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1. These Regulations may be cited as the Plant Health (Official Controls and Miscellaneous Provisions) Regulations (Northern Ireland) 2020 and come into operation on 23rd December 2020.
Commencement Information
I1Reg. 1 in operation at 23.12.2020, see reg. 1
2.—(1) The Interpretation Act (Northern Ireland) 1954(1) applies to these Regulations as it applies to an Act of the Assembly.
(2) In these Regulations—
“controlled consignment” means a consignment containing any plant, plant product or other object—
which may not be brought into the Union territory without a phytosanitary certificate for export or a phytosanitary certificate for re-export pursuant to—
Article 72 or 74 of the EU Plant Health Regulation;
an EU emergency decision; or
any other EU plant health rule, other than Article 73 of the EU Plant Health Regulation; or
which was exported from the Union territory to a third country and is returning to the Union territory following the refusal by that third country to allow its entry into the country;
“controlled plant pest” means—
a plant pest of a description specified in Annexes 2, 3 or 4 to the Phytosanitary Conditions Regulation;
a plant pest of a description specified in an EU emergency decision; or
a plant pest subject to any other EU plant health rule, including a potential quarantine plant pest within the meaning given in regulation 21(3);
“the Department” means the Department of Agriculture, Environment and Rural Affairs;
“Directive 2000/29/EC” means Council Directive 2000/29/EC on protective measures against the introduction into the Community of organisms harmful to plants or plant products and against their spread within the Community(2);
“EU emergency decision” means an instrument referred to in regulation 3(1);
“EU Plant Health Regulation” means Regulation (EU) 2016/2031 of the European Parliament of the Council on protective measures against pests of plants amending Regulations (EU) No 228/2013, (EU) No 652/2014 and (EU) No 1143/2014 of the European Parliament and of the Council and repealing Council Directives 69/464/EEC, 74/647/EEC, 93/85/EEC, 98/85/EEC, 98/57/EC, 2000/29/EC, 2006/91/EC and 2007/33/EC(3);
“EU plant health rule” means a rule within the meaning given in Article 1(2)(g) of the Official Controls Regulation;
“ISPM 15” means International Standard for Phytosanitary Measures No. 15 of March 2002 on Guidelines for regulating wood packaging material in international trade, prepared by the Secretariat of the International Plant Protection Convention established by the Food and Agriculture Organisation of the United Nations, as last revised by the Commission on Phytosanitary Measures in April 2013(4)
“Official Controls Regulation” means Regulation (EU) 2017/625 of the European Parliament and of the Council on official controls and other official activities performed to ensure the application of food and feed law, rules on animal health and welfare, plant health and plant protection products, amending Regulations (EC) No 999/2001, (EC) No 396/2005, (EC) No 1069/2009, (EC) No 1107/2009, (EU) No 1151/2012, (EU) No 652/2014, (EU) 2016/429, and (EU) 2016/2031 of the European Parliament and of the Council, Council Regulations (EC) No 1/2005 and (EC) No 1099/2009 and Council Directives 98/58/EC, 1999/74/EC, 2007/43/EC, 2008/119/EC and 2008/120/EC, and repealing Regulations (EC) No 854/2004 and (EC) No 882/2004 of the European Parliament and of the Council, Council Directives 89/608/EEC, 89/662/EEC, 90/425/EEC, 91/496/EEC, 96/23/EC, 96/93/EC and 97/78/EC and Council Decision 92/438/EEC insofar as it applies to EU plant health rules(5);
“Phytosanitary Conditions Regulation” means Commission Implementing Regulation (EU) 2019/2072 establishing uniform conditions for the implementation of Regulation (EU) 2016/2031 of the European Parliament and of the Council, as regards protective measures against pests of plants and repealing Commission Regulation (EC) No 690/2008 and amending Commission Implementing Regulation (EU) 2018/2019(6);
“plant health inspector” means an official plant health officer appointed by the Department;
“plant pest” means a pest within the meaning given in Article 1(1) and (2) of the EU Plant Health Regulation;
“regulated item” means—
any plant, plant product or other object to which an EU plant health rule applies, other than any plant, plant product or other object which is part of a controlled consignment; or
a controlled plant pest.
(3) Unless the context otherwise requires, words and expressions which are not defined in these Regulations but appear in both these Regulations and in the EU Plant Health Regulation or the Official Controls Regulation have the same meaning in these Regulations as they have in the EU Plant Health Regulation or, as the case may be, in the Official Controls Regulation.
Commencement Information
I2Reg. 2 in operation at 23.12.2020, see reg. 1
3.—(1) In these Regulations—
“Commission Decision 98/109/EC” means Commission Decision 98/109/EC authorising member States temporarily to take emergency measures against the dissemination of Thrips palmi Karny as regards Thailand(7);
“Commission Decision 2002/757/EC” means Commission Decision 2002/757/EC on provisional emergency phytosanitary measures to prevent the introduction into and the spread within the Community of Phytophthora ramorum Werres, De Cock & Man in’t Veld sp. Nov.(8);
“Commission Decision 2004/200/EC” means Commission Decision 2004/200/EC on measures to prevent the introduction into and the spread within the Community of Pepino mosaic virus(9);
“Commission Implementing Decision 2011/787/EU” means Commission Implementing Decision 2011/787/EU authorising member States temporarily to take emergency measures against the dissemination of Ralstonia solanacearum (Smith) Yabuuchi et al. as regards Egypt(10);
“Commission Implementing Decision 2012/138/EU” means Commission Implementing Decision 2012/138/EU as regards emergency measures to prevent the introduction into and the spread within the Union of Anoplophora chinensis (Forster)(11);
“Commission Implementing Decision 2012/270/EU” means Commission Implementing Decision 2012/270/EU as regards emergency measures to prevent the introduction into and the spread within the Union of Epitrix cucumeris (Harris), Epitrix papa sp. n., Epitrix subcrinita (Lec.) and Epitrix tuberis (Gentner)(12);
“Commission Implementing Decision 2012/535/EU” means Commission Implementing Decision 2012/535/EU on emergency measures to prevent the spread within the Union of Bursaphelenchus xylophilus (Steiner et Buhrer) Nickle et al. (the pine wood nematode)(13);
“Commission Implementing Decision 2012/697/EU” means Commission Implementing Decision 2012/697/EU as regards measures to prevent the introduction into and the spread within the Union of the genus Pomacea (Perry)(14);
“Commission Implementing Decision (EU) 2015/789” means Commission Implementing Decision (EU) 2015/789 as regards measures to prevent the introduction into and the spread within the Union of Xylella fastidiosa (Wells et al.)(15);
“Commission Implementing Decision (EU) 2015/893” means Commission Implementing Decision (EU) 2015/893 as regards measures to prevent the introduction into and the spread within the Union of Anoplophora glabripennis (Motschulksy)(16);
“Commission Implementing Decision (EU) 2016/715” means Commission Implementing Decision (EU) 2016/715 setting out measures in respect of certain fruits originating in certain third countries to prevent the introduction into and the spread within the Union of the harmful organism Phyllosticta citricarpa (McAlpine) Van der Aa.(17);
“Commission Implementing Decision (EU) 2018/638” means Commission Implementing Decision (EU) 2018/638 establishing emergency measures to prevent the introduction into and the spread within the Union of the harmful organism Spodoptera frugiperda (Smith)(18);
“Commission Implementing Decision (EU) 2018/1503” means Commission Implementing Decision (EU) 2018/1503 establishing measures to prevent the introduction into and the spread within the Union of Aromia bungii (Faldermann)(19);
“Commission Implementing Decision (EU) 2019/1739” means Commission Implementing Decision (EU) 2019/1739 establishing emergency measures to prevent the introduction into and the spread within the Union of Rose Rosette virus(20);
“Commission Implementing Decision (EU) 2019/2032” means Commission Implementing Decision (EU) 2019/2032 establishing measures to prevent the introduction into and the spread within the Union of Fusarium circinatum Nirenberg & O’Donnell (formerly Gibberella circinata) and repealing Decision 2007/433/EC(21);
“Commission Implementing Regulation (EU) 2020/885” means Commission Implementing Regulation (EU) 2020/885 as regards measures to prevent the introduction into and the spread within the Union of Pseudomonas syringae pv. actinidiae Takikawa, Serizawa, Ichikawa, Tsuyumu & Goto(22);
“Commission Implementing Regulation (EU) 2020/1191” means Commission Implementing Regulation (EU) 2020/1191 establishing measures to prevent the introduction into and the spread within the Union of Tomato brown rugose fruit virus (ToBRFV)(23).
