- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
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2.Amendments of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
4.Arranging regulated home reversion plans and regulated home purchase plans
6.Exclusion where a person provides a means of communication between parties
7.Exclusion where the arranger is a party to the contract or plan
8.Exclusion of arrangements where transaction is with or through an authorised person
9.Exclusion made in the course of administration by an authorised person
10.Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
11.Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.
13.Advising on regulated home reversion plans and regulated home purchase plans
15.Exclusion of advice given in the course of administration by authorised person
18.Entering into and administering regulated home reversion plans and regulated home purchase plans
19.Exclusion of trustees, nominees and personal representatives
20.Exclusion of activities carried on in the course of a profession or non-investment business
22.Business Angel-led Enterprise Capital Funds: interpretation
29.Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
30.Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001
31.Amendments of the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
32.Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
34.Amendments of the Consumer Credit (Advertisement) Regulations 2004
35.Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
2.For the purposes of section 20 (authorised persons acting without...
3.A person’s interim permission is to be disregarded for the...
6.For the purposes of section 21(2) (restrictions on financial promotion),...
8.Subsection (3)(a) of section 213 (the compensation scheme) does not...
9.In article 29 of the Regulated Activities Order (arranging deals...
10.In sub-paragraph (a) of both paragraphs (2) and (3) of...
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