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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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- UK Statutory Instruments
- 2017 No. 701
- PART 6
- Regulation 47A
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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Section 47A is up to date with all changes known to be in force on or before 02 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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- reg. 16(1A)(1B) omitted by 2023 c. 29 Sch. 2 para. 46(4)
[F1Position management and publication of position reportsU.K.
This section has no associated Explanatory Memorandum
47A.—(1) The FCA must maintain a database containing—
(a)the position limits established by the FCA under regulation 16; and
(b)the information the FCA receives from—
(i)market operators operating trading venues summarising the position management controls in effect in relation to trading venues under paragraph 7BA(3) of the Schedule to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001 (“the Recognition Requirements Regulations”); and
(ii)firms operating MTF or OTF in the United Kingdom summarising the position management controls in effect in relation to trading venues under rule 10.3.3R of the Market Conduct sourcebook.
(2) The FCA must ensure that the database referred to in paragraph (1) is published on its website.
(3) The FCA must publish all weekly reports it receives from market operators and firms operating trading venues in the United Kingdom under—
(a)paragraph 7BB(5) of the Schedule to the Recognition Requirements Regulations;
(b)rule 10.4.3 of the Market Conduct sourcebook.
(4) For the purpose of this regulation, “market operator” has the meaning given in Article 2(1)(10) of the markets in financial instruments regulation.]
Textual Amendments
F1Reg. 47A inserted (31.12.2020) by The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403), regs. 1(3), 15(5) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
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