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Commission Implementing Regulation (EU) 2019/364 of 13 December 2018 laying down implementing technical standards with regard to the format of applications for registration and extension of registration of trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council (Text with EEA relevance)
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Commission Implementing Regulation (EU) 2019/364 is up to date with all changes known to be in force on or before 15 October 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2019 No. 364 may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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FORMAT FOR AN APPLICATION FOR REGISTRATION OR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY | |
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GENERAL INFORMATION | |
Date of application | |
Corporate name of the trade repository | |
Legal address of the trade repository | |
The types of securities financing transactions for which the trade repository is applying to be registered | |
Name of the person responsible for the application | |
Contact details of the person responsible for the application | |
Name of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository | |
Contact details of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository | |
Identification of any parent company or any subsidiaries |
a For all information required in Commission Delegated Regulation (EU) 2019/359 with the exception of points (a), (c) and (g) of Article 1 thereof. | |||
DOCUMENT REFERENCESa | |||
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Article of (EU) 2019/359 | Unique reference number of the document | Title of the document | Chapter/section/page of the document where the information is provided or reason why the information is not provided |
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