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The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016

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  1. Introductory Text

  2. PART 1 General

    1. 1.Citation and commencement

    2. 2.Interpretation

    3. 3.Designation of competent authority

    4. 4.Delayed public disclosure of inside information

    5. 5.Reporting contraventions of the market abuse regulation

    6. 6.Applications under the market abuse regulation

    7. 7.Notifications under the market abuse regulation

  3. PART 2 Amendments to the Financial Services and Markets Act 2000

    1. 8.Amendments to Part 6 of the 2000 Act

    2. 9.Amendments to Part 8 of the 2000 Act

    3. 10.Other amendments to the 2000 Act

  4. PART 3 Other amendments to legislation

    1. CHAPTER 1 Amendments to primary legislation

      1. 11.Criminal Justice Act 1993

      2. 12.Terrorism Act 2000

      3. 13.Criminal Justice and Police Act 2001

      4. 14.Proceeds of Crime Act 2002

      5. 15.Financial Services Act 2012

    2. CHAPTER 2 Amendments to secondary legislation

      1. 16.Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001

      2. 17.Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001

      3. 18.Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

      4. 19.Investment Recommendation (Media) Regulations 2005

      5. 20.Money Laundering Regulations 2007

      6. 21.Recognised Auction Platform Regulations 2011

      7. 22.Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

  5. PART 4 Miscellaneous

    1. 23.Review

  6. Signature

    1. SCHEDULE

      Reporting of actual or potential contraventions of the market abuse regulation to the FCA

      1. 1.Interpretation

      2. 2.FCA dedicated staff members

      3. 3.Information regarding the receipt of reports of contraventions and their follow up

      4. 4.Procedures applicable to reports of contraventions

      5. 5.Dedicated communication channels

      6. 6.Record-keeping of reports received

      7. 7.Protection of persons working under a contract of employment

      8. 8.Review of the procedures by FCA

  7. Explanatory Note

Yn ôl i’r brig

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