- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (27/03/2012)
- Gwreiddiol (Fel y'i Deddfwyd)
Financial Services and Markets Act 2000 is up to date with all changes known to be in force on or before 28 August 2024. There are changes that may be brought into force at a future date.
Changes and effects yet to be applied by the editorial team are only applicable when viewing the latest version or prospective version of legislation. They are therefore not accessible when viewing legislation as at a specific point in time. To view the ‘Changes to Legislation’ information for this provision return to the latest version view using the options provided in the ‘What Version’ box above.
Part II Regulated And Prohibited Activities
Part III Authorisation and Exemption
Part IV Permission to Carry on Regulated Activities
Part V Performance of Regulated Activities
Transferable securities: public offers and admission to trading
Powers exercisable in case of infringement of transparency obligation
Part VIII Penalties for Market Abuse
Part XIII Incoming Firms: Intervention by Authority
194. General grounds on which power of intervention is exercisable.
194A.Contravention by relevant EEA firm with UK branch of requirement under markets in financial instruments directive: Authority primarily responsible for securing compliance
195A.Contravention by relevant EEA firm or EEA UCITS of directive requirements: home state regulator primarily responsible for securing compliance
Part XV The Financial Services Compensation Scheme
Part 15A Power to require FSCS manager to act in relation to other schemes
Part XVII Collective Investment Schemes
Part XVIII Recognised Investment Exchanges and Clearing Houses
Publication of information by recognised investment exchange
Chapter II Competition Scrutiny
Part 18A SUSPENSION AND REMOVAL OF FINANCIAL INSTRUMENTS FROM TRADING
313A.Authority's power to require suspension or removal of financial instruments from trading
313B.Suspension or removal of financial instruments from trading: procedure
313BB.Revocation of requirements: applications by institutions
313BC.Decisions on applications for revocation by institutions
313C.Notification in relation to suspension or removal of a financial instrument from trading
Part XX Provision of Financial Services by Members of the Professions
Part XXII Auditors and Actuaries
Part XXIII Public Record, Disclosure of Information and Co-operation
SCHEDULES
Further provision about the consumer financial education body
LIABILITY OF ISSUERS IN CONNECTION WITH PUBLISHED INFORMATION
1.Units (within the meaning in section 237(2)) in an open-ended...
2.Non-equity transferable securities issued by (a) the government of an...
4.Transferable securities unconditionally and irrevocably guaranteed by the government, or...
5.(1) Non-equity transferable securities, issued in a continuous or repeated...
6.Non-fungible shares of capital— (a) the main purpose of which...
Prohibitions and Restrictions imposed by OFFICE OF FAIR TRADING
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