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The Uncertificated Securities Regulations 2001
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6.—(1) Subject to subparagraph (2), a company’s issuer register of members and its record of uncertificated shares shall be [F1kept available for inspection] at its registered office [F2or at a place specified in regulations made under section 1136 of the 2006 Act] U.K.
F3(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F3(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
but the issuer register of members must not be [F1kept available for inspection], in the case of a company registered in England and Wales, at any place elsewhere than in England and Wales or, in the case of a company registered in Scotland, at any place elsewhere than in Scotland.
(2) A company’s issuer register of members and its record of uncertificated shares shall at all times be [F1kept available for inspection] at the same place.
(3) Subject as follows, every participating issuer which is a company shall send notice F4... to the registrar of companies of the place where its issuer register of members and its record of uncertificated shares are [F1kept available for inspection], and of any change in that place, provided that any notice sent by such a company in accordance with [F5section 114(2) of the 2006 Act], and which has effect on the coming into force of these Regulations, shall be treated as being a notice sent in compliance with this subparagraph.
(4) The notice need not be sent if the issuer register of members and the record of uncertificated shares have at all times since they came into existence been [F1kept available for inspection] at the company’s registered office.
(5) Subject to subparagraph (6), [F6section 114 of the 2006 Act] shall not apply to a company which is a participating issuer.
(6) [F7Section 114 (6) of the 2006 Act] shall apply to a participating issuer which is a company which makes default in complying with subparagraph (2) at any time, or makes default for 14 days in complying with subparagraph (3), and every officer of it who is in default as if such a default were a default in complying with [F7section 114(2)] of that Act.
Textual Amendments
F1Words in Sch. 4 para. 6 substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(g)
F2Words in Sch. 4 para. 6(1) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(h)(i)
F3Sch. 4 para. 6(1)(a)(b) omitted (1.10.2009) by virtue of The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(h)(ii)
F4Words in Sch. 4 para. 6(3) omitted (1.10.2009) by virtue of The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(i)
F5Words in Sch. 4 para. 6(3) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(i)
F6Words in Sch. 4 para. 6(5) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(j)
F7Words in Sch. 4 para. 6(6) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(k)
Modifications etc. (not altering text)
C1Sch. 4 para. 6 restricted (temp.) (4.3.2024) by The Registered Office Address (Rectification of Register) Regulations 2024 (S.I. 2024/233), regs. 1(2), 16; S.I. 2024/269, reg. 2(z42)
Commencement Information
I1Sch. 4 para. 6 in force at 26.11.2001, see reg. 1
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