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Regulation (EC) No 1060/2009 of the European Parliament and of the CouncilShow full title

Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)

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Changes over time for: ANNEX II

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Changes to legislation:

Regulation (EC) No 1060/2009 of the European Parliament and of the Council, ANNEX II is up to date with all changes known to be in force on or before 09 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations. Help about Changes to Legislation

ANNEX IIU.K.INFORMATION TO BE PROVIDED IN THE APPLICATION FOR REGISTRATION

1.Full name of the credit rating agency, address of the registered office within the [F1United Kingdom]U.K.

2.Name and contact details of a contact person and of the compliance officerU.K.

3.Legal statusU.K.

4.Class of credit ratings for which the credit rating agency is applying to be registeredU.K.

5.Ownership structureU.K.

6.Organisational structure and corporate governanceU.K.

7.Financial resources to perform credit rating activitiesU.K.

8.Staffing of credit rating agency and its expertiseU.K.

9.Information regarding subsidiaries of credit rating agencyU.K.

10.Description of the procedures and methodologies used to issue and review credit ratingsU.K.

11.Policies and procedures to identify, manage and disclose any conflicts of interestsU.K.

12.Information regarding rating analystsU.K.

13.Compensation and performance evaluation arrangementsU.K.

14.Services other than credit rating activities, which the credit rating agency intends to provideU.K.

15.Programme of operations, including indications of where the main business activities are expected to be carried out, branches to be established, and setting out the type of business envisagedU.K.

16.Documents and detailed information related to the expected use of endorsementU.K.

17.Documents and detailed information related to the expected outsourcing arrangements including information on entities assuming outsourcing functions.U.K.

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