(2) In these Regulations, references to the Phytosanitary Conditions Regulation and to the European Union instruments referred to in paragraph (1) are to be construed as references to those instruments as amended from time to time.
Commencement Information
I3Reg. 3 in operation at 23.12.2020, see reg. 1
4. Any reference in the EU Plant Health Regulation to a pest that is subject to the measures adopted pursuant to Article 30(1) includes the following plant pests—
(a)Epitrix cumeris (Harris), Epitrix papa. (Orlova-Bienkowskaja), Epitrix subcrinita (Lec.) or Epitrix tuberis (Gentner);
(b)Pseudomonas syringae pv. actinidiae Takikawa, Serizawa, Ichikawa, Tsuyuma & Goto;
(c)Rose rosette virus;
(d)Tomato brown rugose fruit virus.
Commencement Information
I4Reg. 4 in operation at 23.12.2020, see reg. 1
5.—(1) For the purposes of Article 82 of the EU Plant Health Regulation, the premises of a registered operator are to be regarded as being in “close proximity” to other premises of that operator if any point on the boundary of its operative area, or of any of its operative areas, is within ten miles of any point on the boundary of the operative area, or of any of the operative areas, of the other premises.
(2) In paragraph (1), “operative area”, in relation to the premises of a registered operator means—
(a)in the case of premises which are used entirely by the registered operator to carry out one or more of the activities mentioned in Article 65(1) of the EU Plant Health Regulation, the area comprising those premises;
(b)in the case of any other premises used by the registered operator to carry out one or more of the activities mentioned in Article 65(1) of the EU Plant Health Regulation, an area within the premises which is used by the registered operator to carry out any of those activities.
Commencement Information
I5Reg. 5 in operation at 23.12.2020, see reg. 1
6. The Department of Agriculture, Environment and Rural Affairs is designated as the competent authority responsible for the organisation and the performance of official controls and other official activities in Northern Ireland in so far as they relate to—
(a)plant pests, plants, plant products and other objects;
(b)professional operators.
Commencement Information
I6Reg. 6 in operation at 23.12.2020, see reg. 1
7.—(1) The responsible operator of a controlled consignment which is to be brought into Northern Ireland by air must have notified the Department of the consignment’s expected arrival at least four working hours before its expected arrival in Northern Ireland.
(2) In the case of any controlled consignment which consists, in whole or in part, of unprocessed logs or sawn or chipped wood and is to be brought into Northern Ireland at a point of entry which only has a temporary border control post, the responsible operator must have notified the Department of the consignment’s arrival at least three working days before its expected arrival in Northern Ireland.
(3) Article 1(1) of Commission Implementing Regulation (EU) 2019/1013 does not apply to any responsible operator of a controlled consignment referred to in paragraph (1) or (2).
(4) In this regulation—
“Commission Implementing Regulation (EU) 2019/1013” means Commission Implementing Regulation (EU) 2019/1013 on prior notification of consignments of certain categories of animals and goods entering the Union(24);
“responsible operator”, in relation to a controlled consignment, means an operator who is required to ensure that the consignment is presented for official controls at the border control post of first arrival into the Union in accordance with Article 47(5) of the Official Controls Regulation;
“temporary border control post” means a border control post in Northern Ireland which has been exempted from the obligations in Article 64(3)(a), (c) and (f) of the Official Controls Regulation pursuant to Article 4 of Commission Delegated Regulation (EU) 2019/1012 supplementing Regulation (EU) 2017/625 of the European Parliament and of the Council by derogating from the rules on the designation of control points and from the minimum requirements for border control posts(25);
“working day” means any day, other than—
a Saturday or Sunday;
Christmas Day or Good Friday; or
a public holiday in Northern Ireland, including a bank holiday under the Banking and Financial Dealings Act 1971(26);
“working hour” means a period of one hour during a working day.
Commencement Information
I7Reg. 7 in operation at 23.12.2020, see reg. 1
8.—(1) This regulation applies where a plant health inspector suspects that a controlled consignment or a regulated item is likely to be, or has been, brought into Northern Ireland from a third country in contravention of an EU plant health rule or that any such consignment or item may not otherwise comply with an EU plant health rule.
(2) A plant health inspector must serve a notice on the operator who is responsible for the controlled consignment or regulated item—
(a)placing the consignment or item under official detention; and
(b)prohibiting the entry of the consignment or item into the Union territory,
pending the outcome of official controls to confirm or eliminate the suspicion referred to in paragraph (1).
(3) This regulation applies to any controlled consignment or regulated item whether or not its ultimate destination is in Northern Ireland.
Commencement Information
I8Reg. 8 in operation at 23.12.2020, see reg. 1
9. Where a plant health inspector suspects or is aware that a controlled consignment has not been presented for official controls in accordance with Article 47(1) of the Official Controls Regulation, or in accordance with the other requirements referred to in Article 66(6) of that Regulation, the plant health inspector must serve a notice on the operator who is responsible for the consignment recalling the consignment and placing the consignment under official detention.
Commencement Information
I9Reg. 9 in operation at 23.12.2020, see reg. 1
10.—(1) This regulation applies to—
(a)any controlled consignment or regulated item which, in the opinion of a plant health inspector, has been brought into Northern Ireland from a third country in contravention of an EU plant health rule;
(b)any controlled consignment or regulated item which has been brought into Northern Ireland from a third country and which does not otherwise comply with an EU plant health rule; or
(c)any consignment which has been brought into Northern Ireland from a third country and which, in the opinion of a plant health inspector, poses a risk to plant health in Northern Ireland or to any other part of the Union territory.
(2) A plant health inspector must serve a notice on the operator who is responsible for the consignment or item—
(a)placing the consignment or item under official detention; and
(b)setting out the measures which the operator must take in relation to the consignment or item.
