- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (20/04/2015)
- Gwreiddiol (a wnaed Fel)
The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 is up to date with all changes known to be in force on or before 25 December 2024. There are changes that may be brought into force at a future date.
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Chapter IV Dealing in Investments as Principal
Chapter VI Arranging Deals in Investments
28A.Arranging contracts , plans or agreements to which the arranger is a party
29A.Arrangements made in the course of administration by authorised person
30. Arranging transactions in connection with lending on the security of insurance policies
31. Arranging the acceptance of debentures in connection with loans
Chapter 6B Operating an Electronic System in Relation to Lending
CHAPTER VIIA Assisting in the Administration and Performance of a Contract of Insurance
Chapter X Collective Investment ...
Chapter 14A Regulated Credit Agreements
60C.Exempt agreements: exemptions relating to the nature of the agreement
60D.Exempt agreements: exemption relating to the purchase of land for non-residential purposes
60E.Exempt agreements: exemptions relating to the nature of the lender
60F.Exempt agreements: exemptions relating to number of repayments to be made
60G.Exempt agreements: exemptions relating to the total charge for credit
60H.Exempt agreements: exemptions relating to the nature of the borrower
60HA.Exempt agreements: exemptions not permitted under the mortgages directive
Chapter 14B Regulated Consumer Hire Agreements
Chapter XVII Exclusions Applying to Several Specified Kinds of Activity
67. Activities carried on in the course of a profession or non-investment business
68. Activities carried on in connection with the sale of goods or supply of services
70. Activities carried on in connection with the sale of a body corporate
71. Activities carried on in connection with employee share schemes
72B.Activities carried on by a provider of relevant goods or services
72D.Large risks contracts where risk situated outside the EEA
PART III SPECIFIED INVESTMENTS
PART V UNATHORISED PERSONS CARRYING ON INSURANCE MEDIATION ACTIVITIES
PART 1 SECTION C OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE
4.Options, futures, swaps, forward rate agreements and any other derivative...
5.Options, futures, swaps, forward rate agreements and any other derivative...
6.Options, futures, swaps, and any other derivative contracts relating to...
7.Options, futures, swaps, forwards and any other derivative contracts relating...
10.Options, futures, swaps, forward rate agreements and any other derivative...
PART 3 SECTION A OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE
MEANING OF “BORROWER” IN RELATION TO GREEN DEAL CREDIT AGREEMENTS
FUNCTIONS INCLUDED IN THE ACTIVITY OF MANAGING A UCITS: ANNEX II TO THE UCITS DIRECTIVE
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