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Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (Text with EEA relevance)
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Commission Delegated Regulation (EU) 2017/576 is up to date with all changes known to be in force on or before 20 October 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2017 No. 576 may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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Equities — Shares & Depositary Receipts
Tick size liquidity bands 5 and 6 (from 2 000 trades per day)
Tick size liquidity bands 3 and 4 (from 80 to 1 999 trades per day)
Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)
Debt instruments
Bonds
Money markets instruments
Interest rates derivatives
Futures and options admitted to trading on a trading venue
Swaps, forwards, and other interest rates derivatives
credit derivatives
Futures and options admitted to trading on a trading venue
Other credit derivatives
currency derivatives
Futures and options admitted to trading on a trading venue
Swaps, forwards, and other currency derivatives
Structured finance instruments
Equity Derivatives
Options and Futures admitted to trading on a trading venue
Swaps and other equity derivatives
Securitized Derivatives
Warrants and Certificate Derivatives
Other securitized derivatives
Commodities derivatives and emission allowances Derivatives
Options and Futures admitted to trading on a trading venue
Other commodities derivatives and emission allowances derivatives
Contracts for difference
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)
Emission allowances
Other instruments
Class of Instrument | |||||
Notification if < 1 average trade per business day in the previous year | Y/N | ||||
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
---|---|---|---|---|---|
Name and Venue Identifier (MIC or LEI) | |||||
Name and Venue identifier (MIC or LEI) | |||||
Name and venue identifier (MIC or LEI) | |||||
Name and venue identifier (MIC or LEI) | |||||
Name and venue identifier (MIC or LEI) |
Class of Instrument | |||||
Notification if < 1 average trade per business day in the previous year | Y/N | ||||
Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
---|---|---|---|---|---|
Name and Venue Identifier(MIC or LEI) | |||||
Name and Venue identifier(MIC or LEI) | |||||
Name and venue identifier(MIC or LEI) | |||||
Name and venue identifier(MIC or LEI) | |||||
Name and venue identifier(MIC or LEI) |
Class of Instrument | ||
Notification if < 1 average trade per business day in the previous year | Y/N | |
Top 5 Venues ranked in terms of volume (descending order) | Proportion of volume executed as a percentage of total in that class | Proportion of orders executed as percentage of total in that class |
---|---|---|
Name and Venue Identifier(MIC or LEI) | ||
Name and Venue identifier(MIC or LEI) | ||
Name and venue identifier(MIC or LEI) | ||
Name and venue identifier(MIC or LEI) | ||
Name and venue identifier(MIC or LEI) |
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