- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
The Prospectus (Amendment etc.) (EU Exit) Regulations 2019
You are here:
- Offerynnau Statudol y Deyrnas Unedig
- 2019 No. 1234
- Schedules only
Pa Fersiwn
Nodweddion Uwch
- Dangos Graddfa Ddaearyddol(e.e. Lloegr, Cymru, Yr Alban aca Gogledd Iwerddon)
- Dangos Llinell Amser Newidiadau
Rhagor o Adnoddau
Changes over time for: The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (Schedules only)
Alternative versions:
Changes to legislation:
The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 is up to date with all changes known to be in force on or before 23 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
Changes to Legislation
Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.
Changes and effects yet to be applied to :
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
Regulation 70
SCHEDULEU.K.Amendments of Annexes to Commission Delegated Regulation (EU) 2019/980
1. In the List of Annexes, for each of the headings in Part D, for “EU” substitute “ UK ”.U.K.
Commencement Information
I1Sch. para. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
2.—(1) Annex 1 is amended as follows.U.K.
(2) In item 7.1.2, for “management report referred to in Articles 19 and 29 of Directive 2013/34/EU” substitute “directors' report required by section 415 of the Companies Act 2006” M1.
(3) In item 17.1, in the first paragraph—
(a)for “the Standards adopted in accordance with the Regulation (EC) No 1606/2002 of the European Parliament and of the Council” substitute “ UK-adopted international accounting standards ”;
(b)for “the respective standard adopted under Regulation (EC) No 1606/2002” substitute “ UK-adopted international accounting standards ”.
(4) In item 18.1.3, for the words from “according to International” to the end substitute “ in accordance with Article 23a ”.
(5) In item 18.1.4, for “Regulation (EC) 1606/2002” substitute “ UK-adopted international accounting standards ”.
(6) In item 18.2.1, for “Regulation (EC) 1606/2002” in both places it occurs, substitute “ section 403 of the Companies Act 2006 ”M2 .
(7) In item 18.3.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)for “a Member State” substitute “ the United Kingdom ”.
Commencement Information
I2Sch. para. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
Marginal Citations
M12006 c.46. Section 415 was amended by S.I. 2015/980.
M2Section 403 was amended by S.I. 2012/2301 and 2019/145 and 685.
3.—(1) Annex 3 is amended as follows.U.K.
(2) In item 10.1, in the first paragraph—
(a)for “the Standards adopted in accordance with Regulation (EC) No 1606/2002” substitute “ UK-adopted international accounting standards ”;
(b)for “the respective standard adopted according to Regulation (EC) No 1606/2002” substitute “ UK-adopted international accounting standards ”.
(3) In item 11.2.1—
(i)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(ii)for “a Member State” substitute “ the United Kingdom ”.
Commencement Information
I3Sch. para. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
4.—(1) Annex 6 is amended as follows.U.K.
(2) In item 11.1.3, for the words from “according to International” to the end substitute “ in accordance with Article 23a ”.
(3) In item 11.2.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)for “Regulation (EC) 1606/2002” in both places it occurs, substitute “ section 403 of the Companies Act 2006 ”.
(4) In item 11.3.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)for “a Member State” substitute “ the United Kingdom ”.
Commencement Information
I4Sch. para. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
5.—(1) Annex 7 is amended as follows.U.K.
(2) In item 11.1.3—
(a)in the first paragraph, for the words from “according to International” to the end of that paragraph substitute “ in accordance with Article 23a(1) to (5) ”;
(b)omit the second paragraph;
(c)in the third paragraph—
(i)in point (a)—
(aa)for “International Financial Reporting Standards as endorsed in the Union based on Regulation (EC) 1606/2002” substitute “ UK-adopted international accounting standards ”;
(bb)for “Regulation (EC) 1606/2002” the second time it occurs, substitute “ UK-adopted international accounting standards ”;
(ii)in point (b), for “Regulation (EC) 1606/2002 as adopted by the Union” substitute “ UK-adopted international accounting standards ”.
(3) In item 11.2.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)for “a Member State” substitute “ the United Kingdom ”.
Commencement Information
I5Sch. para. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
6. In Annex 8, in item 10.2.1—U.K.
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
[F1(b)in the second paragraph, for “a Member State” substitute “ the United Kingdom ”.]
Textual Amendments
F1Sch. para. 6(b) substituted (31.12.2020 immediately before IP completion day) by The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(3), 17(6)(a)
Commencement Information
I6Sch. para. 6 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
7.—(1) Annex 9 is amended as follows.U.K.
(2) In item 8.2.2, for the words from “according to International” to the end substitute “ in accordance with Article 23a ”.
(3) In item 8.2.a.1—
(a)in the first paragraph, for the words from “according to International” to the end of that paragraph substitute “ in accordance with Article 23a(1) to (5) ”;
(b)omit the second paragraph;
(c)in the third paragraph—
(i)in point (a)—
(aa)for “Regulation (EC) 1606/2002 as adopted by the Union” substitute “ UK-adopted international accounting standards ”;
(bb)for “Regulation (EC) 1606/2002” the second time it occurs, substitute “ UK-adopted international accounting standards ”;
(ii)in point (b), for “Regulation (EC) 1606/2002 as adopted by the Union” substitute “ UK-adopted international accounting standards ”.
(4) In item 8.2.a.3—
(i)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(ii)for “a Member State” substitute “ the United Kingdom ”.
Commencement Information
I7Sch. para. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
[F27A. Omit Annex 10.]U.K.
Textual Amendments
F2Sch. para. 7A inserted (31.12.2020 immediately before IP completiton day) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 66(3)(a)
Commencement Information
I8Sch. para. 7A in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
8.—(1) Annex 11 is amended as follows.U.K.
(2) In item 4.11, for “Member State” insert “ home country ”.
(3) In item 4.12, before “Directive” insert “ the UK law which implemented ”.
Commencement Information
I9Sch. para. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
9. In Annex 12, in item 4.5, for “Member State” insert “ home country ”.U.K.
Commencement Information
I10Sch. para. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
10.—(1) Annex 13 is amended as follows.U.K.
(2) In item 1.13, for “Member State” insert “ home country ”.
(3) In item 1.16, before “Directive” insert “ the UK law which implemented ”.
(4) In item 2.12, for “Member State” insert “ home country ”.
Commencement Information
I11Sch. para. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
11.—(1) Annex 14 is amended as follows.U.K.
(2) In item 2.1, before “Directive” insert “ the UK law which implemented ”.
(3) In item 4.6, before “Directive” insert “ the UK law which implemented ”.
(4) In item 4.15, for “Member State” substitute “ home country ”.
(5) In item 5.3.1, point (c), before “Directive” insert “ the UK law which implemented ”.
Commencement Information
I12Sch. para. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
12.—(1) Annex 15 is amended as follows.U.K.
(2) In item 2.1, before “Directive” insert “ the UK law which implemented ”;
(3) In item 4.6, before “Directive” insert “ the UK law which implemented ”.
Commencement Information
I13Sch. para. 12 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
13.—(1) Annex 16 is amended as follows.U.K.
(2) In item 2.1, before “Directive” insert “ the UK law which implemented ”.
(3) In item 4.5, for “Member State” insert “ home country ”.
(4) In item 4.7, before “Directive” insert “ the UK law which implemented ”.
(5) In item 5.3.1, in point (c), before “Directive” insert “ the UK law which implemented ”.
Commencement Information
I14Sch. para. 13 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
14. In Annex 17, in item 2.2.2, in the 5th point before item 2.2.3, for “ESMA” substitute “ the FCA ”.U.K.
Commencement Information
I15Sch. para. 14 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
15. In Annex 18. in item 2.1, for “EU” substitute “ UK ”.U.K.
Commencement Information
I16Sch. para. 15 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
16. In Annex 19, in items 1.1 and 1.2, for “ESMA” in each place it occurs, substitute “ FCA ”.U.K.
Commencement Information
I17Sch. para. 16 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
17. In Annex 22, omit item 1.4.U.K.
Commencement Information
I18Sch. para. 17 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
18.—(1) Annex 23 is amended as follows.U.K.
(2) In the heading and in item 1.4, for “EU” substitute “ UK ”.
(3) In item 1.5.1—
(i)for “the EU” in each place it occurs, substitute “ the UK ”
(ii)omit point (c).
(4) In items 2.3.1, 3.3 and 3.4.1, for “the EU” in each place it occurs, substitute “ the UK ”.
(5) In item 4.2, for “EU” substitute “ UK ”.
Commencement Information
I19Sch. para. 18 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
19.—(1) Annex 24 is amended as follows.U.K.
(2) In the heading, and in section 1, for “EU” substitute “ UK ”.
(3) In item 1.5, for “an EU” substitute “ a UK ”.
(4) For item 2.5, substitute—
“Operating and financial review (to be provided by equity issuers with market capitalisation above EUR 200 000 000 only when the directors' report presented and prepared in accordance with section 415 of the Companies Act 2006 is not included in the UK Growth prospectus).”;
(5) In item 5.1.3, for the words from “according to International” to the end substitute “ in accordance with Article 23a ”.
(6) In item 5.2.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)for “Regulation (EC) 1606/2002” in both places it occurs, substitute “ section 403 of the Companies Act 2006 ”.
(7) In item 5.3.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)F3... for “a Member State”, substitute “ the United Kingdom ”.
(8) In item 6.4.1, for “the International Financial Reporting Standards adopted in accordance with Regulation (EC) No 1606/2002” in both places it occurs, substitute “ UK–adopted international accounting standards ”.
Textual Amendments
F3Words in Sch. para. 19(7)(b) omitted (31.12.2020 immediately before IP completion day) by virtue of The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(3), 17(6)(b); and The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 66(3)(b)
Commencement Information
I20Sch. para. 19 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
20.—(1) Annex 25 is amended as follows.U.K.
(2) In the heading, and in section 1, for “EU” substitute “ UK ”.
(3) In item 1.5, for “an EU” substitute “ a UK ”.
(4) In item 5.1.3, for the words from “according to International” to the end substitute “ in accordance with Article 23a ”.
(5) In item 5.2.1—
(a)before “Directive” in both places it occurs, insert “ the UK law which implemented ”;
(b)for “Regulation (EC) 1606/2002” in both places it occurs, substitute “ section 403 of the Companies Act 2006 ”.
(6) In item 5.3.1—
(a)before “Directive” in each place it occurs, insert “ the UK law which implemented ”;
(b)F4... for “a Member State”, substitute “ the United Kingdom ”.
Textual Amendments
F4Words in Sch. para. 20(6)(b) omitted (31.12.2020 immediately before IP completion day) by virtue of The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(3), 17(6)(c); and The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 66(3)(c)
Commencement Information
I21Sch. para. 20 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
21.—(1) Annex 26 is amended as follows.U.K.
(2) In the heading and section 1, for “EU” substitute “ UK ”.
(3) In item 1.5, for “an EU” substitute “ a UK ”.
(4) In item 4.1.12 before “Directive” substitute “the UK law which implemented”.
Commencement Information
I22Sch. para. 21 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
22.—(1) Annex 27 is amended as follows.U.K.
(2) In the heading and section 1, for “EU” substitute “ UK ”.
(3) In item 1.5, for “an EU” substitute “ a UK ”.
(4) In item 2.1, before “Directive” insert “ the UK law which implemented ”.
(5) In item 3.1.5, before “Directive” insert “ the UK law which implemented ”.
(6) In item 3.1.14, for “Member State” substitute “ home country ”.
(7) In item 3.1.16. before “Directive” insert “ the UK law which implemented ”.
F5(8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(9) In item 4.4.3, before “Directive” insert “ the UK law which implemented ”.
Textual Amendments
F5Sch. para. 22(8) omitted (31.12.2020 immediately before IP completion day) by virtue of The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628), regs. 1(3), 17(6)(d); and The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 66(3)(d)
Commencement Information
I23Sch. para. 22 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
23. In Annex 28, omit items 3, 4 and 5.U.K.
Commencement Information
I24Sch. para. 23 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(4)
Options/Help
Print Options
PrintThe Whole Instrument
PrintThe Schedules only
Mae deddfwriaeth ar gael mewn fersiynau gwahanol:
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Gweler y wybodaeth ychwanegol ochr yn ochr â’r cynnwys
Rhychwant ddaearyddol: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.
Dangos Llinell Amser Newidiadau: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.
Dewisiadau Agor
Dewisiadau gwahanol i agor deddfwriaeth er mwyn gweld rhagor o gynnwys ar y sgrin ar yr un pryd
Memorandwm Esboniadol
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Rhagor o Adnoddau
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
- y PDF print gwreiddiol y fel deddfwyd fersiwn a ddefnyddiwyd am y copi print
- rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
- manylion rhoi grym a newid cyffredinol
- pob fformat o’r holl ddogfennau cysylltiedig
- slipiau cywiro
- dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
Llinell Amser Newidiadau
This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.
Rhagor o Adnoddau
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
- y PDF print gwreiddiol y fel gwnaed fersiwn a ddefnyddiwyd am y copi print
- slipiau cywiro
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys
- rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
- manylion rhoi grym a newid cyffredinol
- pob fformat o’r holl ddogfennau cysylltiedig
- dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
Mae’r holl gynnwys ar gael dan Drwydded Llywodraeth Agored v3.0 ac eithrio ble nodir yn wahanol. Yn ychwanegol mae’r safle hwn â chynnwys sy’n deillio o EUR-Lex, a ailddefnyddiwyd dan delerau Penderfyniad y Comisiwn 2011/833/EU ar ailddefnyddio dogfennau o sefydliadau’r UE. Am ragor o wybodaeth gweler ddatganiad cyhoeddus Swyddfa Gyhoeddiadau’r UE ar ailddefnyddio.