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The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
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- UK Statutory Instruments
- 2019 No. 707
- PART 2
- CHAPTER 1
- Regulation 19
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The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019, Section 19 is up to date with all changes known to be in force on or before 14 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
Transparency rulesU.K.
This section has no associated Explanatory Memorandum
19.—(1) Section 89A (transparency rules) M1 is amended as follows.
(2) For subsection (1) substitute—
“(1) The FCA may make rules—
(a)imposing requirements in relation to the disclosure of periodic or ongoing information about issuers whose securities are admitted to trading on a regulated market, and
(b)dealing with matters arising out of or relating to such requirements.”.
(3) In subsection (2), after “any matters” insert “ dealt with in the transparency obligations directive or with any matters that, when the United Kingdom was a member State, would have been matters ”.
(4) After subsection (4) insert—
“(4A) The provision that may be made by virtue of subsection (4)(g) includes (but is not limited to) provision, in the case of an issuer whose registered office is situated in a country or territory outside the United Kingdom, allowing exemption from specified provisions of rules under this section if—
(a)the law of that country or territory is considered by the FCA to lay down equivalent requirements, or
(b)the issuer complies with the requirements of the law of a country or territory that the FCA considers as equivalent.”.
Commencement Information
I1Reg. 19 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)
Marginal Citations
M1Sections 89A to 89G were inserted by the Companies Act 2006 (c. 46) section 1266(1).
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