- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
The Capital Requirements (Amendment) (EU Exit) Regulations 2019 (revoked)
You are here:
Pa Fersiwn
Nodweddion Uwch
- Dangos Graddfa Ddaearyddol(e.e. Lloegr, Cymru, Yr Alban aca Gogledd Iwerddon)
- Dangos Llinell Amser Newidiadau
Dewisiadau Agor
Rhagor o Adnoddau
Status:
This version of this part contains provisions that are prospective.
Status
The term provision is used to describe a definable element in a piece of legislation that has legislative effect – such as a Part, Chapter or section. A version of a provision is prospective either:
- where the provision (Part, Chapter or section) has never come into force or;
- where the text of the provision is subject to change, but no date has yet been appointed by the appropriate person or body for those changes to come into force.
Commencement Orders listed in the ‘Changes to Legislation’ box as not yet applied may bring this prospective version into force.
Changes to legislation:
There are currently no known outstanding effects for the The Capital Requirements (Amendment) (EU Exit) Regulations 2019 (revoked), PART 3.
Changes to Legislation
Revised legislation carried on this site may not be fully up to date. At the current time any known changes or effects made by subsequent legislation have been applied to the text of the legislation you are viewing by the editorial team. Please see ‘Frequently Asked Questions’ for details regarding the timescales for which new effects are identified and recorded on this site.
F1PART 3U.K.Amendment of retained direct EU law
Textual Amendments
F1Regulations revoked (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 3(b), Sch.
Amendments to the Capital Requirements RegulationU.K.
F18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 1 (scope)U.K.
F19. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 2 (supervisory powers)U.K.
F110. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 4 (definitions)U.K.
F111. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 4A (definitions: regulators' rules)U.K.
F112. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 6 (general principles)U.K.
F113. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 11 (general treatment)U.K.
F114. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 12a (consolidated calculation for G-SIIs with multiple resolution entities)U.K.
F115. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 13 (application of disclosure requirements on a consolidated basis)U.K.
F116. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 18 (methods of prudential consolidation)U.K.
F117. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 26 (Common Equity Tier 1 items)U.K.
F118. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 28 (Common Equity Tier 1 instruments)U.K.
F119. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 36 (deductions from Common Equity Tier 1 items)U.K.
F120. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 47c (deduction for non-performing exposures)U.K.
F121. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 52 (additional Tier 1 instruments)U.K.
F122. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 54 (write down or conversion of Additional Tier 1 instruments)U.K.
F123. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 63 (Tier 2 instruments)U.K.
F124. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 72a (eligible liabilities items)U.K.
F125. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 72b (eligible liabilities instruments)U.K.
F126. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 72e (deductions from eligible liabilities items)U.K.
F127. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 78 (supervisory permission to reduce own funds)U.K.
F128. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 78a (permission to reduce eligible liabilities instruments)U.K.
F129. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 81 (minority interests that qualify for inclusion in consolidated Common Equity Tier 1 capital)U.K.
F130. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 82 (qualifying Additional Tier 1, Tier 1, Tier 2 capital and qualifying own funds)U.K.
F131. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 92a (requirements for own funds and eligible liabilities for G-SIIs)U.K.
F132. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 92b (requirement for own funds and eligible liabilities for non-EU G-SIIs)U.K.
F133. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 117 (exposures to multilateral development banks)U.K.
F134. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 118 (exposures to international organisations)U.K.
F135. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 124 (exposures secured by mortgages on immovable property)U.K.
F136. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 132a (approaches for calculating risk-weighted exposure amounts of CIUs)U.K.
F137. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 164 (loss given default (LGD))U.K.
F138. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 277 (transactions with a linear risk profile)U.K.
F139. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 279a (supervisory delta)U.K.
F140. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325 (approaches for calculating the own funds requirements for market risk)U.K.
F141. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325g (own funds requirements for curvature risk)U.K.
F142. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325h (aggregation of risk-class specific own funds requirements for delta, vega and curvature risks)U.K.
F143. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325i (treatment of index instruments and multi-underlying options)U.K.
F144. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325j (treatment of collective investment undertakings)U.K.
F145. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325u (own funds requirements for residual risks)U.K.
F146. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325w (gross jump-to-default amounts)U.K.
F147. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325ae (risk weights for general interest rate risk)U.K.
F148. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325ag (correlations across buckets for general interest rate risk)U.K.
F149. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325ah (risk weights for credit spread risk for non-securitisations)U.K.
F150. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325ak (risk weights for credit spread risk for securitisations included in the ACTP)U.K.
F151. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325ap (risk weights for equity risk)U.K.
F152. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325as (risk weights for commodity risk)U.K.
F153. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325av (risk weights for foreign exchange risk)U.K.
F154. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325az (alternative internal model approach and permission to use alternative internal models)U.K.
F155. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bc (partial expected shortfall calculations)U.K.
F156. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bd (liquidity horizons)U.K.
F157. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325be (assessment of the modellability of risk factors)U.K.
F158. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bf (regulatory back-testing requirements and multiplication factors)U.K.
F159. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bg (profit and loss attribution requirement)U.K.
F160. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bh (requirements on risk measurement)U.K.
F161. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bk (calculation of stress scenario risk measure)U.K.
F162. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325bp (particular requirements for an internal default risk model)U.K.
F163. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 390 (calculation of the exposure value)U.K.
F164. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 391 (definition of an institution for large exposures purposes)U.K.
F165. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 394 (reporting requirements)U.K.
F166. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 396 (compliance with large exposures requirements)U.K.
F167. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 403 (substitution approach)U.K.
F168. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 415 (reporting obligation and reporting format)U.K.
F169. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 419 (currencies with constraints on the availability of liquid assets)U.K.
F170. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 430 (reporting on prudential requirements and financial information)U.K.
F171. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 430b (specific reporting requirements for market risk)U.K.
F172. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 430c (feasibility report on the integrated reporting system)U.K.
F173. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 434a (uniform disclosure formats)U.K.
F174. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 460 (liquidity)U.K.
F175. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 461a (alternative standardised approach for market risk)U.K.
F176. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 497 (own funds requirements for exposures to CCPs)U.K.
F177. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 500 (adjustment for massive disposals)U.K.
F178. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 501a (adjustment to own funds requirements for credit risk for exposures to entities that operate or finance physical structures or facilities, systems and networks that provide or support essential public services)U.K.
F179. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 501b (derogation from reporting requirements)U.K.
F180. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 519c (compliance tool)U.K.
F181. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Options/Help
Print Options
PrintThe Whole Instrument
PrintThis Part only
Mae deddfwriaeth ar gael mewn fersiynau gwahanol:
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Gweler y wybodaeth ychwanegol ochr yn ochr â’r cynnwys
Rhychwant ddaearyddol: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.
Dangos Llinell Amser Newidiadau: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.
Dewisiadau Agor
Dewisiadau gwahanol i agor deddfwriaeth er mwyn gweld rhagor o gynnwys ar y sgrin ar yr un pryd
Memorandwm Esboniadol
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Rhagor o Adnoddau
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
- y PDF print gwreiddiol y fel deddfwyd fersiwn a ddefnyddiwyd am y copi print
- rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
- manylion rhoi grym a newid cyffredinol
- pob fformat o’r holl ddogfennau cysylltiedig
- slipiau cywiro
- dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
Llinell Amser Newidiadau
This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.
Rhagor o Adnoddau
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
- y PDF print gwreiddiol y fel gwnaed fersiwn a ddefnyddiwyd am y copi print
- slipiau cywiro
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys
- rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
- manylion rhoi grym a newid cyffredinol
- pob fformat o’r holl ddogfennau cysylltiedig
- dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
Mae’r holl gynnwys ar gael dan Drwydded Llywodraeth Agored v3.0 ac eithrio ble nodir yn wahanol. Yn ychwanegol mae’r safle hwn â chynnwys sy’n deillio o EUR-Lex, a ailddefnyddiwyd dan delerau Penderfyniad y Comisiwn 2011/833/EU ar ailddefnyddio dogfennau o sefydliadau’r UE. Am ragor o wybodaeth gweler ddatganiad cyhoeddus Swyddfa Gyhoeddiadau’r UE ar ailddefnyddio.