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The Financial Services (Omnibus 1 Directive) Regulations 2012
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- 2012 No. 916
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Changes over time for: The Financial Services (Omnibus 1 Directive) Regulations 2012 (Schedules only)
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SCHEDULEU.K.ORDERS SPECIFYING MATTERS IN RELATION TO WHICH THE TREASURY ARE DESIGNATED
Commencement Information
I1Sch. in force at 16.4.2012, see reg. 1
| Designation Order | Relevant matters |
|---|---|
The European Communities (Designation) (No. 4) Order 1992(1) | Measures relating to the publication of information about developments in the sphere of activity of a company or undertaking, whose securities are admitted to trading on a market, which may affect the price of that company’s or undertaking’s securities. |
| The European Communities (Designation) (No. 3) Order 1993(2) | Measures relating to investment firms and to the provision of investment services and to the operation of regulated markets and clearing or settlement systems. |
| The European Communities (Designation) Order 1994(3) | Measures relating to the movement of capital and to payments, between Member States and between Member States and countries which are not Member States. |
| The European Communities (Designation) (No. 4) Order 2000(4) | Measures relating to securities and rights in securities. |
| The European Communities (Designation) (No. 3) Order 2001(5) | Credit and financial institutions and the taking of deposits or other repayable funds from the public. |
| The European Communities (Designation) (No. 4) Order 2002(6) | Authorisation and regulation of insurance intermediaries. Collective investment in transferable securities and other liquid assets. |
| The European Communities (Designation) (No. 3) Order 2003(7) | The provision of cash, securities and interests in securities as collateral. |
| The European Communities (Designation) (No.5) Order 2004(8) | Insider dealing and market manipulation. |
| The European Communities (Designation) (No. 7) Order 2004(9) | The listing of securities on a stock exchange and information concerning listed securities. Prospectuses on offers of transferable securities to the public and admission of securities to trading on a regulated market. |
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