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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
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There are outstanding changes not yet made by the legislation.gov.uk editorial team to The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001. Any changes that have already been made by the team appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Schedule 1 Part 3:
- Sch. 2 Pt. 1 Table words inserted by S.I. 2024/1306 reg. 2(4)
- reg. 12(3A)-(3C) inserted by S.I. 2025/29 Sch. 2 para. 4(3)(a)
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- Sch. 2 Pt. 1 Table words inserted by S.I. 2024/1306 reg. 2(4)
- reg. 12(3A)-(3C) inserted by S.I. 2025/29 Sch. 2 para. 4(3)(a)
PART 3U.K.
| Person | Functions |
|---|---|
| F1. . . | F1. . . |
| [F2A third country regulatory authority] | Its functions as such |
| [F3[F4A third country resolution authority] | Its functions as such] |
| [F5An authority responsible for maintaining the stability of the financial system in a third country or territory through macro-prudential regulation | Its functions as such] |
| [F6A financial intelligence unit in a third country | Its functions as such] |
| [F6An authority in a third country responsible for the application of rules on structural separation within a banking group | Its functions as such] |
| [F5A reorganisation body or authority in a third country or territory whose aim is to protect the stability of the financial system | Its functions as such] |
| [F7ACER | Its functions under Regulation (EU) No 1227/2011 of the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and transparency] |
| [F7A body responsible, in a third country, for administering a deposit guarantee scheme recognised in accordance with the law of that country, or an investor-compensation scheme recognised in accordance with the law of that country. | Its functions as such] |
| [F7A person in a third country appointed to carry out a statutory audit of a company in accordance with the law of that country. | That person's functions as such] |
| [F7An investment exchange which has its head office in a third country, and which is recognised as an investment exchange under the law of that country. | Its functions as a supervisor of financial markets] |
| [F7ESAs | Their functions under Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority) and Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority)] |
| [F1ESRB | Its functions under Regulation (EU) No 1092/2010 of the European Parliament and the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board] |
| [F7An authority responsible for maintaining the stability of the financial system in a third country through macro prudential regulation | Its functions as such.] |
Textual Amendments
F1Words in Sch. 1 Pt. 3 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(21)(a); 2020 c. 1, Sch. 5 para. 1(1)
F2Words in Sch. 1 Pt. 3 Table substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(21)(b); 2020 c. 1, Sch. 5 para. 1(1)
F3Words in Sch. 1 Pt. 3 inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 8(7)(c)
F4Words in Sch. 1 Pt. 3 Table substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(21)(c); 2020 c. 1, Sch. 5 para. 1(1)
F5Words in Sch. 1 Pt. 3 inserted (27.3.2019) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(2), 13(7)(c)
F6Words in Sch. 1 Pt. 3 inserted (29.12.2020) by The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1406), regs. 1(4), 6(5)(a)
F7Words in Sch. 1 Pt. 3 Table inserted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(21)(d); 2020 c. 1, Sch. 5 para. 1(1)
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