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The Capital Requirements (Amendment) Regulations 2012 (revoked)

Changes over time for: The Capital Requirements (Amendment) Regulations 2012 (revoked) (Schedules only)

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Version Superseded: 01/01/2014

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Point in time view as at 16/04/2012.

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Revised legislation carried on this site may not be fully up to date. At the current time any known changes or effects made by subsequent legislation have been applied to the text of the legislation you are viewing by the editorial team. Please see ‘Frequently Asked Questions’ for details regarding the timescales for which new effects are identified and recorded on this site.

Regulation 15

SCHEDULE 1U.K.Consequential amendments to primary legislation

Building Societies Act 1986U.K.

1.  In section 119(2B) of the Building Societies Act 1986 M1 (meaning of “the Banking Consolidation Directive”), for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78/EU ”.

Marginal Citations

M11986 c.53; subsection (2B) was inserted by S.I. 1996/1669 and amended by S.I. 2006/3221 and S.I.2010/2628.

Financial Services and Markets Act 2000U.K.

2.  In Part 1 of Schedule 3 to the Financial Services and Markets Act 2000 M2 (defined terms), in paragraph 2 (meaning of “the banking consolidation directive”), for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78/EU ”.

Marginal Citations

Banking (Special Provisions) Act 2008U.K.

3.  In section 15(3) of the Banking (Special Provisions) Act 2008 M3 (meaning of “the Banking Consolidation Directive”), for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78/EU ”.

Marginal Citations

Banking Act 2009U.K.

4.  In section 14(5)(b) of the Banking Act 2009 M4 (meaning of “securities”), for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78/EU ”.

Marginal Citations

Regulation 16

SCHEDULE 2U.K.Consequential amendments to secondary legislation

Cash Ratio Deposits (Eligible Liabilities) Order 1998U.K.

1.  In article 2(3) of the Cash Ratio Deposits (Eligible Liabilities) Order 1998 M5 for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78 /EU ”.

Marginal Citations

M5S.I. 1998/1130. Article 2(3) was amended by S.I. 2006/3221 and S.I. 2010/2628.

Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001U.K.

2.  In regulation 2 of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 M6 (interpretation), in the definition of “markets in financial instruments directive information” at the end insert “ as last amended on 24th November 2010 by Directives 2010/76/EU and 2010/78 /EU of the European Parliament and of the Council ”.

Marginal Citations

M6S.I. 2001/2188. Relevant amendments were made by S.I. 2006/3413 and S.I. 2010/2628.

Uncertificated Securities Regulations 2001U.K.

3.  In the Uncertificated Securities Regulations 2001 M7

(a)in paragraph 28(4) of Schedule 1, in the definition of “banking consolidation directive” for “by Directive 2009/111” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/ 78/EU ”;

(b)in paragraph 1 of Schedule 2—

(i)in sub-paragraph (1)(b), for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/ 78/EU ”;

(ii)at the end of sub-paragraph (2) insert “ as last amended on 24th November 2010 by Directives 2010/76/EU and 2010/78 /EU of the European Parliament and of the Council ”.

Marginal Citations

M7S.I. 2001/3755. Paragraph 28(4) of Schedule 1 was amended by S.I 2010/2628 and paragraph 1 of Schedule 2 was amended by S.I. 2006/3221 and S.I 2010/2628.

Financial Conglomerates and Other Financial Groups Regulations 2004U.K.

4.  In regulation 1(2) of the Financial Conglomerates and Other Financial Groups Regulations 2004 M8, in the definition of “the capital adequacy directive” for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78 /EU ”.

Marginal Citations

M8S.I. 2004/1862. Relevant amendments were made by S.I. 2006/3221 and 2010/2628.

Pension Protection Fund (Entry Rules) Regulations 2005U.K.

5.  In regulation 1(3) of the Pension Protection Fund (Entry Rules) Regulations 2005 M9, in the definition of “EEA credit institution” for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78/ /EU ”.

Marginal Citations

M9S.I. 2005/590. Relevant amendments were made by S.I. 2009/451 and S.I. 2010/2628.

Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007U.K.

6.  In regulation 4C of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 M10, in paragraphs (3)(c)(iii) and (4)(b) for “by Directive 2009/111/EC” substitute “ on 24th November 2010 by Directives 2010/76/EU and 2010/78 /EU ”.

Marginal Citations

M10S.I. 2007/126. Regulation 4C was inserted by S.I. 2007/763 and amended by S.I. 2010/2628.

Covered Bonds Regulations 2008U.K.

7.  In regulation 1(2) of the Regulated Covered Bonds Regulations 2008 M11, in the definition of “banking consolidation directive”, at the end insert “ as last amended on 24th November 2010 by Directives 2010/76/EU and 2010/78 /EU of the European Parliament and of the Council ”.

Marginal Citations

M11S.I. 2008/346, to which there are amendments not relevant to these Regulations.

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