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Directive 2004/39/EC of the European Parliament and of the Council (repealed)Show full title
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (repealed)
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- 2004 No. 39
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TITLE II AUTHORISATION AND OPERATING CONDITIONS FOR INVESTMENT FIRMS
CHAPTER II OPERATING CONDITIONS FOR INVESTMENT FIRMS
Section 2 Provisions to ensure investor protection
Article 19.Conduct of business obligations when providing investment services to clients
Article 20.Provision of services through the medium of another investment firm
Article 21.Obligation to execute orders on terms most favourable to the client
Article 23.Obligations of investment firms when appointing tied agents
Article 24.Transactions executed with eligible counterparties
Article 37.Requirements for the management of the regulated market
Article 38.Requirements relating to persons exercising significant influence over the management of the regulated market
Article 41.Suspension and removal of instruments from trading
Article 43.Monitoring of compliance with the rules of the regulated market and with other legal obligations
Article 44.Pre-trade transparency requirements for regulated markets
Article 45.Post-trade transparency requirements for regulated markets
Article 46.Provisions regarding central counterparty and clearing and settlement arrangements
TITLE IV COMPETENT AUTHORITIES
CHAPTER II COOPERATION BETWEEN THE COMPETENT AUTHORITIES OF THE MEMBER STATES AND WITH ESMA
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