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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

Changes over time for: Section 13

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InterpretationU.K.

13.  In this Part—

  • “pre-commencement information" means information which is subject to restrictions (with or without qualifications or exceptions) on disclosure by virtue of a pre-commencement provision;

  • “pre-commencement provision" means—

    (a)

    any provision in—

    (i)

    Schedule 2B to the Insurance Companies Act 1982 M1;

    (ii)

    Part VIII of the Financial Services Act 1986 M2;

    (iii)

    Part V of the Banking Act 1987 M3; or

    (iv)

    SRO rules;

    which imposes restrictions on the disclosure of information, or creates exceptions or qualifications to such restrictions; or

    (b)

    regulation 48 of the Investment Services Regulations 1995 M4;

  • “recognised self-regulating organisation" means a body which immediately before the coming into force of section 348 of the Act was a recognised self-regulating organisation within the meaning of section 8(1) of the Financial Services Act 1986, or a recognised self-regulating organisation for friendly societies within the meaning of Schedule 11 to that Act;

  • “SRO rules" means the rules of a recognised self-regulating organisation;

  • “transitional information" means information which immediately before the coming into force of section 19 of the Act was subject to restrictions on disclosure by virtue of a pre-commencement provision.

Marginal Citations

M4S.I. 1995/3275. Regulation 48 was amended by Regulation 11 of S.I. 1996/1669.

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