Search Legislation

The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2006

 Help about what version

What Version

  • Latest available (Revised)
  • Original (As made)

Status:

This is the original version (as it was originally made). This item of legislation is currently only available in its original format.

  1. Introductory Text

  2. 1.Citation, commencement and interpretation

  3. 2.Amendment of the Principal Order

  4. 3.Transitional provisions

  5. 4.Interim permission

  6. 5.Interim approval

  7. 6.Application of the Authority’s rules etc. to persons with interim permission or interim approval

  8. 7.Application of the Act etc.

  9. 8.Amendments to the Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001

  10. 9.Amendments to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001

  11. 10.Amendment to the Financial Services and Markets Act 2000 (Exemption) Order 2001

  12. 11.Amendment to the Financial Services and Markets Act 2000 (Professions)(Non-Exempt Activities) Order 2001

  13. 12.Amendments to the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

  14. Signature

    1. SCHEDULE

      APPLICATION OF THE ACT AND THE PRINCIPAL ORDER TO PERSONS WITH AN INTRIM PERMISSION OR AN INTERIM APPROVAL

      1. 1.Paragraphs 2 and 3 apply to every person with interim...

      2. 2.For the purposes of section 20 (authorised persons acting without...

      3. 3.A person’s interim permission is to be disregarded for the...

      4. 4.Paragraphs 5(1), 6 to 9, 11, 12 and 13 apply...

      5. 5.(1) A person with interim permission is to be treated...

      6. 6.For the purposes of subsection (1) of section 21 (restrictions...

      7. 7.A person with an interim permission may still be an...

      8. 8.Subsection (3)(a) of section 213 (the compensation scheme) does not...

      9. 9.Subsection (1)(a) of section 347 (the record of authorised persons...

      10. 10.Section 347(1)(h) is disapplied in relation to persons with interim...

      11. 11.In article 22 of the Principal Order (deals with or...

      12. 12.In article 29 of the Principal Order (arranging deals with...

      13. 13.For the purposes of paragraphs (1)(a), (2)(a), (3) and (4)(a)...

  15. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources