Chwilio Deddfwriaeth

Regulation (EU) 2015/2365 of the European Parliament and of the CouncilDangos y teitl llawn

Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

 Help about what version

Pa Fersiwn

 Help about UK-EU Regulation

Legislation originating from the EU

When the UK left the EU, legislation.gov.uk published EU legislation that had been published by the EU up to IP completion day (31 December 2020 11.00 p.m.). On legislation.gov.uk, these items of legislation are kept up-to-date with any amendments made by the UK since then.

Close

Mae hon yn eitem o ddeddfwriaeth sy’n deillio o’r UE

Mae unrhyw newidiadau sydd wedi cael eu gwneud yn barod gan y tîm yn ymddangos yn y cynnwys a chyfeirir atynt gydag anodiadau.Ar ôl y diwrnod ymadael bydd tair fersiwn o’r ddeddfwriaeth yma i’w gwirio at ddibenion gwahanol. Y fersiwn legislation.gov.uk yw’r fersiwn sy’n weithredol yn y Deyrnas Unedig. Y Fersiwn UE sydd ar EUR-lex ar hyn o bryd yw’r fersiwn sy’n weithredol yn yr UE h.y. efallai y bydd arnoch angen y fersiwn hon os byddwch yn gweithredu busnes yn yr UE. EUR-Lex Y fersiwn yn yr archif ar y we yw’r fersiwn swyddogol o’r ddeddfwriaeth fel yr oedd ar y diwrnod ymadael cyn cael ei chyhoeddi ar legislation.gov.uk ac unrhyw newidiadau ac effeithiau a weithredwyd yn y Deyrnas Unedig wedyn. Mae’r archif ar y we hefyd yn cynnwys cyfraith achos a ffurfiau mewn ieithoedd eraill o EUR-Lex. The EU Exit Web Archive legislation_originated_from_EU_p3

Changes to legislation:

There are outstanding changes not yet made to Regulation (EU) 2015/2365 of the European Parliament and of the Council. Those changes will be listed when you open the content using the Table of Contents below. Any changes that have already been made to the legislation appear in the content and are referenced with annotations. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the affected provisions when you open the content using the Table of Contents below.

View outstanding changes

Changes and effects yet to be applied to :

Newidiadau ac effeithiau heb eu gweithredu eto ar yr eitem ddeddfwriaeth gyfan a’r darpariaethau cysylltiedig.

  1. Introductory Text

  2. CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS

    1. Article 1.Subject matter

    2. Article 2.Scope

    3. Article 3.Definitions

  3. CHAPTER II TRANSPARENCY OF SFTS

    1. Article 4.Reporting obligation and safeguarding in respect of SFTs

  4. CHAPTER III REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY

    1. Article 5.Registration of a trade repository

    2. Article 6.Notification of and consultation with competent authorities prior to registration or extension of registration

    3. Article 7.Examination of the application

    4. Article 8.Notification of ESMA decisions relating to registration or extension of registration

    5. Article 9.Powers of ESMA

    6. Article 10.Withdrawal of registration

    7. Article 11.Supervisory fees

    8. Article 12.Transparency and availability of data held in a trade repository

  5. CHAPTER IV TRANSPARENCY TOWARDS INVESTORS

    1. Article 13.Transparency of collective investment undertakings in periodical reports

    2. Article 14.Transparency of collective investment undertakings in pre-contractual documents

  6. CHAPTER V TRANSPARENCY OF REUSE

    1. Article 15.Reuse of financial instruments received under a collateral arrangement

  7. CHAPTER VI SUPERVISION AND COMPETENT AUTHORITIES

    1. Article 16.Designation and powers of competent authorities

    2. Article 17.Cooperation between competent authorities

    3. Article 18.Professional secrecy

  8. CHAPTER VII RELATIONSHIP WITH THIRD COUNTRIES

    1. Article 19.Equivalence and recognition of trade repositories

    2. Article 20.Indirect access to data between authorities

    3. Article 21.Equivalence of reporting

  9. CHAPTER VIII ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES

    1. Article 22.Administrative sanctions and other administrative measures

    2. Article 23.Determination of administrative sanctions and other administrative measures

    3. Article 24.Reporting of infringements

    4. Article 25.Exchange of information with ESMA

    5. Article 26.Publication of decisions

    6. Article 27.Right of appeal

    7. Article 28.Sanctions and other measures for the purpose of Articles 13 and 14

  10. CHAPTER IX REVIEW

    1. Article 29.Reports and review

  11. CHAPTER X FINAL PROVISIONS

    1. Article 30.Exercise of delegated powers

    2. Article 31.Committee procedure

    3. Article 32.Amendments to Regulation (EU) No 648/2012

    4. Article 33.Entry into force and application

  12. Signature

    1. ANNEX

      1. Section A – Information to be provided in the UCITS half-yearly and annual reports and the AIF’s annual report

        1. Global data:

        2. Concentration data:

        3. Aggregate transaction data for each type of SFTs and total...

        4. Data on reuse of collateral:

        5. Safekeeping of collateral received by the collective investment undertaking as...

        6. Safekeeping of collateral granted by the collective investment undertaking as...

      2. Section B – Information to be included in the UCITS Prospectus and AIF disclosure to investors:

Yn ôl i’r brig

Options/Help

Print Options

Close

Mae deddfwriaeth ar gael mewn fersiynau gwahanol:

Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.

Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE): Mae'r wreiddiol version of the legislation as it stood when it was first adopted in the EU. No changes have been applied to the text.

Close

Dewisiadau Agor

Dewisiadau gwahanol i agor deddfwriaeth er mwyn gweld rhagor o gynnwys ar y sgrin ar yr un pryd

Close

Rhagor o Adnoddau

Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:

  • y PDF print gwreiddiol y fel adopted version that was used for the EU Official Journal
  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • pob fformat o’r holl ddogfennau cysylltiedig
  • slipiau cywiro
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
Close

Llinell Amser Newidiadau

Mae’r llinell amser yma yn dangos y fersiynau gwahanol a gymerwyd o EUR-Lex yn ogystal ag unrhyw fersiynau dilynol a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig.

Cymerir dyddiadau fersiynau’r UE o ddyddiadau’r dogfennau ar EUR-Lex ac efallai na fyddant yn cyfateb â’r adeg pan ddaeth y newidiadau i rym ar gyfer y ddogfen.

Ar gyfer unrhyw fersiynau a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig, bydd y dyddiad yn cyd-fynd â’r dyddiad cynharaf y daeth y newid (e.e. ychwanegiad, diddymiad neu gyfnewidiad) a weithredwyd i rym. Am ragor o wybodaeth gweler ein canllaw i ddeddfwriaeth ddiwygiedig ar Ddeall Deddfwriaeth.

Close

Rhagor o Adnoddau

Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:

  • y PDF print gwreiddiol y fel adopted fersiwn a ddefnyddiwyd am y copi print
  • slipiau cywiro

liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys

  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • manylion rhoi grym a newid cyffredinol
  • pob fformat o’r holl ddogfennau cysylltiedig
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill