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The Undertakings for Collective Investment in Transferable Securities Regulations 2011

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Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).

  1. Introductory Text

  2. PART 1 Citation and Commencement

    1. 1.These Regulations may be cited as the Undertakings for Collective...

  3. PART 2 Amendments to the Financial Services and Markets Act 2000

    1. 2.Amendment of the Financial Services and Markets Act 2000

  4. PART 3 Amendments to secondary legislation

    1. 3.Amendment of the Open-Ended Investment Companies Regulations 2001

    2. 4.Amendment of the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001

    3. 5.Amendment of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

    4. 6.Amendment of the Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in other EEA States) Regulations 2001

  5. PART 4 MERGERS

    1. 7.Interpretation

    2. 8.(1) This Part applies to any reconstruction or amalgamation involving...

    3. 9.Application for authorisation

    4. 10.Modification of information

    5. 11.Report by depositary or auditor

    6. 12.Right of redemption

    7. 13.Consequences of a merger

    8. 14.Publication of a merger

  6. PART 5 DIVISIONS

    1. 15.Division of a master UCITS

  7. PART 6 CONSEQUENTIAL AMENDMENTS AND REVIEW

    1. 16.Consequential amendments

    2. 17.Review

  8. Signature

    1. SCHEDULE

      CONSEQUENTIAL AMENDMENTS

      1. 1.The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

      2. 2.The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001

      3. 3.The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

      4. 4.The Reporting of Savings Income Information Regulations 2003

      5. 5.The Financial Conglomerates and Other Financial Groups Regulations 2004

      6. 6.The Montserrat Reporting of Savings Income Information Order 2005

      7. 7.The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

      8. 8.The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009

  10. Explanatory Note

Yn ôl i’r brig

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