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Regulation 3
Commencement Information
I1Sch. in force at made date
Financial Markets and Insolvency (Settlement Finality) (Revocation) Regulations 2001 (S.I. 2001/1349)
Financial Services (EEA Passport Rights) Regulations 2001 (S.I. 2001/1376)
Public Offers of Securities (Exemptions) Regulations 2001 (S.I. 2001/2955)
Electronic Commerce Directive (Financial Services and Markets) (Amendment) Regulations 2002 (S.I. 2002/2015)
Insurance Mediation Directive (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/1473)
Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066)
Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004 (S.I. 2004/3379)
Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 (S.I. 2005/381)
Prospectus Regulations 2005 (S.I. 2005/1433)
Financial Services (EEA State) Regulations 2007 (S.I. 2007/108)
Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126)
Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007 (S.I. 2007/2160)
Financial Services and Markets Act 2000 (Motor Insurance) Regulations 2007 (S.I. 2007/2403)
Reinsurance Directive Regulations 2007 (S.I. 2007/3253)
Financial Services and Markets Act 2000 (Reinsurance Directive) Order 2007 (S.I. 2007/3254)
Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007 (S.I. 2007/3255)
Friendly Societies Act 1992 (Accounts, Audit and EEA State Amendments) Order 2008 (S.I. 2008/1140)
Building Societies (Accounts and Related Provisions) (Amendment) Regulations 2008 (S.I. 2008/1143)
Friendly Societies (Accounts and Related Provisions) (Amendment) Regulations 2008 (S.I. 2008/1144)
Financial Services and Markets Act 2000 (Market Abuse) Regulations 2008 (S.I. 2008/1439)
The Financial Services and Markets Act 2000 (Amendment of section 323) Regulations 2008 (S.I. 2008/1469)
Building Societies Act 1986 (Accounts, Audit and EEA State Amendments) Order 2008 (S.I. 2008/1519)
Regulated Covered Bonds (Amendment) Regulations 2008 (S.I. 2008/1714)
Definition of Financial Instrument Order 2008 (S.I. 2008/3053)
Payment Services Regulations 2009 (S.I. 2009/209)
Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (S.I. 2009/534)
Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (S.I. 2009/2461)
Payment Services (Amendment) Regulations 2009 (S.I. 2009/2475)
Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009 (S.I. 2009/3128)
Consumer Credit (EU Directive) Regulations 2010 (S.I. 2010/1010)
Financial Services and Markets Act 2000 (Amendments to Part 18A etc.) Regulations 2010 (S.I. 2010/1193)
Consumer Credit (Amendment) Regulations 2010 (S.I. 2010/1969)
Prospectus Regulations 2011 (S.I. 2011/1668)
Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 (S.I. 2011/2928)
Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916)
Prospectus Regulations 2012 (S.I. 2012/1538)
Payment Services Regulations 2012 (S.I. 2012/1791)
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2012 (S.I. 2012/1906)
Undertakings for Collective Investment in Transferable Securities (Amendment) Regulations 2012 (S.I 2012/2015)
Prospectus Regulations 2013 (S.I. 2013/1125)
Financial Conglomerates and Other Financial Groups (Amendment) Regulations 2013 (S.I. 2013/1162)
F1...
Companies and Partnerships (Accounts and Audit) Regulations 2013 (S.I. 2013/2005)
Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2014 (S.I. 2014/905)
Financial Services and Markets Act 2000 (Market Abuse) Regulations 2014 (S.I. 2014/3081)
Payments to Governments and Miscellaneous Provisions Regulations 2014 (S.I. 2014/3293)
Bank Recovery and Resolution Order 2014 (S.I. 2014/3329)
Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2015 (S.I. 2015/348)
Payment Services (Amendment) Regulations 2015 (S.I. 2015/422)
Transparency Regulations 2015 (S.I. 2015/1755)
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 3) Order 2015 (S.I. 2015/1863)
Undertakings for Collective Investment in Transferable Securities Regulations 2016 (S.I. 2016/225)
Financial Services and Markets (Disclosure of Information to the European Securities and Markets Authority etc. and Other Provisions) Regulations 2016 (S.I. 2016/1095)
Companies Act 2006 (Distributions of Insurance Companies) Regulations 2016 (S.I. 2016/1194)
Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No. 2) Regulations 2017 (S.I. 2017/1255)
Alternative Investment Fund Managers (Amendment) Regulations 2018 (S.I. 2018/134)
Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018 (S.I. 2018/546)
Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018 (S.I. 2018/786)
Friendly Societies (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1039)
Building Societies Legislation (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1187)
Banks and Building Societies (Priorities on Insolvency) Order 2018 (S.I. 2018/1244)
Bank of England (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1297)
Short Selling (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1321)
Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401)
Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403)
Interchange Fee (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/284)
Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310)
Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328)
Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/336)
Money Market Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/394)
Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019 (S.I 2019/403)
Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 (S.I. 2019/405)
Financial Regulators’ Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576)
Securitisation (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/660)
Payment Accounts (Amendment) (EU Exit) Regulations 2019 (S.I 2019/661)
Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/662)
Insurance Distribution (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/663)
Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681)
Financial Services and Markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 (S.I. 2019/755)
Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1010)
Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2019 (S.I. 2019/1031)
Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/1212)
Capital Requirements (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1232)
Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233)
Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390)
Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1416)
Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56)
Financial Services and Markets Act 2000 (Central Counterparties, Investment Exchanges, Prospectus and Benchmarks) (Amendment) Regulations 2020 (S.I. 2020/117)
Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628)
Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 (S.I. 2020/646)
Payment Services and Electronic Money (Amendment) Regulations 2020 (S.I. 2020/1275)
Bank Recovery and Resolution (Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1350)
Solvency 2 (Credit Risk Adjustment) Regulations 2021 (S.I. 2021/463)
Capital Requirements Regulation (Amendment) (EU Exit) Regulations 2021 (S.I. 2021/558)
Financial Markets and Insolvency (Transitional Provision) (EU Exit) (Amendment) Regulations 2021 (S.I. 2021/782)
Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021 (S.I. 2021/1074)
Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2021 (S.I. 2021/1252)
Solvency 2 (Group Supervision) (Amendment) Regulations 2021 (S.I. 2021/1408)
Textual Amendments
F1Words in Sch. omitted (26.8.2023) by virtue of The Financial Services and Markets Act 2023 (Commencement No. 3) (Amendment) Regulations 2023 (S.I. 2023/937), regs. 1(1), 2
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