Commencement Information
I10Reg. 10 in operation at 23.12.2020, see reg. 1
11.—(1) A notice under regulation 8, 9 or 10 may include any of the following—
(a)the measures that the responsible operator must take in relation to the consignment or item to isolate or quarantine the consignment or item or otherwise deal with the risk to plant health arising from the consignment or item;
(b)where a plant health inspector requires the consignment or item to be destroyed or otherwise disposed of, re-exported or treated, the measures that the responsible operator must take to destroy or otherwise dispose of, re-export or treat the consignment or item;
(c)any other measures which the plant health inspector considers are appropriate in light of the suspected or known contravention or the risk to plant health in Northern Ireland or to any other part of the Union territory arising from the consignment or item.
(2) In paragraph (1), “responsible operator” is to be construed in accordance with regulation 8, 9 or 10 (as the case may be).
Commencement Information
I11Reg. 11 in operation at 23.12.2020, see reg. 1
12.—(1) The Department may grant a permit which authorises—
(a)the use of a facility which is located within a border control post as an inspection centre for the purposes of carrying out official controls and other official activities on controlled consignments, consignments which are subject to a prohibition or restriction by virtue of Part 1 of Schedule 1 and other regulated items on their arrival at the border control post;
(b)the use of commercial storage facilities within the close vicinity of a border control post as a place at which identity checks and physical checks may be performed on controlled consignments, consignments which are subject to a prohibition or restriction by virtue of Part 1 of Schedule 1 and other regulated items on their arrival at the border control post.
(2) In paragraph (1), “official controls” includes any official controls within the meaning given in paragraph 12 of Schedule 1.
(3) An application for a permit must be made to the Department by the operator of the facility or commercial storage facilities in the manner and form required by the Department.
(4) A permit may only be granted under paragraph (1)(a) if the Department is satisfied that the facility complies with the requirements specified in respect of inspection centres in Article 8 of Regulation (EU) 2019/1014.
(5) A permit may only be granted under paragraph (1)(b) if the Department is satisfied that the commercial storage facilities comply with the requirements specified in respect of commercial storage facilities in Article 3(11) of Regulation (EU) 2019/1014.
(6) A permit granted under paragraph (1)(a) or (b) must be in writing and may be granted—
(a)subject to conditions;
(b)for an indefinite period or a specified period.
(7) A permit granted under paragraph (1)(a) or (b) may be modified, suspended or revoked by the Department at any time by notice in writing.
(8) In this regulation, “Regulation (EU) 2019/1014” means Commission Implementing Regulation (EU) 2019/1014 to lay down detailed rules on minimum requirements for border control posts, including inspection centres, and for the format, categories and abbreviations to use for listing border control posts and control points(27).
Commencement Information
I12Reg. 12 in operation at 23.12.2020, see reg. 1
13.—(1) The Department may during the relevant period authorise—
(a)the transportation of a controlled consignment to an approved place of inspection; and
(b)the performance of identity checks and plant health checks by a plant health inspector at an approved place of inspection.
(2) The operator who is responsible for a controlled consignment that is destined for an approved place of inspection must—
(a)by notice in writing give the Department the particulars set out in paragraph (3) no later than three working days before the consignment arrives in Northern Ireland;
(b)ensure that the consignment, its packaging and the vehicle in which it is transported are closed or sealed in such a way that there is no risk of the plants, plant products or objects in the consignment causing infestation, infection or contamination or a change occurring in the contents of the consignment; and
(c)ensure that the consignment is accompanied by a plant health movement document.
(3) The particulars are—
(a)the name, address and location of the approved place of inspection to which the consignment is destined;
(b)the scheduled date and time of arrival of the consignment at the place referred to in sub-paragraph (a);
(c)if available, the individual serial number of the plant health movement document in relation to that consignment;
(d)if available, the date and place at which that plant health movement document was drawn up;
(e)the name, address and registration number of the operator; and
(f)the reference number of the phytosanitary certificate or phytosanitary certificate for re-export required in relation to the consignment pursuant to Article 72(1) or 74(1) of the EU Plant Health Regulation.
(4) The operator must notify the Department immediately in writing of any changes to the particulars which the operator has given under paragraph (2)(a).
(5) The notice must be given to the Department at the address given by the Department from time to time for the purposes of this regulation.
(6) The Department may for the purposes of paragraph (1) approve a place to which a controlled consignment may be destined as a place at which identity checks and plant health checks may be performed by a plant health inspector during the relevant period.
(7) An application for approval under paragraph (6) must be made to the Department in the manner and form required by the Department.
(8) An approval may be granted subject to conditions, including conditions relating to the storage of controlled consignments, and may be withdrawn at any time if the Department no longer considers that the place to which the approval relates is suitable for the purpose for which the approval was given.
(9) The Department may only approve a place as an approved place of inspection if the place has been approved by the Commissioners for Her Majesty’s Revenue and Customs for use as a temporary storage facility.
(10) In this regulation—
“approved place of inspection” means a place which is approved as a place of inspection by the Department under paragraph (6);
“plant health movement document” means a document in the form set out in the Annex to Commission Directive 2004/103/EC on identity and plant health checks of plants, plant products or other objects, listed in Part B of Annex V to Directive 2000/29/EC, which may be carried out at a place other than the point of entry into the Community or at a place close by and specifying the conditions related to these checks(28);
“relevant period” means the period beginning on the date upon which these Regulations come into operation and ending on 13th December 2020;
“temporary storage facility” means a storage facility within the meaning of Article 148 of Regulation (EU) No 952/2013 of the European Parliament and of the Council laying down the Union Customs Code(29);
“working day” has the meaning given in regulation 7(4).
Commencement Information
I13Reg. 13 in operation at 23.12.2020, see reg. 1
14.—(1) This Part applies if a plant health inspector suspects that a controlled plant pest or prohibited material is present or likely to be present, or becomes aware that a controlled plant pest or prohibited material is present, on any premises in Northern Ireland.
(2) In this Part—
“premises” includes any place, including any land, building, vehicle, vessel, aircraft, hovercraft, freight container, railway wagon, trailer or movable building or structure;
“prohibited material” means—
a plant, plant product or other object which is carrying or infected with a controlled plant pest or may be carrying or infected with a controlled plant pest;
a plant, plant product or other object whose entry into the Union territory or Northern Ireland is prohibited under an EU plant health rule or Part 1 of Schedule 1;
a plant, plant product or other object the movement of which within the Union territory or into, within or from Northern Ireland, is prohibited under an EU plant health rule or Part 2 of Schedule 1.
Commencement Information
I14Reg. 14 in operation at 23.12.2020, see reg. 1
15.—(1) A plant health inspector may serve a notice on the appropriate person—
(a)requiring the appropriate person to treat, destroy or otherwise dispose of the controlled plant pest or prohibited material;
(b)prohibiting for the period specified in the notice—
(i)the removal of any controlled plant pest or prohibited material from the premises; or
(ii)any activity which the inspector considers necessary to prohibit in order to prevent the establishment or spread of a controlled plant pest;
(c)requiring the removal of any controlled plant pest or prohibited material from the premises; or
(d)requiring the taking of any other steps, as specified in the notice, which the inspector considers necessary to eradicate the controlled plant pest or prevent its establishment or spread.
(2) If a plant health inspector has reasonable grounds for believing that it is necessary for the purpose of preventing the spread of, or ensuring the eradication of, any controlled plant pest from any premises, the inspector may serve a notice on the occupier imposing any prohibition or requiring any reasonable step to be taken for that purpose.
