The National Health Service (Primary Dental Services) (Miscellaneous Amendments and Transitional Provisions) Regulations 2013

Regulation 42

SCHEDULE 2 E+W Transitional provisions relating to PDS agreements

Application of Schedule 2 E+W

1.  This Schedule applies to a PDS agreement which is entered into before the appointed day, and the parties to the agreement on or after the appointed day are the Contractor and [F1 NHS England] as a consequence of a property scheme transfer made under section 300 of the 2012 Act.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I1 Sch. 2 para. 1 in force at 1.4.2013, see reg. 1(1)

Interpretation E+W

2.  In the Schedule—

“the 2006 Act” means the National Health Service Act 2006;

“the 2012 Act” means the Health and Social Care Act 2012;

“the appointed day” means 1st April 2013;

F2 ...

“Contractor” means—

(a)

in relation to a period before the appointed day, a party to a PDS Agreement, other than the Primary Care Trust; or

(b)

in relation to a period on or after the appointed day, a party to the PDS Agreement contract other than [F1 NHS England];

[F3 “NHS England” means the body corporate established under section 1H of the 2006 Act;]

“Primary Care Trust” means the Primary Care Trust which was established and which subsisted immediately before the coming into force of section 34 (abolition of Primary Care Trusts) of the 2012 Act;

“PDS Agreement” means an agreement within the meaning of section 107 of the 2006 Act (arrangements by [F1 NHS England] for the provision of primary dental services)(1);

“the PDS Agreements Regulations” means the National Health Service (Personal Dental Services Agreements) Regulations 2005(2);

“Relevant Body” means, unless the context otherwise requires, the Primary Care Trust or the Strategic Health Authority, which was a party, or a prospective party, to a PDS agreement, immediately before the coming into force of section 33 or 34 of the 2012 Act, and

“Strategic Health Authority” means the Strategic Health Authority which was established and which subsisted immediately before the coming into force of section 33 (abolition of Strategic Health Authorities) of the 2012 Act.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

F2 Words in Sch. 2 para. 2 omitted (6.11.2023) by virtue of The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), regs. 1(1), 63(3)(a)(i)

F3 Words in Sch. 2 para. 2 inserted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), regs. 1(1), 63(3)(a)(ii)

Commencement Information

I2 Sch. 2 para. 2 in force at 1.4.2013, see reg. 1(1)

General transitional provisions relating to the terms of a PDS agreement E+W

3.—(1) The Contractor and [F1 NHS England] must as soon as is reasonably practicable on or after the appointed day, enter into discussions with each other with a view to agreeing variations to the PDS agreement in order to ensure that the contract complies with the PDS Agreements Regulations on or after the appointed day.

(2) Where the terms of the PDS agreement have not been varied so as to include the terms which have the same effect as those terms specified in these Regulations, the PDS agreement is deemed to have been so varied only to the extent that such terms are to have the same effect as those terms specified in these Regulations which have effect on or after the appointed day.

(3) The Contractor and [F1 NHS England] may not agree any variation to the PDS agreement that is contrary to the PDS Agreements Regulations on or after the appointed day.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I3 Sch. 2 para. 3 in force at 1.4.2013, see reg. 1(1)

Continuing validity of forms E+W

4.  A form supplied by a Relevant Body continues to be a valid form in relation to [F1 NHS England] until it is cancelled or withdrawn by [F1 NHS England].

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I4 Sch. 2 para. 4 in force at 1.4.2013, see reg. 1(1)

Notification of reasons by a Primary Care Trust in respect of entering into contracts E+W

5.  Where a Relevant Body has given notification to a person pursuant to regulation 6 (reasons) of the PDS Agreements Regulations before the appointed day, the notification and the written views contained in that notification shall be treated, on or after that day, as notification by [F1 NHS England] and the written views of [F1 NHS England].

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I5 Sch. 2 para. 5 in force at 1.4.2013, see reg. 1(1)

Appeals relating to eligibility to enter into a contract E+W

6.  A person who has been served notice pursuant to regulation 6 of the PDS Agreements Regulations before the appointed day may on or after that day appeal to the First-tier Tribunal against the decision of the Relevant Body and that appeal must be treated as an appeal against a decision of [F1 NHS England].

