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The Financial Markets and Insolvency Regulations 1991
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- UK Statutory Instruments
- 1991 No. 880
- PART V
- Regulation 9
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Changes and effects yet to be applied to Regulation 9:
- Regulations amendment to earlier affecting provision S.I. 2021/716, reg. 5 by S.I. 2023/1399 reg. 4
- Regulations applied (with modifications) by S.I. 2009/317 art. 3 Sch.
- Regulations applied (with modifications) by S.I. 2011/245 Sch. 6 Pt. 1
- Regulations applied (with modifications) by S.I. 2021/716 Sch. 3 para. 2 3
- reg. 2(1A) words substituted by S.I. 2017/1064 Sch. para. 20(2)
- reg. 11(aa) inserted by S.I. 2013/504 reg. 30(3)(a)
- reg. 11(aa) words inserted by S.I. 2017/1064 Sch. para. 20(5)(a)(i)
- reg. 11(aa) words substituted by S.I. 2017/1064 Sch. para. 20(5)(a)(ii)
- reg. 11A inserted by S.I. 2017/1064 Sch. para. 20(6)
- reg. 11A(2) word substituted by S.I. 2019/341 reg. 11(3)(a)
- reg. 11A(2)(a) words omitted by S.I. 2019/341 reg. 11(3)(b)
- reg. 11A(2)(b) words omitted by S.I. 2019/341 reg. 11(3)(b)
- reg. 14(1A) inserted by S.I. 2003/2096 Sch. para. 48(c)
- reg. 15(1A) inserted by S.I. 2003/2096 Sch. para. 49(b)
- reg. 16(1A) words inserted by S.I. 2017/1064 Sch. para. 20(7)(b)
- reg. 16(1B) words inserted by S.I. 2017/1064 Sch. para. 20(7)(c)
- reg. 16(1C) substituted by S.I. 2017/1064 Sch. para. 20(7)(e)
- reg. 16(1D) substituted by S.I. 2013/472 Sch. 2 para. 9
- reg. 16(1BA) inserted by S.I. 2017/1064 Sch. para. 20(7)(d)
- reg. 16(2)(a) word omitted by S.I. 2017/1064 Sch. para. 20(7)(f)(i)
- reg. 16(2)(b) and word inserted by S.I. 2017/1064 Sch. para. 20(7)(f)(ii)
- reg. 16(3)(4) inserted by S.I. 2001/3649 art. 415(3)
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- reg. 2(1A) words substituted by S.I. 2017/1064 Sch. para. 20(2)
- reg. 11(aa) inserted by S.I. 2013/504 reg. 30(3)(a)
- reg. 11(aa) words inserted by S.I. 2017/1064 Sch. para. 20(5)(a)(i)
- reg. 11(aa) words substituted by S.I. 2017/1064 Sch. para. 20(5)(a)(ii)
- reg. 11A inserted by S.I. 2017/1064 Sch. para. 20(6)
- reg. 11A(2) word substituted by S.I. 2019/341 reg. 11(3)(a)
- reg. 11A(2)(a) words omitted by S.I. 2019/341 reg. 11(3)(b)
- reg. 11A(2)(b) words omitted by S.I. 2019/341 reg. 11(3)(b)
- reg. 14(1A) inserted by S.I. 2003/2096 Sch. para. 48(c)
- reg. 15(1A) inserted by S.I. 2003/2096 Sch. para. 49(b)
- reg. 16(1A) words inserted by S.I. 2017/1064 Sch. para. 20(7)(b)
- reg. 16(1B) words inserted by S.I. 2017/1064 Sch. para. 20(7)(c)
- reg. 16(1C) substituted by S.I. 2017/1064 Sch. para. 20(7)(e)
- reg. 16(1D) substituted by S.I. 2013/472 Sch. 2 para. 9
- reg. 16(1BA) inserted by S.I. 2017/1064 Sch. para. 20(7)(d)
- reg. 16(2)(a) word omitted by S.I. 2017/1064 Sch. para. 20(7)(f)(i)
- reg. 16(2)(b) and word inserted by S.I. 2017/1064 Sch. para. 20(7)(f)(ii)
- reg. 16(3)(4) inserted by S.I. 2001/3649 art. 415(3)
Amendments to section 173 of Act concerning certain charges grantedin favour of The Stock Exchange and certain charges securing debts andliabilities arising in connection with allotment of specified securitiesE+W+S
9. Section 173 of the Act (market charges) shall be amended—
(a)by inserting the following paragraph after section173(1)(a)—
“(aa)in favour of The Stock Exchange, for the purpose of securing debtsor liabilities arising in connection with short term certificates;”;
(b)by inserting, in section 173(1)(c), the words“or allotment” after the word“transfer” and the words“or allottee” after the word“transferee”;
(c)by inserting“(aa),” after the words“subsection (1)(a)” in section 173(2); and
(d)by substituting the following for the first line of section 173(3)—
“In subsection (1)—
“short term certificate” means an instrument issued by The Stock Exchange undertaking toprocure the transfer of property of a value and description specified inthe instrument to or to the order of the person to whom the instrumentis issued or his endorsee or to a person acting on behalf of either ofthem and also undertaking to make appropriate payments in cash, in theevent that the obligation to procure the transfer of property cannot bedischarged in whole or in part;”
Commencement Information
I1Reg. 9 in force at 25.4.1991, see reg. 1
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