(3) In paragraph (1) “appropriate person” means—
(a)in the case of premises used by a professional operator, the professional operator;
(b)in the case of any other premises—
(i)the occupier or any other person in charge of the premises;
(ii)any other person who is in charge of the controlled plant pest or the prohibited material at those premises.
Commencement Information
I15Reg. 15 in operation at 23.12.2020, see reg. 1
16.—(1) A plant health inspector may, on giving reasonable notice, enter any premises and any adjacent premises for the purpose of taking steps to—
(a)eradicate, destroy or otherwise deal with any controlled plant pest;
(b)prevent the spread of any controlled plant pest; or
(c)destroy, treat or otherwise deal with any infected material.
(2) A plant health inspector must, if requested to do so, produce evidence of the inspector’s authority before entering any premises for the purposes specified in paragraph (1).
(3) Paragraph (1) does not apply to any premises which are used wholly or mainly as a private dwelling unless 24 hours’ notice has been given to the occupier.
(4) A plant health inspector may be accompanied by such other persons (including representatives of the European Commission) and bring onto the premises such equipment and vehicles as the inspector considers necessary.
(5) A person accompanying a plant health inspector under paragraph (4) may—
(a)remain on the premises and from time to time re-enter the premises without a plant health inspector;
(b)bring onto the premises any equipment or vehicles that the person considers necessary; and
(c)carry out work on the premises in a manner directed by a plant health inspector.
(6) In paragraph (1), “infected material” means—
(a)a plant, plant product or other object which is carrying or is infested by or infected with a controlled plant pest or may be carrying or be infested by or infected with a controlled plant pest;
(b)a plant, plant product or other object which is not carrying or is not infested by or infected with a controlled plant pest but the presence or existence of which may, in the opinion of a plant health inspector, cause a controlled plant pest to spread or be spread.
Commencement Information
I16Reg. 16 in operation at 23.12.2020, see reg. 1
17.—(1) This regulation applies where the Department has officially confirmed the presence of a controlled plant pest which is not known to be present in Northern Ireland or the presence of a controlled plant pest in an area of Northern Ireland where it was not previously present.
(2) The Department may by notice—
(a)demarcate an area in relation to the presence of the controlled plant pest for the purpose of eradicating or containing the plant pest;
(b)specify the prohibitions or restrictions which are to apply to the demarcated area for that purpose.
(3) A notice under paragraph (2)—
(a)must be in writing;
(b)must describe the extent of the demarcated area;
(c)must specify the date on which any such prohibitions or restrictions are to commence;
(d)must be published in a manner appropriate to bring it to the attention of the public;
(e)may be amended or revoked, in whole or in part, by further notice.
Commencement Information
I17Reg. 17 in operation at 23.12.2020, see reg. 1
18. Schedule 1 contains additional temporary measures to prevent the entry of certain controlled plant pests into Northern Ireland, or their establishment in, or spread within, Northern Ireland.
Commencement Information
I18Reg. 18 in operation at 23.12.2020, see reg. 1
19. An application for registration pursuant to Article 66(1) of the EU Plant Health Regulation which is to be submitted to the Department must be submitted in the manner and form required by the Department.
Commencement Information
I19Reg. 19 in operation at 23.12.2020, see reg. 1
20.—(1) The following applications must be made to the Department in the manner and form required by the Department—
(a)an application for a temporary authorisation to permit a relevant activity for official testing, scientific or educational purposes, trials, varietal selection or breeding;
(b)an application for an authorisation referred to in Article 64(2) of the EU Plant Health Regulation;
(c)an application for an authorisation referred to in Article 89(1) of the EU Plant Health Regulation;
(d)an application for an authorisation referred to in Article 98(1) of the EU Plant Health Regulation;
(e)an application for the issue of a phytosanitary certificate for export, a phytosanitary certificate for re-export or a pre-export certificate.
(2) In this regulation—
“relevant activity” means an activity which would otherwise be prohibited under the EU Plant Health Regulation, an EU emergency decision or another EU plant health rule involving—
the introduction of a plant pest or a plant, plant product or other object into Northern Ireland;
the movement of a plant pest or a plant, plant product or other object within Northern Ireland;
the holding of a controlled plant pest or a plant, plant product or other object at premises in Northern Ireland; or
the multiplication of a plant pest at premises in Northern Ireland.
Commencement Information
I20Reg. 20 in operation at 23.12.2020, see reg. 1
21.—(1) The Department may grant an authorisation to permit—
(a)the carrying out of any activity specified in a plant health derogation;
(b)the introduction into Northern Ireland, the movement within Northern Ireland, or the holding or multiplication in Northern Ireland, of a potential quarantine plant pest for official testing, scientific or educational purposes, trials, varietal selection or breeding; or
(c)the carrying out of any other activity which requires the approval of the Department under the EU Plant Health Regulation, the Official Controls Regulation or these Regulations.
(2) An application for any such authorisation must be made to the Department in the manner and form required by the Department.
(3) In paragraph (1)—
“plant health derogation” means—
a derogation from provisions of the EU Plant Health Regulation which is set out in an implementing or delegated act adopted by the European Commission under the EU Plant Health Regulation or the Official Controls Regulation; or
a derogation in any decision within the meaning of Article 288 of the Treaty on the Functioning of the European Union, which continues to apply for the purposes of the EU Plant Health Regulation on or after the commencement date and allows member States to authorise an activity which would otherwise be prohibited by or under the EU Plant Health Regulation.
“potential quarantine plant pest” means a plant pest which is not a Union quarantine pest, a protected zone quarantine pest or a plant pest subject to any measures adopted pursuant to Article 30(1) of the EU Plant Health Regulation, but which, in the opinion of the Department, fulfils the criteria set out in Subsection 1 of Section 3 of Annex 1 to that Regulation or may fulfil the criteria in Subsection 2 of that Section.
Commencement Information
I21Reg. 21 in operation at 23.12.2020, see reg. 1
22.—(1) An authorisation granted by the Department for the purposes of the EU Plant Health Regulation, the Official Controls Regulation or these Regulations must be in writing and may be granted—
(a)subject to conditions;
(b)for an indefinite period or a specified period.
(2) The Department may modify, suspend or revoke an authorisation at any time by notice in writing.
Commencement Information
I22Reg. 22 in operation at 23.12.2020, see reg. 1
23. Schedule 2 contains specific measures relating to certain solanaceous species.
Commencement Information
I23Reg. 23 in operation at 23.12.2020, see reg. 1
24.—(1) A professional operator who is bringing any of the following potatoes into Northern Ireland must at least two days before the expected date of their arrival in Northern Ireland, provide written notification to a plant health inspector of the matters referred to in paragraph (2)—
(a)seed potatoes grown or suspected to have been grown in Great Britain, in another member State or in Switzerland; or
(b)potatoes, other than seed potatoes, grown or suspected to have been grown in Poland, Portugal, Romania or Spain.
(2) The matters are—
(a)the expected time and date of their arrival;
(b)their intended use;
(c)their intended destination;
(d)their variety and quantity; and
(e)the identification number of the producer of the potatoes.
(3) In paragraph (1)(b), “Spain” has the same meaning as in paragraph 6 of Schedule 1.
Commencement Information
I24Reg. 24 in operation at 23.12.2020, see reg. 1
25.—(1) A professional operator who is introducing notifiable citrus fruits into the Union territory through a border control post in another part of the Union territory must, before their arrival at that border control post, provide written notification to the Department at the specified address of the matters referred to in paragraph (2).
(2) The matters are—
(a)the expected date of their introduction into the European Union;
(b)the name of the border control post;
(c)their volume;
(d)the identification numbers of their containers;
(e)the names, addresses and the locations of the premises in Northern Ireland at which they are to be processed.
(3) In paragraph (1)—
“notifiable citrus fruits” means fruits of Citrus L., Fortunella Swingle, Poncirus Raf., Microcitrus Swingle, Naringi Adans. or Swinglea Merr., originating in a third country, which are to be industrially processed into juice in Northern Ireland;
“specified address” means the address given by the Department from time to time for the purposes of this regulation.
Commencement Information
I25Reg. 25 in operation at 23.12.2020, see reg. 1
26.—(1) A professional operator who is bringing any of the following plants or plant products into Northern Ireland must, before or no later than four days after the date of their arrival in Northern Ireland, provide written notification to a plant health inspector of the matters referred to in paragraph (2)—
(a)plants of Castanea Mill., Fraxinus L., Olea europaea L., Pinus L., Platanus L., Prunus L., Quercus L. or Ulmus L. intended for planting, which have been grown or are suspected of having been grown in another member State;
(b)plants of Castanea Mill., Fraxinus L., Olea europaea L., Pinus L., Platanus L., Prunus L., Quercus L. or Ulmus L. intended for planting, which have been grown or are suspected of having been grown in Switzerland and to which Article 47(1) of the Official Controls Regulation does not apply; or
(c)solid fuel wood from another member State, other than solid fuel wood originating in Ireland, or solid fuel wood from a third country to which Article 47(1) of the Official Controls Regulation does not apply.
(2) The matters are—
(a)the expected date of the arrival of the consignment or, if the consignment has arrived in Northern Ireland, the date on which it first arrived in Northern Ireland;
(b)the intended destination of the consignment, or if the consignment has arrived at its intended destination in Northern Ireland, its current location;
(c)the genus, species and quantity of the plants or wood in the consignment;
(d)the country from which the plants or wood have been, or are to be consigned;
(e)in the case of plants intended for planting, the identification number of the supplier of the plants;
(f)in the case of solid fuel wood—
(i)the address of the consignor; and
(ii)details of any phytosanitary treatments applied to the wood.
(3) In this regulation “solid fuel wood” means fuel wood in the form of logs, billets, twigs, faggots or other similar forms.
Commencement Information
I26Reg. 26 in operation at 23.12.2020, see reg. 1
27.—(1) In this Part—
“ISPM 15 mark” means the mark referred to in Article 96(1) of the EU Plant Health Regulation, which may be applied to wood packaging material to attest that it has been treated in accordance with Annex I to ISPM 15;
“premises” includes any place, including any land, building, vehicle, vessel, aircraft, hovercraft, freight container, railway wagon, trailer or movable building or structure;
“wood packaging material” includes any wood or other object which is required to be treated and marked in accordance with Annex I to ISPM 15.
(2) For the purposes of regulations 32 and 33, a person “incorrectly” applies the ISPM 15 mark to wood packaging material if the person applies the mark otherwise than in the manner specified in Article 96(1) of the EU Plant Health Regulation, as read with Article 97(1) of the EU Plant Health Regulation.
Commencement Information
I27Reg. 27 in operation at 23.12.2020, see reg. 1
28.—(1) A plant health inspector may enter any premises at a reasonable time for the purpose of—
(a)performing official controls to verify that—
(i)an operator is complying with the Official Controls Regulation;
(ii)a professional operator is complying with the EU Plant Health Regulation;
(iii)a person is complying with these Regulations; or
(iv)any plants, plant products or other objects which are subject to an EU plant health rule or to the requirements in Schedule 1 comply with the rule or those requirements;
(b)carrying out other official activities which are to be performed by the Department pursuant to the Official Controls Regulation, the EU Plant Health Regulation or these Regulations;
(c)enforcing the Official Controls Regulation, the EU Plant Health Regulation or these Regulations;
(d)verifying information supplied by a person in connection with an application for registration or for an authorisation or permit granted, or to be granted, under these Regulations;
(e)ascertaining whether a condition of an authorisation or permit granted by the Department for the purpose of the EU Plant Health Regulation or the Official Controls Regulation is being, or has been, complied with.
(2) A plant health inspector must, if requested to do so, produce evidence of the inspector’s authority before entering any premises for the purposes specified in paragraph (1).
(3) Paragraph (1) does not apply to any premises which are used wholly or mainly as a private dwelling unless 24 hours’ notice has been given to the occupier.
(4) A plant health inspector who enters premises for a purpose specified in paragraph (1) or under a warrant issued by a lay magistrate may—
(a)examine, photograph or mark any part of the premises, any object on the premises or anything that is attached to or otherwise forms part of the premises;
(b)in the case of premises being used to manufacture wood packaging material, examine or test any treatment facility, machinery, tools or other equipment used for the manufacture of wood packaging material or observe and monitor the manufacture of wood packaging material;
(c)take samples of or from—
(i)any plant pest;
(ii)any plant, plant product or other object; or
(iii)any container, package or item which has been or may have been in contact with a plant pest or plant, plant product or other object;
(d)open any container or package or require the owner or person in charge of any container or package to open the container or package;
(e)inspect or make copies of any documents or records (in whatever form they may be held) relating to the production of, or any activities relating to, any plant, plant product or other object.
(5) A plant health inspector may destroy or otherwise dispose of any sample taken under this regulation when the sample is no longer required.
(6) A plant health inspector may—
(a)be accompanied—
(i)by a representative of the European Commission or an authorised officer of any competent authority designated in the Union territory for the purposes of the EU Plant Health Regulation or the Official Controls Regulation; or
(ii)such other persons as the inspector considers necessary; and
(b)bring onto the premises such equipment and vehicles as the inspector considers necessary.
(7) A plant health inspector who is accompanied by a person mentioned in paragraph (6)(a)(i) may—
(a)show the person any documents or records which are inspected by the inspector under paragraph (4)(e); and
(b)make copies, or require copies to be made, of those documents or records for that person.
(8) A person accompanying a plant health inspector under paragraph (6)(a)(ii) may—
(a)remain on the premises and from time to time re-enter the premises without a plant health inspector;
(b)bring onto the premises any equipment or vehicles that the person considers necessary; and
(c)carry out work on the premises in a manner directed by a plant health inspector.
Commencement Information
I28Reg. 28 in operation at 23.12.2020, see reg. 1
29.—(1) A lay magistrate may by signed warrant permit a plant health inspector to enter premises under regulation 16(1), 28(1) or 31(1), if necessary by reasonable force, if the lay magistrate, on sworn information in writing, is satisfied that—
(a)there are reasonable grounds to enter those premises; and
(b)any of the conditions in paragraph (2) are met.
(2) The conditions are that—
(a)entry to the premises has been, or is likely to be, refused and notice of the intention to apply for a warrant has been given to the occupier;
(b)asking for admission to the premises, or giving notice of the intention to apply for a warrant, would defeat the object of the entry;
(c)entry is required urgently;
(d)the premises are unoccupied or the occupier is temporarily absent.
(3) A warrant is valid for one month.
(4) A plant health inspector who enters any unoccupied premises must leave them as effectively secured against unauthorised entry as they were before entry.
Commencement Information
I29Reg. 29 in operation at 23.12.2020, see reg. 1
30.—(1) A plant health inspector may by notice in writing require an appropriate person to give to the inspector, within the time specified in the notice, any information which the person may possess as to—
(a)the plants grown or products stored at any time on the premises specified in the notice;
(b)any plant pest or plant, plant product or other object referred to in paragraph (4)(b); or
(c)the persons who have had, or are likely to have had, any plant pest or plant, plant product or other object referred to in paragraph (4)(b) in their possession or under their charge.
(2) The time within which the information is required to be given to the plant health inspector must be reasonable.
(3) An appropriate person must produce for examination by the plant health inspector any authorisation, official statement, certificate, plant passport, record, invoice or other document relating to a plant pest or any plant, plant product or other object specified in the notice.
(4) In this regulation “appropriate person” means—
(a)in relation to any premises to be specified in a notice under paragraph (1), a person who is the owner, occupier or other person in charge of the premises;
(b)a person who has, has had, or is reasonably suspected by the plant health inspector to have, or have had, possession or charge of—
(i)a controlled plant pest;
(ii)any plant, plant product or other object which was carrying a controlled plant pest or which was infested by or infected with a controlled plant pest; or
(iii)any plant, plant product or other object which the inspector knows or suspects to have been imported into or exported from Northern Ireland; or
(c)a person who, as auctioneer, salesman or otherwise, has sold, offered for sale or otherwise disposed of a controlled plant pest.
Commencement Information
I30Reg. 30 in operation at 23.12.2020, see reg. 1
31.—(1) If a person fails to comply with a notice served on that person under these Regulations, a plant health inspector may enter any affected premises at all reasonable times to take or cause to be taken any steps that the plant health inspector considers necessary to ensure compliance with the notice or to remedy the consequences of the failure to carry them out.
(2) A plant health inspector acting under paragraph (1) must, if requested to do so, show evidence of the inspector’s authority to act.
(3) Paragraph (1) does not apply to any premises which are used wholly or mainly as a private dwelling unless 24 hours’ notice has been given to the occupier.
(4) A plant health inspector may—
(a)be accompanied by—
(i)a representative of the European Commission; or
(ii)such other persons as the inspector considers necessary; and
(b)bring onto the premises such equipment and vehicles as the inspector considers necessary.
(5) A person accompanying a plant health inspector under paragraph (4)(a)(ii) may—
(a)remain on the premises and from time to time re-enter the premises without a plant health inspector;
(b)bring onto the premises any equipment or vehicles that the person considers necessary; and
(c)carry out work on the premises in a manner directed by a plant health inspector.
Commencement Information
I31Reg. 31 in operation at 23.12.2020, see reg. 1
32. Where a plant health inspector knows, or has reasonable grounds for suspecting, that the ISPM 15 mark has been incorrectly applied to wood packaging material, the inspector may remove the mark or, by notice in writing, require another person to remove it.
Commencement Information
I32Reg. 32 in operation at 23.12.2020, see reg. 1
33.—(1) This regulation applies where a plant health inspector knows, or has reasonable grounds for suspecting, that a person has incorrectly applied, or intends to incorrectly apply, the ISPM 15 mark to wood packaging material at any premises in Northern Ireland.
(2) The plant health inspector may seize and detain from that person or from those premises any stencil, template or other item of equipment that appears to the inspector to be capable of being used to apply the ISPM 15 mark.
(3) If, in the opinion of the plant health inspector, it is not for the time being practicable for the inspector to seize and remove any item, the inspector may require any person on the premises to secure that the item is not removed or otherwise interfered with until such time as the inspector may seize and remove it.
(4) The plant health inspector must make reasonable efforts to give written notice to the appropriate person—
(a)stating what has been seized and the reason for its seizure;
(b)explaining the effect of paragraphs (5) to (12).
(5) Any item seized under paragraph (2) may be retained by the Department for as long as is necessary in all the circumstances, and in particular for the purposes of proceedings in relation to an offence specified in regulation 40(1).
(6) The Department may apply to a magistrates’ court for an order for the forfeiture of any item retained under paragraph (5).
(7) Where an application is made under paragraph (6), the court may order the item to be forfeited if the court is satisfied that—
(a)an offence specified in regulation 40(1) has been committed in respect of it; or
(b)it was used in the commission of such an offence.
(8) If the court orders the item to be forfeited, the Department may dispose of it in whatever way it thinks appropriate.
(9) If the court does not order the item to be forfeited, it must order the item to be returned to the appropriate person.
(10) The Department may recover from the appropriate person all reasonable costs incurred by the Department for the purposes of securing the forfeiture of an item under paragraphs (6) to (8).
(11) Where the retention of any item has been, but is no longer, authorised under this regulation—
(a)the item must be returned to the appropriate person;
(b)the appropriate person may apply within three months of the date of seizure to a magistrates’ court by notice under Part VII of the Magistrates’ Courts (Northern Ireland) Order 1981(30) for an order that the item be returned.
(12) Where the item is required to be returned to the appropriate person and reasonable efforts have been made, without success, to return the item to that person, the Department may dispose of the item in whatever way it thinks appropriate.
(13) In this regulation—
“appropriate person” means—
in the case of an item seized from a person, the person from whom the item was seized;
in the case of an item seized from premises, the occupier or any other person in charge of the premises;
in the case of an item seized from a person or premises which does not belong to a person falling within paragraph (a) or (b), the person to whom it belongs and who asserts their ownership over it.
(14) Nothing in this regulation affects the powers of a plant health inspector under regulation 32.
Commencement Information
I33Reg. 33 in operation at 23.12.2020, see reg. 1
34.—(1) Any expenses incurred by the Department in carrying out official control measures under Article 66, 67, 69 or 138 of the Official Controls Regulation shall be charged to the operator responsible for the consignment and such expenses must be paid on written demand.
(2) Any unpaid sum under these Regulations may be recovered as a civil debt.
Commencement Information
I34Reg. 34 in operation at 23.12.2020, see reg. 1
35.—(1) The Commissioners for Her Majesty’s Revenue and Customs may disclose any information in their possession to the Department for the purposes of enabling or assisting the Department to carry out any function conferred on it under or by virtue of the EU Plant Health Regulation, the Official Controls Regulation or these Regulations.
(2) Nothing in paragraph (1) affects any other power or requirement of the Commissioners to disclose information.
Commencement Information
I35Reg. 35 in operation at 23.12.2020, see reg. 1
36.—(1) For the purposes of enabling a UK authority to carry out its functions under the EU Plant Health Regulation, the Official Controls Regulation, these Regulations or any equivalent regulations having effect in another part of the United Kingdom, the Department may disclose information to another UK authority or a competent authority in another part of the Union territory.
(2) Nothing in paragraph (1) affects any other power or requirement of the Department to disclose information.
(3) In this regulation “UK authority” means—
(a)in relation to Northern Ireland, the Department;
(b)in relation to England, the Secretary of State or the Forestry Commissioners;
(c)in relation to Scotland, the Scottish Ministers;
(d)in relation to Wales, the Welsh Ministers.
