The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003

1. Introductory Text

2. PART 1 GENERAL

   1. 1. Citation, commencement and interpretation

3. PART 2 AMENDMENTS TO THE PRINCIPAL ORDER

   1. 2. Amendments to the principal Order

   2. 3. Interpretation and general

   3. 4. Activities—dealing in investments as agent

   4. 5. Activities—arranging deals in investments

   5. 6. Activities—managing investments

   6. 7. Activities—assisting in the administration and performance of a contract of insurance

   7. 8. Activities—safeguarding and administering

   8. 9. Activities—advising on investments

   9. 10. Exclusions applying to several activities

   10. 11. Further exclusions in connection with activities carried on in relation to contracts of insurance

   11. 12. Relevant text of the insurance mediation directive

4. PART 3 MEMBERS OF THE PROFESSIONS AND APPOINTED REPRESENTATIVES

   1. 13. Register of unauthorised persons carrying on insurance mediation activities

5. PART 4 AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE ACT

   1. 14. Amendment to the Appointed Representatives Regulations

   2. 15. Amendment to the Compensation Scheme: Electing Participants Regulations

   3. 16. Amendment to the Non-Exempt Activities Order

   4. 17. Misleading statements and practices

   5. 18. Amendment to the By Way of Business Order

6. PART 5 MISCELLANEOUS

   1. 19. Amendment of the threshold conditions

   2. 20. Amendment of section 49 of the Act

   3. 21. Controllers of insurance intermediaries

7. PART 6 TRANSITIONAL PROVISIONS

   1. 22. Interpretation

   2. 23. Applications for Part IV permission—general insurance mediation

   3. 24. Application for approval—general insurance mediation

   4. 25. Applications for Part IV permission—long-term care insurance mediation

   5. 26. Application for approval—long-term care insurance mediation

   6. 27. Modifications and waivers

8. Signature

9. Explanatory Note