products, emission allowances and derivatives
Article 20.Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
Article 21.Post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives
Article 22.Providing information for the purposes of transparency and other calculations
Article 28.Obligation to trade on regulated markets, MTFs or OTFs
Article 29.Clearing obligation for derivatives traded on regulated markets and timing of acceptance for clearing
Article 33.Mechanism to avoid duplicative or conflicting rules
Article 34.Register of derivatives subject to the trading obligation
TITLE VI NON-DISCRIMINATORY CLEARING ACCESS FOR FINANCIAL INSTRUMENTS
TITLE VII SUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS
Directive 2014/65/EU – EU Regulations made under Title II
1.Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying...
2.Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing...
3.Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing...
4.Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing...
5.Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing...
6.Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing...
7.Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing...
8.Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying...
9.Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing...
10.Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing...
11.Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying...
12.Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing...
Transfer of Functions to the Treasury and Regulators
PART 1 Directive functions transferred to the Treasury
2.To specify— (a) the derivative contracts referred to in paragraph...
3.To make further provision in relation to the criteria set...
4.To specify the concrete organisational requirements equivalent to those set...
5.To define the steps that investment firms might reasonably be...
6.To establish appropriate criteria for determining the types of conflict...
7.(1) To ensure that investment firms comply with the principles...
8.(1) To determine whether the legal and supervisory framework of...
9.(1) To ensure that investment firms comply with the principles...
10.To make provision concerning— (a) the criteria for determining the...
11.To define— (a) the conditions and nature of the procedures...
12.To specify— (a) the procedures to be followed by eligible...
13.To determine circumstances that trigger an information requirement, as referred...
14.To specify further the requirements laid down in rule 5.10.2...
15.To list situations constituting significant damage to investors' interests and...
16.To specify the thresholds referred to in paragraph 7BB(2)(a) of...
17.To clarify what constitutes a reasonable commercial basis—
PART 2 Powers to make technical standards transferred to the FCA
19.(1) To specify the criteria for establishing when an activity...
20.To determine— (a) the specific content, the format and the...
21.To specify further the cases in which the connection between...
22.To determine the format and timing of communications and publications...
23.To specify further— (a) the requirements to ensure trading systems...
24.To specify minimum tick sizes or tick size regimes for...
25.To specify minimum tick sizes or tick size regimes for...
27.To specify the characteristics of different classes of financial instruments...
29.To specify further the cases in which the connection between...
31.(1) To determine the methodology for calculation which will be...
32.To determine— (a) the criteria and methods for determining whether...
33.To determine the format of the weekly reports referred to...
34.To determine— (a) the information to be provided to the...
35.To determine common formats, data standards and technical arrangements facilitating...
37.To determine data standards and formats for the information to...
PART 3 Powers to make technical standards transferred to the PRA and the FCA
41.To develop standard forms, templates and procedures for the notification...
42.To establish an exhaustive list of information to be included...
43.To determine standard forms, templates and procedures for the modalities...
44.To specify the following— (a) the details of organisational requirements...
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