Commencement Information
I36Reg. 36 in operation at 23.12.2020, see reg. 1
37.—(1) A person who is aggrieved by a decision taken by the Department in accordance with Articles 55, 66(3) and (6), 67, point (b) of 137(3), and 138(1) and (2) of the Official Controls Regulation may appeal by notice to a court of summary jurisdiction.
(2) Part VII of the Magistrates’ Courts (Northern Ireland) Order 1981 applies to the proceedings(31).
(3) The period within which an appeal under paragraph (1) may be brought is one month from the date on which notice of the decision is given by the Department.
(4) The court may confirm, quash or vary the decision of the Department.
Commencement Information
I37Reg. 37 in operation at 23.12.2020, see reg. 1
38.—(1) This regulation applies to any notice given by a plant health inspector under these Regulations, other than a notice given under regulation 33(4).
(2) The notice may—
(a)specify—
(i)one or more requirements or alternative requirements;
(ii)the manner in which and the period within which any requirement or condition specified in the notice must be carried out or fulfilled; or
(b)require the owner or any other person who appears to be in charge of the premises to which the notice relates to—
(i)notify the Department of any change in occupation of the premises, the date of the change and the name of the new occupier; and
(ii)inform the new occupier of the premises of the contents of the notice.
(3) Any destruction, disposal, re-export or treatment of a plant, plant product or other object or a plant pest which is required to be carried out under the notice must be carried out, or arranged to be carried out, to the satisfaction of a plant health inspector by the person on whom the notice has been served from or at the place specified in the notice.
(4) A plant health inspector may amend or withdraw the notice by a further notice.
(5) The notice may define by reference to a map or plan or otherwise the extent of the premises referred to in the notice.
Commencement Information
I38Reg. 38 in operation at 23.12.2020, see reg. 1
39.—(1) A notice may be served on a registered operator by—
(a)delivering it personally;
(b)leaving it at, or sending it by post to, the contact address of the registered operator; or
(c)sending it to the email address that the operator has given to the Department for the service of notices.
(2) A notice may be served on any other person by—
(a)delivering it personally; or
(b)leaving it at, or sending it by post to, the person’s last known place of abode or business; or
(c)sending it to any email address that the person has given to the Department for the service of notices.
(3) If a notice is to be given by a plant health inspector to an occupier or other person in charge of premises and the last known place of abode or address of that person cannot be ascertained after reasonable enquiry, the notice may be served on that person by addressing it to “the occupier” and leaving it conspicuously affixed to an object on the premises for a period of seven days.
(4) A notice may—
(a)in the case of a body corporate (other than a limited liability partnership), be served on the secretary or clerk of that body at the address of the registered or principal office of that body;
(b)in the case of a partnership (other than a limited liability partnership, but including a Scottish partnership), be served on a partner or a person having the control or management of the partnership business at the address of the principal office of the partnership; or
(c)in the case of a limited liability partnership, be served on a member of the partnership at the address of the registered or principal office of the partnership.
(5) For the purposes of paragraph (4), the principal office of a company registered outside the United Kingdom or a partnership carrying on business outside the United Kingdom is its principal office within the United Kingdom.
(6) In this regulation—
“notice” means a notice to be given by a plant health inspector under these Regulations;
“contact address”, in relation to a registered operator, means—
the address of the operator’s principal address in the register; or
any other postal address in Northern Ireland that the operator has given to the Department as a contact address for the service of notices.
Commencement Information
I39Reg. 39 in operation at 23.12.2020, see reg. 1
40.—(1) A person commits an offence if the person contravenes or fails to comply with—
(a)regulations 24(1), 25(1) or 26(1);
(b)paragraph 2(1), 3(1), 4(2), 5(3), 7, 10(2) or (4) or 14(1) of Schedule 1;
(c)paragraphs 2(1) or (2), 3(1) or (2), 6(1) or (2), 12(1), 13(1), 14(1), 15, 20(1), 21(7), 22(2), 27(1), 28(7), 29(2) or 31(2) of Schedule 2;
(d)a provision of the EU Plant Health Regulation specified in Part 1 of Schedule 3;
(e)a provision of the Official Controls Regulation specified in Part 2 of Schedule 3 (in so far as it applies to plants, plant products or other objects which are subject to an EU plant health rule);
(f)a provision of any other EU legislation specified in Part 3 of Schedule 3;
(g)a provision of an EU emergency decision specified in Schedule 4.
(2) But paragraph (1) does not apply to anything done under, or in accordance with—
(a)an authorisation or permit which is granted under these Regulations or has effect under or by virtue of these Regulations;
(b)an approval granted under regulation 13(6); or
(c)a notice given by a plant health inspector under these Regulations, or has effect under or by virtue of these Regulations.
Commencement Information
I40Reg. 40 in operation at 23.12.2020, see reg. 1
41. A person commits an offence if the person fails to comply with—
(a)a provision or condition of a notice which has been served on the person under these Regulations or has effect under or by virtue of these Regulations;
(b)a provision or condition of an authorisation, licence or permit granted to the person under these Regulations or has effect under or by virtue of these Regulations;
(c)a provision or condition of a direction given under these Regulations.
Commencement Information
I41Reg. 41 in operation at 23.12.2020, see reg. 1
42. It is a defence for a person charged with an offence under regulation 40 or 41 to show that the person had a reasonable excuse for contravening or failing to comply with the prohibition or requirement in question.
Commencement Information
I42Reg. 42 in operation at 23.12.2020, see reg. 1
43. A person commits an offence if, for the purposes of obtaining an authorisation or a permit or procuring the issue of a plant passport or certificate, the person—
(a)knowingly or recklessly makes a statement or representation which is false in a material particular,
(b)knowingly or recklessly furnishes a document or information which is false in a material particular,
(c)intentionally fails to disclose any material information.
Commencement Information
I43Reg. 43 in operation at 23.12.2020, see reg. 1
44.—(1) A person commits an offence if the person—
(a)dishonestly issues a plant passport[F2, Northern Ireland plant health label] or a certificate,
(b)dishonestly alters a plant passport[F3, Northern Ireland plant health label] or a certificate,
(c)dishonestly re-uses a plant passport[F4, Northern Ireland plant health label] or a certificate.
(2) In paragraph (1), “certificate” means a phytosanitary certificate for export, a phytosanitary certificate for re-export or a pre-export certificate.
[F5(3) In paragraph (1) “Northern Ireland plant health label” has the meaning given in regulation 2 of the Windsor Framework (Plant Health) Regulations 2023.]
