- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).
4.Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
5.Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
6.Occupational Pension Schemes (Investment) Regulations (Northern Ireland) 2005
8.Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations (Northern Ireland) 2010
10.Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017
11.Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
12.In regulation 2(1) (interpretation) at the appropriate place insert— “regulated...
13.In the closing words of regulation 5 (limitation on exempt...
14.In regulation 6 (requirements applying to exempt investment firms)—
15.In regulation 9 (third country firms with an EEA branch:...
16.In regulation 10 (FCA power to intervene in relation to...
17.In regulation 12(1)(b)(ii) (FCA power to intervene in third country...
18.In regulation 14(2) (third country firms: financial promotions)—
19.In regulation 15 (interpretation of Chapter 2) in the definition...
20.In regulation 20(2)(b) (ESMA opinions on position limits) for “amending”...
21.In regulation 21(6) (position limits affecting multiple EEA jurisdictions) —...
22.In regulation 22(2)(b) (cooperation with other competent authorities regarding position...
23.In regulation 25(6) (procedure in exceptional cases) after “website” omit...
24.After regulation 28 (FCA power to intervene) insert— Cooperation with...
25.In regulation 29(2) (interpretation of Part 3) at the appropriate...
26.In the opening words of regulation 30(2) (algorithmic trading) after...
27.In regulation 31(provision of information to the FCA concerning algorithmic...
28.In regulation 32(9) (direct electronic access)— (a) in sub-paragraph (a)...
29.In regulation 40 (removal of persons from management boards: procedure)—...
30.In regulation 33(1) (provision of information to the FCA concerning...
31.In regulation 42 (provision of information to ESMA about multilateral...
32.In regulation 45(1) (provision of information to ESMA regarding sanctions...
33.In regulation 46(2) (provision of information to other competent authorities...
34.In paragraph 41 of Schedule 2 (amendments to the Financial...
35.In paragraph 42(4) of Schedule 2 (amendments to the Financial...
37.Sub-paragraphs 9(2)(b) and (c) of Schedule 4 (amendments to other...
38.In paragraph 8 of Schedule 5 (amendments to other secondary...
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys