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- Point in Time (01/12/2005)
- Original (As adopted by EU)
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REQUIREMENTS FOR THE DOSSIER TO BE SUBMITTED FOR THE INCLUSION OF AN ACTIVE SUBSTANCE IN ANNEX I
1.1. include a technical dossier supplying the information necessary for evaluating...
1.2. where relevant, be generated using test guidelines, according to the...
1.3. in the event of a test guideline being inappropriate or...
1.4. include, when required by the competent authority, a full description...
1.5. include a full and unbiased report of the studies conducted...
1.6. where relevant, have been generated in accordance with the requirements...
2.1. Tests and analyses must be conducted in accordance with the...
2.2. By way of derogation from point 2.1, Member States may...
2.3. By way of derogation from point 2.1, Member States may...
2.4. By way of derogation from point 2.1, for active substances...
2. Physical and chemical properties of the active substance
2.3. Vapour pressure (in Pa), volatility (e.g. Henry's law constant)
2.4. Appearance (physical state, colour and odour; if known)
2.5. Spectra (UV/VIS, IR, NMR, MS), molecular extinction at relevant wavelengths...
2.6. Solubility in water including effect of pH (4 to 10)...
2.8. Partition coefficient n-octanol/water including effect of pH (4 to 10)...
2.9. Stability in water, hydrolysis rate, photochemical degradation, quantum yield and...
2.9.1. The hydrolysis rate of purified active substances (usually radiolabelled active...
2.9.2. For compounds with a molar (decadic) absorption coefficient (ε) > 10...
2.9.3. Where necessary to investigate direct phototrans-formation, the quantum yield of...
2.9.4. Where dissociation in water occurs, the dissociation constant(s) (pKa values)...
2.10. Stability in air, photochemical degradation, identity of breakdown product(s)
3. Further information on the active substance
3.1. Function, e.g. fungicide, herbicide, insecticide, repellant, growth regulator
3.2. Effects on harmful organisms, e.g. contact poison, inhalation poison, stomach...
3.3. Field of use envisaged, e.g. field, protected crops, storage of...
3.4. Harmful organisms controlled and crops or products protected or treated...
3.6. Information on the occurrence or possible occurrence of the development...
3.7. Recommended methods and precautions concerning handling, storage, transport or fire...
4.1. Methods for the analysis of the active substance as manufactured...
4.1.1. Methods, which must be described in full, must be provided...
4.1.2. Methods must also be provided for the determination of significant...
4.1.3. Specificity, linearity, accuracy and repeatability
4.1.3.1. Specificity of methods submitted, must be demonstrated and reported. In...
4.1.3.2. The linearity of proposed methods over an appropriate range must...
4.1.3.3. Accuracy is required for methods for the determination of pure...
4.1.3.4. For the repeatability in the determination of the pure active...
5. Toxicological and metabolism studies
5.1. Studies on absorption, distribution, excretion and metabolism in mammals
5.9.1. Medicinal surveillance on manufacturing plant personnel
5.9.2. Direct observation, e.g.: clinical cases and poisoning incidents
5.9.3. Observations on exposure of the general population and epidemiological studies...
5.9.4. Diagnosis of poisoning (determination of active substance, metabolites), specific signs...
5.9.5. Proposed treatment: first aid measures, antidotes, medical treatment
6. Residues in or on treated products, food and feed
6.1. Metabolism, distribution and expression of residue in plants
6.2. Metabolism, distribution and expression of residue in livestock
6.5. Effects of industrial processing and/or household preparations
6.7. Proposed maximum residue levels (MRLs) and residue definiton
6.8. Proposed pre-harvest intervals for envisaged uses, or withholding periods or...
6.9. Estimation of the potential and actual exposure through diet and...
10. Proposals including justification for the proposals for the classification and...
8. EFFECTS ON NON-TARGET ORGANISMS
REQUIREMENTS FOR THE DOSSIER TO BE SUBMITTED FOR THE AUTHORIZATION OF A PLANT PROTECTION PRODUCT
1.1. include a technical dossier supplying the information necessary for evaluating...
1.2. where relevant, be generated using test guidelines, according to the...
1.3. in the event of a test guideline being inappropriate or...
1.4. include when required by the competent authority, a full description...
1.5. include a full and unbiased report of the studies conducted...
1.6. where relevant, have been generated in accordance with the requirements...
2.1. Tests and analyses must be conducted in accordance with the...
2.2. Tests and analyses, required under the provisions of Section 6...
2.3. Member States shall require that officially recognized testing facilities and...
2.4. By way of derogation from point 2.1, Member States may...
2.5. By way of derogation from point 2.1, Member States may...
2.6. By way of derogation from point 2.1, for active substances...
3. The information required shall include the proposed classification and labelling...
4. In individial cases it may be necessary to require certain...
1. Identity of the plant protection product
1.2. Manufacturer of the preparation and the active substance(s) (names and...
1.3. Trade name or proposed trade name, and manufacturer's development code...
1.4. Detailed quantitative and qualitative information on the composition of the...
1.5. Physical state and nature of the preparation (emulsifiable concentrate, wettable...
2. Physical, chemical and technical properties of the plant protection product...
2.3. Flash point and other indications of flammability or spontaneous ignition...
2.7. Storage — stability and shelf-life: Effects of light, temperature and...
2.8. Technical characteristics of the plant protection product
2.9. Physical and chemical compatibility with other products including plant protection...
2.11. Summary and evaluation of data presented under points 2.1. to...
3.1. Field of use envisaged, e.g. field, protected crops, storage of...
3.2. Effects on harmful organisms, e.g. contact, inhalation or stomach poison,...
3.3. Details of intended use e.g. types of harmful organisms controlled...
3.5. Concentration of active substance in material used (e.g. in the...
3.7. Number and timing of applications and duration of protection
3.8. Necessary waiting periods or other precautions to avoid phytotoxic effects...
4. Further information on the plant protection product
4.1. Packaging (type, materials, size etc.), compatibility of the preparation with...
4.3. Re-entry periods, necessary waiting periods or other precautions to protect...
4.4. Recommended methods and precautions concerning: handling, storage, transport or fire...
4.6. Procedures for destruction or decontamination of the plant protection product...
5.1. Methods for the analysis of the preparation
5.1.1. Methods, which must be described in full, must be provided...
5.1.2. Methods must also be provided for the determination in the...
5.1.3. Specificity, linearity, accuracy and repeatability
5.1.3.1. Specificity of methods submitted, must be demonstrated and reported. In...
5.1.3.2. The linearity of proposed methods over an appropriate range, must...
5.1.3.3. Accuracy will normally only be required for methods for the...
5.1.3.4. For the repeatability in principle a minimum of five determinations...
6.3. Information on the occurrence or possible occurrence of the development...
6.4. Effects on the yield of treated plants or plant products...
6.5. Phytotoxicity to target plants (including different cultivars), or to target...
6.6. Observations on undesirable or unintended side-effects, e. g. on beneficial...
6.7. Summary and evaluation of data presented under 6.1 to 6.6...
8. Residues in or on treated products, food and feed
8.1. Metabolism, distribution and expression of residue in plants or livestock...
8.4. Effects of industrial processing and/or household preparations
8.6. Proposed maximum residue levels (MRLs) and residue definition
8.7. Proposed pre-harvest intervals for envisaged uses, or withholding periods or...
8.8. Estimation of the potential and actual exposure through diet and...
9. Fate and behaviour in the environment
10.6. Effects on earthworms and other soil non-target macro-organisms, believed to...
10.8. Available data from biological primary screening in summary form
2. PHYSICAL, CHEMICAL AND TECHNICAL PROPERTIES OF THE PLANT PROTECTION PRODUCT...
2.4. Flash point and other indications of flammability or spontaneous ignition...
2.7. Technical characteristics of the plant protection product
2.8. Physical, chemical and biological compatibility with other products including plant...
2.10. Summary and evaluation of data presented under points 2.1 to...
4. FURTHER INFORMATION ON THE PLANT PROTECTION PRODUCT
4.1. Packaging and compatibility of the preparation with proposed packaging materials...
4.3. Re-entry periods, necessary waiting periods or other precautions to protect...
4.4. Recommended methods and precautions concerning: handling, storage, transport or fire...
4.6. Procedures for destruction or decontamination of the plant protection product...
STANDARD PHRASES FOR SPECIAL RISKS FOR HUMANS OR THE ENVIRONMENT AS REFERRED TO IN ARTICLE 16
3. Attribution criteria for standard phrases for specific safety precautions
3.2. Attribution criteria for standard phrases for safety precautions for operators...
3.3. Attribution criteria for standard phrases for safety precautions for the...
3.4. Attribution criteria for standard phrases for safety precautions for good...
3.5. Attribution criteria for standard phrases for specific safety precautions for...
PART I UNIFORM PRINCIPLES FOR EVALUATION AND AUTHORISATION OF CHEMICAL PLANT PROTECTION PRODUCTS
1. The principles developed in this Annex aim to ensure that...
2. In evaluating applications and granting authorizations Member States shall:
3. Where in the specific principles on evaluation reference is made...
4. Where the data and information provided are sufficient to permit...
5. During the process of evaluation and decision-making, Member States shall...
6. The judgements made by the competent authorities of the Member...
1. Having regard to current scientific and technical knowledge, Member States...
3. In the evaluation of applications submitted, Member States shall have...
4. In interpreting the results of evaluations, Member States shall take...
5. Where specific principles of Section 2 provide for the use...
6. Where metabolites, degradation or reaction products are referred to in...
2.1.1. Where the proposed use concerns the control of or protection...
2.1.2. Where the proposed use concerns an effect other than the...
2.1.3. Member States shall evaluate the efficacy data on the plant...
2.1.4. Member States shall evaluate the performance of the plant protection...
2.1.5. Where the product label includes requirements for use of the...
2.2. Absence of unacceptable effects on plants or plant products
2.4. Impact on human or animal health
2.4.1. arising from the plant protection product
2.4.1.1. Member States shall evaluate operator exposure to the active substance...
2.4.1.2. Member States shall examine information relating to the nature and...
2.4.1.3. Member States shall examine the nature and characteristics of the...
2.4.1.4. Member States shall evaluate the possibility of exposure of other...
2.4.2.1. Member States shall evaluate the specific information on toxicology as...
2.4.2.2. Prior to evaluating the residue levels in the reported trials...
2.4.2.3. On the basis of suitable statistical models Member States shall...
2.4.2.4. Member States shall evaluate the residue levels observed in products...
2.4.2.5. Member States shall estimate the potential exposure of consumers through...
2.4.2.6. Member States shall, where relevant, estimate the exposure of animals,...
2.5. Influence on the environment
2.5.1. Fate and distribution in the environment
2.5.1.1. Member States shall evaluate the possibility of the plant protection...
2.5.1.2. Member States shall evaluate the possibility of the plant protection...
2.5.1.3. Member States shall evaluate the possibility of the plant protection...
2.5.1.4. Member States shall evaluate the possibility of the plant protection...
2.5.1.5. Member States shall evaluate the procedures for destruction or decontamination...
2.5.2. Impact on non-target species
2.5.2.1. Member States shall evaluate the possibility of exposure of birds...
2.5.2.2. Member States shall evaluate the possibility of exposure of aquatic...
2.5.2.3. Member States shall evaluate the possibility of exposure of honeybees...
2.5.2.4. Member States shall evaluate the possibility of exposure of beneficial...
2.5.2.5. Member States shall evaluate the possibility of exposure of earthworms...
2.5.2.6. Member States shall, where the evaluation carried out under Part...
1. Where appropriate, Member States shall impose conditions or restrictions with...
2. Member States shall ensure that, where necessary, decisions taken with...
3. Member States shall ensure that the authorized amounts, in terms...
4. Member States shall ensure that decisions respect the principles of...
5. Since the evaluation is to be based on data concerning...
6. Before issuing an authorization, Member States shall ensure that the...
8. No authorization shall be granted unless all the requirements referred...
9. Where an authorization has been granted according to the requirements...
2.1.1. Where the proposed uses include recommendations for the control of...
2.1.2. The level, consistency and duration of control or protection or...
2.1.3. Where relevant, yield response when the product is used and...
2.1.4. Conclusions as to the performance of the preparation must be...
2.1.5. Where proposed label claims include requirements for use of the...
2.2. Absence of unacceptable effects on plants or plant products
2.2.1. There must be no relevant phytotoxic effects on treated plants...
2.2.2. There must be no reduction of yield at harvest due...
2.2.3. There must be no unacceptable adverse effects on the quality...
2.2.4. There must be no unacceptable adverse effects on treated plants...
2.2.5. There must be no unacceptable impact on succeeding crops, except...
2.2.6. There must be no unacceptable impact on adjacent crops, except...
2.2.7. Where proposed label claims include requirements for use of the...
2.2.8. The proposed instructions for cleaning the application equipment must be...
2.4. Impact on human or animal health
2.4.1. arising from the plant protection product
2.4.1.1. No authorization shall be granted if the extent of operator...
2.4.1.2. Where the proposed conditions of use require use of items...
2.4.1.3. Plant protection products which because of particular properties or if...
2.4.1.4. Waiting and re-entry safety periods or other precautions must be...
2.4.1.5. Waiting and re-entry safety periods or other precautions must be...
2.4.1.6. Waiting and re-entry periods or other precautions to ensure that...
2.4.2.1. Authorizations must ensure that residues occurring reflect the minimum quantities...
2.4.2.2. Where no Community maximum residue limit (MRL) or provisional MRL...
2.4.2.3. Where the new circumstances under which the plant protection product...
2.4.2.4. Where a Community MRL exists Member States shall not grant...
2.4.2.5. In the cases referred to in points 2.4.2.2 and 2.4.2.3,...
2.4.2.6. Where the nature of residues is affected during processing, a...
2.4.2.7. Where the treated plants or plant products are intended to...
2.5. Influence on the environment
2.5.2. Impact on non-target species
2.5.2.1. Where there is a possibility of birds and other non-target...
2.5.2.2. Where there is a possibility of aquatic organisms being exposed,...
2.5.2.3. Where there is a possibility of honeybees being exposed, no...
2.5.2.4. Where there is a possibility of beneficial arthropods other than...
2.5.2.5. Where there is a possibility of earthworms being exposed, no...
2.5.2.6. Where there is a possibility of non-target soil micro-organisms being...
1. The principles developed in Part II of this Annex aim to...
2. In evaluating applications for granting authorisations Member States shall:
3. Where, in the specific principles on evaluation, reference is made...
4. Where the data and information provided are sufficient to permit...
5. During the process of evaluation and decision-making, the Member State...
6. The judgements made by the competent authorities of the Member...
7. A microbial plant protection product may contain viable and non-viable...
8. Member States must take into account those guidance documents taken...
9. For genetically modified micro-organisms, Directive 2001/18/EC of the European Parliament...
1.1. Having regard to current scientific and technical knowledge, Member States...
1.2. The quality/methodology of tests, where there are no standardised test...
1.3. In interpreting the results of evaluations, Member States shall take...
1.4. Member States shall evaluate each microbial plant protection product for...
1.5. In evaluating applications and granting authorisations Member States shall consider...
1.6. In the evaluation, Member States shall consider the agricultural, plant...
1.7. Where specific principles in Section 2 provide for the use of...
1.8. The data requirements, specified in Annex IIB and IIIB, contain guidance...
2.2. Biological, physical, chemical, and technical properties
2.2.1. Biological properties of the micro-organism in the plant protection product...
2.2.1.1. The origin of the strain, where relevant, its natural habitat...
2.2.1.2. The ability of micro-organisms to adapt to the environment must...
2.2.1.3. The mode of action of the micro-organism should be evaluated...
2.2.1.4. In order to evaluate possible effects on non-target organisms, information...
2.2.1.5. Many micro-organisms produce antibiosis substances that cause normal interferences in...
2.2.2. Physical, chemical and technical properties of the plant protection product...
2.2.2.1. Depending on the nature of the micro-organism and the formulation...
2.2.2.2. Shelf-life and storage stability of the preparation must be evaluated,...
2.2.2.3. Member States shall evaluate the physical and chemical properties of...
2.2.2.4. Where the proposed label claims include requirements or recommendations for...
2.4.1. Where the proposed use concerns the control of or protection...
2.4.2. Member States shall evaluate whether significant damage, loss or inconvenience...
2.4.3. Member States shall evaluate the efficacy data provided for in...
2.4.4. Member States shall evaluate the performance of the plant protection...
2.4.5. Member States shall evaluate the degree of adverse effects on...
2.4.6. Where the plant protection product label includes requirements for use...
2.4.7. Where the available data indicate that the micro-organism or significant...
2.4.8. Where the proposed use of a plant protection product is...
2.6. Impact on human or animal health
2.6.1. Effects on human or animal health arising from the plant...
2.6.1.1. Member States shall evaluate operator exposure to the micro-organism, and/or...
2.6.1.2. Member States shall examine information relating to the nature and...
2.6.1.3. Member States shall examine the nature and characteristics of the...
2.6.1.4. Member States shall evaluate the possibility of exposure of other...
2.6.2. Effects on human or animal health arising from residues
2.7. Fate and behaviour in the environment
2.7.1. Member States shall evaluate the possibility of contamination of ground...
2.7.2. Member States shall evaluate the risk for the aquatic compartment...
2.7.3. Member States shall evaluate the possibility of exposure of organisms...
2.7.4. Member States shall evaluate the possibility of exposure of organisms...
2.8. Effects on and exposure of non-target organisms
2.8.1. Member States shall evaluate the possibility of exposure of and...
2.8.2. Member States shall evaluate the possibility of exposure of and...
2.8.3. Member States shall evaluate the possibility of exposure of and...
2.8.4. Member States shall evaluate the possibility of exposure of and...
2.8.5. Member States shall evaluate the possibility of exposure of and...
2.8.6. Member States shall evaluate the possibility of exposure of and...
1.1. Where appropriate, Member States shall impose conditions or restrictions on...
1.2. Member States shall ensure that decisions taken to grant authorisations,...
1.3. Member States shall ensure that the authorised amounts, in terms...
1.4. Member States shall ensure that decisions respect the principles of...
1.5. Since the evaluation is to be based on data concerning...
1.6. Before issuing an authorisation, Member States shall ensure that the...
1.8. No authorisation shall be granted unless all the requirements referred...
1.9. Where an authorisation has been granted according to the requirements...
1.10. Member States shall ensure, as far as is practically possible,...
1.11. Where the micro-organism has been genetically modified, as defined in...
1.12. In accordance with Article 1(3) of this Directive, no authorisation shall...
1.13. No authorisation shall be granted if relevant metabolites/toxins (i.e. those...
1.14. Member States shall ensure that adequate quality control measures are...
2.4.1.1. No authorisation shall be granted where the proposed uses include...
2.4.1.2. The level, consistency and duration of control or protection or...
2.4.1.3. Where relevant, yield response when the plant protection product is...
2.4.1.4. Conclusions as to the performance of the preparation must be...
2.4.1.5. Where proposed label claims include requirements for use of the...
2.4.1.6. If there is evidence of a development of resistance of...
2.4.1.7. Only plant protection products containing non-viable micro-organisms may be authorised...
2.4.2. Absence of unacceptable effects on plants and plant products
2.4.2.1. There must be no relevant phytotoxic effects on treated plants...
2.4.2.2. There must be no reduction of yield at harvest due...
2.4.2.3. There must be no unacceptable adverse effects on the quality...
2.4.2.4. There must be no unacceptable adverse effects on treated plants...
2.4.2.5. There must be no unacceptable impact on succeeding crops, except...
2.4.2.6. There must be no unacceptable impact on adjacent crops, except...
2.4.2.7. Where proposed label claims include requirements for use of the...
2.4.2.8. The proposed instructions for cleaning the application equipment must be...
2.6. Impact on human and animal health
2.6.1. Effects on human and animal health arising from the plant...
2.6.1.1. No authorisation shall be granted if on the basis of...
2.6.1.2. No authorisation shall be granted if the micro-organism and/or the...
2.6.1.3. All micro-organisms should be regarded as potential sensitisers, unless it...
2.6.1.4. No authorisation shall be granted if it is known that...
2.6.1.5. Plant protection products which, because of particular properties, or which,...
2.6.1.6. Waiting and re-entry safety periods or other precautions must be...
2.6.1.7. Waiting and re-entry safety periods or other precautions must be...
2.6.1.8. Waiting and re-entry periods or other precautions to ensure that...
2.6.1.9. The conditions of authorisation shall be in compliance with Council...
2.6.2. Effects on human and animal health arising from residues
2.7. Fate and behaviour in the environment
2.7.1. No authorisation shall be granted if the available information indicates...
2.7.2. No authorisation shall be granted if contamination of ground water,...
2.7.3. No authorisation shall be granted if the contamination of groundwater...
2.7.4. No authorisation shall be granted if the contamination of surface...
2.7.5. No authorisation shall be granted if it is known that...
2.7.6. No authorisation shall be granted unless there is sufficient information...
2.7.7. No authorisation shall be granted if it can be expected...
2.8. Effects on non-target organisms
2.8.1. Where there is a possibility of birds and other non-target...
2.8.2. Where there is a possibility of aquatic organisms being exposed,...
2.8.3. Where there is a possibility of bees being exposed, no...
2.8.4. Where there is a possibility of arthropods other than bees...
2.8.5. Where there is a possibility of earthworms being exposed, no...
2.8.6. Where there is a possibility of non-target soil micro-organisms being...
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