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I6 Sch. 2 para. 6 in force at 1.4.2013, see reg. 1(1)

Finance E+W

7.  Any right that a Relevant Body had to set off against any amount payable to the Contractor under the term that gives effect to regulation 17 (finance) of the PDS Agreements Regulations immediately before the appointed day, must be treated as a right of [F1 NHS England] under the term that gives effect to that regulation on or after the appointed day.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I7 Sch. 2 para. 7 in force at 1.4.2013, see reg. 1(1)

Records, information, notifications and rights of entry E+W

8.—(1) Where a Relevant Body gave authorisation or notification or made a request under a term of the PDS agreement that had the same effect as the provisions in Part 5 (records, information, notifications and rights of entry) of Schedule 3 to the PDS Agreements Regulations as in force immediately before the appointed day, such consent, authorisation, notification or request is to be deemed to be that of [F1 NHS England] for the purposes of the application of the terms of the PDS agreement that has the same effect as the provisions in Part 5 of Schedule 3 to the PDS Agreements Regulations on or after the appointed day.

(2) The reference to a request and authorisation in sub-paragraph (1) respectively includes any inquiries made in writing from the Relevant Body and appointments made by the Relevant Body in accordance with the terms of the PDS agreement that have the same effect as the provisions in paragraph 38 (inquiries about prescriptions and referrals) of Schedule 3 to the PDS Agreements Regulations as in force immediately before the appointed day.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I8 Sch. 2 para. 8 in force at 1.4.2013, see reg. 1(1)

Leaflets E+W

9.—(1) This paragraph applies where a contractor has compiled a patient information leaflet which complied with the requirements of paragraph 35 (patient information) of Schedule 3 to the PDS Agreements Regulations immediately before the appointed day.

(2) Notwithstanding the requirements in paragraph 35 of Schedule 3 to the PDS Agreements Regulations as in force on or after the appointed day, a Contractor must review its practice leaflet and make any amendments necessary so as to include the information specified in Schedule 4 (patient information leaflet) not later than 1st May 2013.

Commencement Information

I9 Sch. 2 para. 9 in force at 1.4.2013, see reg. 1(1)

Complaints E+W

10.—(1) This paragraph applies where an investigation of a complaint under the procedure referred to in paragraph 46A inserted by regulation 23 of the Local Authority Social Services and National Health Service Complaints (England) Regulations 2009(3) into Schedule 3 to the PDS Agreements Regulations is not completed before the appointed day.

(2) A complaint of a kind referred to in sub-paragraph (1) must continue to be dealt with in accordance with the Local Authority Social Services and National Health Service Complaints (England) Regulations 2009—

(a) as if any reference to a Relevant Body or a Primary Care Trust in a document or form relating to the complaint were a reference to [F1 NHS England]; and

(b) in respect of a complaint received prior to 1st April 2009, the Contractor—

(i) must deal with the complaint as far as it is able, in accordance with those Regulations; and

(ii) may if it is unable to comply with those Regulations as a consequence of the length of time it has taken to deal with the complaint vary the procedure only to the extent that it is necessary in order to dispose of the matter in a just manner.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I10 Sch. 2 para. 10 in force at 1.4.2013, see reg. 1(1)

Co-operation with investigations E+W

11.  The Contractor must continue to co-operate with an investigation of a complaint which is pending immediately before the appointed day in accordance with the terms of the PDS agreement that give effect to paragraph 51 of Schedule 3 to the PDS Agreements Regulations as in force on or after the appointed day as if any act or omission by, or reference to, a Relevant Body were a reference to [F1 NHS England].

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I11 Sch. 2 para. 11 in force at 1.4.2013, see reg. 1(1)

Disputes E+W

12.—(1) Any dispute arising out of or in connection with a PDS agreement in respect of a Contractor and a Relevant Body that is ongoing immediately before the appointed day is deemed to be a dispute in respect of that Contractor and [F1 NHS England].

(2) The terms of the contract which had the same effect as the provisions in Part 7 of Schedule 3 to the PDS Agreements Regulations as in force on or after the appointed day continue to apply to the dispute as if references to—

(a) “Relevant Body” were to [F4 “NHS England”]; and

(b) “the parties” mean the Contractor and [F1 NHS England].

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

F4 Words in Sch. 2 para. 12(2)(a) substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), regs. 1(1), 63(3)(b)

Commencement Information

I12 Sch. 2 para. 12 in force at 1.4.2013, see reg. 1(1)

Variation and termination of PDS agreements E+W

13.—(1) This paragraph applies where a Relevant Body or a Contractor has taken any steps in accordance with or in connection with a matter referred to in any of the provisions in Part 9 (variation and termination of agreements) of Schedule 3 to the PDS Agreements Regulations before the appointed day and had it not been for the coming into force of section 34 (abolition of Primary Care Trusts) or section 33 (abolition of Strategic Health Authorities) of the 2012 Act that matter would continue to fall to the Relevant Body to be dealt with in accordance with Part 9.

