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Regulation (EU) No 1071/2013 of the European Central BankShow full title

Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (recast) (ECB/2013/33)

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  1. Introductory Text

  2. Article 1.Definitions

  3. Article 2.Identification of MMFs

  4. Article 3.Actual reporting population

  5. Article 4.List of MFIs for statistical purposes

  6. Article 5.Statistical reporting requirements

  7. Article 6.Additional statistical reporting requirements for loan securitisations and other loan transfers

  8. Article 7.Timeliness

  9. Article 8.Accounting rules for the purposes of statistical reporting

  10. Article 9.Derogations

  11. Article 10.Minimum standards and national reporting arrangements

  12. Article 11.Mergers, divisions and reorganisations

  13. Article 12.Use of the reported statistical information for the purpose of minimum reserves

  14. Article 13.Verification and compulsory collection

  15. Article 14.First reporting

  16. Article 15.Repeal

  17. Article 16.Final provision

  18. Signature

    1. ANNEX I

      MONETARY FINANCIAL INSTITUTIONS AND STATISTICAL REPORTING REQUIREMENTS

      1. Introduction

      2. PART 1 Identification of certain MFIs

        1. SECTION 1 Identification of certain MFIs based on principles of substitutability of...

          1. 1.1 Financial institutions other than credit institutions which issue financial instruments...

          2. 1.2 For the purposes both of determining substitutability of deposits and...

        2. SECTION 2 Specifications for the MMFs’ identification criteria

      3. PART 2 Balance sheet (monthly stocks)

        1. 1. Instrument categories

          1. (a) Liabilities

          2. (b) Assets

        2. 2. Breakdown by maturity

          1. (a) Liabilities

          2. (b) Assets

        3. 3. Breakdown by purpose and separate identification of loans to sole...

        4. 4. Breakdown by currency

        5. 5. Breakdown by sector and residency of counterparties

          1. 5.1 The compilation of the euro area monetary aggregates and counterparts...

          2. 5.2 With respect to total deposit liabilities and the asset category...

          3. 5.3 With respect to intra-group positions, an additional distinction is made...

          4. 5.4 With respect to debt securities holdings with original maturity up...

          5. 5.5 Certain deposits/loans arising from repos/reverse repos or analogous operations with...

          6. 5.6 Domestic counterparties are identified separately from euro area other than...

          7. 5.7 In the case of MMF shares/units issued by MFIs of...

          8. ( 5 ) Sole proprietorships/partnerships without legal status.

      4. PART 3 Balance sheet (quarterly stocks)

      5. PART 4 Reporting of revaluation adjustments for the compilation of transactions

        1. 1. Write-offs/write-downs of loans

        2. 2. Price revaluation of securities

      6. PART 5 Statistical reporting requirements for loan securitisations and other loan transfers...

        1. 1. General requirements

        2. 2. Requirements for reporting net flows of loans securitised or otherwise...

          1. 2.1 For the purposes of Article 6(a), MFIs calculate the items...

          2. 2.2 The items referred to in Section 2.1 are allocated to...

          3. 2.3 The items in Part 1 of Table 5 are, on...

        3. 3. Requirements for reporting of securitised and derecognised loans which are...

          1. 3.1 MFIs provide data in accordance with Part 3 of Table...

          2. 3.2 As regards Section 3.1(b), NCBs may instead require MFIs to...

          3. 3.3 NCBs may provide a derogation to reporting agents from the...

          4. 3.4 NCBs may extend the statistical reporting requirements of this Section...

        4. 4. Requirements for reporting the outstanding amounts of loans serviced in...

          1. 4.1 MFIs provide quarterly data on all loans serviced in a...

          2. 4.2 With respect to loans serviced for FVCs resident in other...

          3. 4.3 NCBs may collect the data referred to in Article 6(b),...

        5. 5. Statistical reporting requirements for MFIs applying the IAS 39, the...

          1. 5.1 MFIs applying the IAS 39, the IFRS 9 or similar...

          2. 5.2. MFIs to which the derogation in Article 9(4) applies report...

      7. PART 6 Simplified reporting for small credit institutions

      8. PART 7 Summary

    2. ANNEX II

      CONSOLIDATION PRINCIPLES AND DEFINITIONS

      1. PART 1 Consolidation for statistical purposes within the same Member State

        1. 1. For each Member State whose currency is the euro (hereinafter...

        2. 2. MFIs consolidate for statistical purposes the business of all their...

      2. PART 2 Definitions of instrument categories

        1. 1. This table provides a detailed standard description of the instrument...

        2. 2. Original maturity, i.e. maturity at issue, refers to the fixed...

        3. 3. Financial claims can be distinguished by whether they are negotiable...

      3. PART 3 Definitions of sectors

    3. ANNEX III

      APPLICATION OF MINIMUM RESERVE REQUIREMENTS AND RELATED SPECIAL RULES

      1. PART 1 Minimum reserve requirements for credit institutions: general rules

        1. 1. Cells marked with an * in Table 1 in Annex...

        2. 2. The column ‘of which credit institutions subject to reserve requirements,...

        3. 3. Full reporters may also report positions vis-à-vis ‘MFIs other than...

        4. 4. Tail institutions report, as a minimum, quarterly data necessary to...

        5. 5. For reporting in accordance with the table below, strict correspondence...

      2. PART 2 Special rules

        1. SECTION 1 Statistical reporting on an aggregated basis as a group by...

          1. 1.1 Subject to the fulfilment of the conditions set out in...

          2. 1.2 If credit institutions have been permitted to hold minimum reserves...

          3. 1.3 If the group of credit institutions is comprised solely of...

        2. SECTION 2 Reserve requirements in the case of mergers involving credit institutions...

          1. 2.1 For the purpose of this Annex, the terms ‘merger’, ‘merging...

          2. 2.2 For the maintenance period within which a merger takes effect,...

          3. 2.3 For the consecutive maintenance periods, the reserve requirement of the...

          4. 2.4 Without prejudice to the obligations set out in the previous...

    4. ANNEX IV

      MINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION

      1. Reporting agents must fulfil the following minimum standards to meet...

      2. 1. Minimum standards for transmission:

      3. 2. Minimum standards for accuracy:

      4. 3. Minimum standards for compliance with concepts:

      5. 4. Minimum standards for revisions:

    5. ANNEX V

      REPEALED REGULATION WITH ITS SUCCESSIVE AMENDMENTS

      1. Regulation (EC) No 25/2009 (ECB/2008/32) (OJ L 15, 20.1.2009, p....

    6. ANNEX VI

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