(2) Any action taken or omission by a Relevant Body in accordance with or in connection with any of the provisions in Part 9 of Schedule 3 to the PDS Agreements Regulations is to be deemed to be action taken or omitted by [F1 NHS England] for the purposes of the continuity of the application of those provisions that have effect on or after the appointed day.

(3) Where an agreement has been reached between a Contractor and a Relevant Body in accordance with or in connection with the provisions in Part 9 of Schedule 3 to the PDS Agreements Regulations before the appointed day, that agreement is to be deemed to be an agreement made by that Contractor and [F1 NHS England].

(4) Where notice has been given by the Contractor to the Relevant Body or notice has been given by the Relevant Body to the Contractor, that notice is to be deemed to have been given by that Contractor to [F1 NHS England], or as the case may be, notice given by [F1 NHS England] to that Contractor.

(5) Notwithstanding the above sub-paragraphs, [F1 NHS England] may, if it thinks necessary or desirable in order to dispose of a matter justly, review a decision or action taken that it is deemed to have made or taken as a consequence of this paragraph.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I13 Sch. 2 para. 13 in force at 1.4.2013, see reg. 1(1)

Continuing application of published guidance E+W

14.  Where as a consequence of paragraph 82 (compliance with legislation and guidance) of Schedule 3 to the PDS Agreements Regulations a contractual term in a PDS agreement requires a Contractor to have regard to guidance published before the appointed day which has effect immediately before that day, that contractual term continues to apply in respect of such guidance on or after the appointed day—

(a) as if references to a Primary Care Trust or Strategic Health Authority in that guidance were to [F1 NHS England]; and

(b) until such time as [F1 NHS England], or as the case may be Secretary of State, cancels or withdraws the document or guidance.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I14 Sch. 2 para. 14 in force at 1.4.2013, see reg. 1(1)

Supplementary transitional provision E+W

15.—(1) Subject to the preceding provisions in this Schedule, any act or omission by, or in relation to, a Relevant Body before the appointed day in respect of—

(a) the exercise of any functions of the Relevant Body under Part 5 of the 2006 Act; or

(b) any rights or liabilities of the Relevant Body transferred as a consequence of a property transfer scheme made under section 300 of the 2012 Act,

in relation to a PDS agreement, is deemed to have been an act or omission by, or in relation to [F1 NHS England].

(2) Anything which, when these Regulations take effect, is in the process of being done by, or in relation to, the Relevant Body in respect of, or in connection with—

(a) the exercise by the Relevant Body of any of its functions under Part 5 of the 2006 Act; or

(b) any rights or liabilities of the Relevant Body transferred as a consequence of a property transfer scheme made under section 300 of the 2012 Act,

is deemed to have effect as if done by, or in relation to, and may be continued by, or in relation to, [F1 NHS England].

(3) Where it is necessary for the Contractor or [F1 NHS England]—

(a) to take account of a period of time; or

(b) to calculate a period of time which is required in accordance with the PDS Agreements Regulations as in force on or after the appointed day,

any period of time that occurred before the appointed day and which is relevant to the matter under consideration is to be taken into account or used in order to calculate any time period for the purposes of that consideration or applying provisions in these Regulations on or after the appointed day only if that period of time could have been taken into account or used in a calculation of a time period in respect of those mirror provisions as in force immediately before the appointed day.

Textual Amendments

F1 Words in Regulations substituted (6.11.2023) by The Health and Care Act 2022 (Further Consequential Amendments) (No. 2) Regulations 2023 (S.I. 2023/1071), reg. 1(1), Sch. para. 1

Commencement Information

I15 Sch. 2 para. 15 in force at 1.4.2013, see reg. 1(1)

(1)

Section 107 is amended by section 55(1) of, and paragraph 48 of Schedule 4 to, the 2012 Act.

(2)

S.I.2005/3373 as amended by S.I.2006/563, 2007/544, 2008/528, and 1514, 2009/309 and 462, 2010/22 and 1881, 2011/1182 and 2012/502, 2273 and 2404.

(3)

S.I.2009/309 as amended by S.I. 2009/309 and 1768, 2012/1909 and 2013/235. Another paragraph 46A was inserted by S.I.2008/1514, but this has since been renumbered 46B by a correction slip.