Textual Amendments
F1Words in reg. 44 heading inserted (1.10.2023) by The Windsor Framework (Enforcement etc.) Regulations 2023 (S.I. 2023/1056), regs. 1(2), 7(2)(a)
F2Words in reg. 44(1)(a) inserted (1.10.2023) by The Windsor Framework (Enforcement etc.) Regulations 2023 (S.I. 2023/1056), regs. 1(2), 7(2)(b)(i)
F3Words in reg. 44(1)(b) inserted (1.10.2023) by The Windsor Framework (Enforcement etc.) Regulations 2023 (S.I. 2023/1056), regs. 1(2), 7(2)(b)(ii)
F4Words in reg. 44(1)(c) inserted (1.10.2023) by The Windsor Framework (Enforcement etc.) Regulations 2023 (S.I. 2023/1056), regs. 1(2), 7(2)(b)(iii)
F5Reg. 44(3) inserted (1.10.2023) by The Windsor Framework (Enforcement etc.) Regulations 2023 (S.I. 2023/1056), regs. 1(2), 7(2)(c)
Commencement Information
I44Reg. 44 in operation at 23.12.2020, see reg. 1
45.—(1) A person commits an offence if the person—
(a)intentionally obstructs a plant health inspector or an authorised person acting in the execution or enforcement of the EU Plant Health Regulation, the Official Controls Regulation or these Regulations;
(b)without reasonable excuse, fails to give to a plant health inspector or an authorised person any assistance or information which the inspector or authorised person may reasonably require for those purposes;
(c)fails to produce a document or record when required to do so by a plant health inspector acting in the execution or enforcement of the EU Plant Health Regulation, the Official Controls Regulation or these Regulations.
(2) In paragraph (1), “authorised person” means a person authorised by the Department.
Commencement Information
I45Reg. 45 in operation at 23.12.2020, see reg. 1
46. A person commits an offence if the person discloses any information received from the Commissioners for Her Majesty’s Revenue and Customs under regulation 35(1) and—
(a)the information relates to a person whose identity is specified in the disclosure or can be deduced from the disclosure,
(b)the disclosure is for a purpose other than specified in regulation 35(1), and
(c)the Commissioners have not given their prior consent to the disclosure.
Commencement Information
I46Reg. 46 in operation at 23.12.2020, see reg. 1
47. It is a defence for a person charged with an offence under regulation 46 to prove that the person reasonably believed that—
(a)the disclosure was lawful; or
(b)the information had previously been made available lawfully.
Commencement Information
I47Reg. 47 in operation at 23.12.2020, see reg. 1
48.—(1) Where an offence under this Part has been committed by a body corporate and the offence is proved—
(a)to have been committed with the consent or connivance of an officer, or
(b)to be attributable to any neglect on the part of an officer,
the officer, as well as the body corporate, is guilty of the offence and liable to be proceeded against and punished accordingly.
(2) In paragraph (1), “officer”, in relation to a body corporate means—
(a)a director, manager, secretary or other similar officer of the body; or
(b)a person purporting to act in any such capacity.
(3) If the affairs of a body corporate are managed by its members, paragraph (1) applies in relation to the acts and defaults of a member in connection with the member’s functions of management as it applies to an officer of a body corporate.
Commencement Information
I48Reg. 48 in operation at 23.12.2020, see reg. 1
49.—(1) Proceedings for an offence under this Part alleged to have been committed by a partnership or an unincorporated association must be brought against the partnership or association in the name of the partnership or association.
(2) For the purposes of such proceedings—
(a)rules of court relating to the service of documents have effect as if the partnership or unincorporated association were a body corporate; and
(b)section 18 of the Criminal Justice Act (Northern Ireland) 1945 (procedure on charge of offence against corporation)(32) and Schedule 4 to the Magistrates’ Courts (Northern Ireland) Order 1981 (corporations)(33) apply in relation to the partnership or association as they apply in relation to a body corporate.
(3) A fine imposed on a partnership or unincorporated association on its conviction of an offence under this Part is to be paid out of the funds of the partnership or association.
(4) If an offence under this Part committed by a partnership is proved—
(a)to have been committed with the consent or connivance of a partner, or
(b)to be attributable to any neglect on the part of a partner,
the partner, as well as the partnership, is guilty of the offence and liable to be proceeded against and punished accordingly.
(5) In paragraph (4), “partner” includes a person purporting to act as a partner.
(6) If an offence under this Part committed by an unincorporated association (other than a partnership) is proved—
(a)to have been committed with the consent or connivance of an officer of the association, or
(b)to be attributable to any neglect on the part of such an officer,
the officer, as well as the association, is guilty of the offence and liable to be proceeded against and punished accordingly.
(7) In paragraph (6), “officer”, in relation to an unincorporated association, means—
(a)an officer of the association or a member of its governing body; or
(b)a person purporting to act in such a capacity.
Commencement Information
I49Reg. 49 in operation at 23.12.2020, see reg. 1
50.—(1) A person guilty of an offence under regulation 40(1), 41, 43, 44 or 45 is liable on summary conviction to a fine not exceeding level 5 on the standard scale.
(2) A person guilty of an offence under regulation 46 is liable—
(a)on summary conviction, to imprisonment for a term not exceeding three months, to a fine not exceeding the statutory maximum or to both;
(b)on conviction on indictment, to imprisonment for a term not exceeding two years, to a fine or to both.
Commencement Information
I50Reg. 50 in operation at 23.12.2020, see reg. 1
51.—(1) The Marketing of Vegetable Plant Material Regulations (Northern Ireland) 1995(34) are amended as follows.
(2) In regulation 2(2), after the definition of “Directive 2008/72/EC”, insert—
““the EU Plant Health Regulation” means Regulation (EU) 2016/2031 of the European Parliament of the Council on protective measures against pests of plants amending Regulations (EU) No 228/2013, (EU) No 652/2014 and (EU) No 1143/2014 of the European Parliament and of the Council and repealing Council Directives 69/464/EEC, 74/647/EEC, 93/85/EEC, 98/85/EEC, 98/57/EC, 2000/29/EC, 2006/91/EC and 2007/33/EC;(35)”.
Commencement Information
I51Reg. 51 in operation at 23.12.2020, see reg. 1
52.—(1) The Marketing of Ornamental Plant Propagating Material Regulations (Northern Ireland) 1999(36) are amended as follows.
(2) In regulation 2(1) omit the definition of “the Plant Health Official Controls Regulations”.
(3) In regulation 6A(4), in the definition of “responsible official body”, for the words from “an appropriate authority” to the end substitute “, in relation to Northern Ireland, the Department”.
(4) In regulation 7(5)—
(a)for “regulation 5 of the Plant Health Official Controls Regulations” substitute “the EU Plant Health Regulation”;
(b)at the end, omit the word “above”.
(5) In regulation 8(3), for the words from “a controlled plant pest” to “Controls Regulations” substitute “a plant pest of a description specified in Annex 2, 3 or 4 to Commission Implementing Regulation (EU) 2019/2072 establishing uniform conditions for the implementation of Regulation (EU) 2016/2031 of the European Parliament and of the Council, as regards protective measures against pests of plants”.
(6) In regulation 12(3), for the words from “if he delivers” to the end substitute “, in relation to Northern Ireland, if the supplier delivers a phytosanitary certificate for export or a phytosanitary certificate for re-export to the Department”.
Commencement Information
I52Reg. 52 in operation at 23.12.2020, see reg. 1
53.—(1) The Seed Potatoes Regulations (Northern Ireland) 2016(37) are amended as follows.
(2) In regulation 2(2),in the definition of “the Plant Health Official Controls Regulations”, for “2019” substitute “2020”.
(3) In Schedule 1—
(a)in paragraph 3(d)—
(i)in sub-paragraph (i), for “Parts 3 to 5 of Schedule 2 to” substitute “regulation 15(2) of”;
(ii)in sub-paragraph (ii), for “Part 6 of Schedule 2 to” substitute “regulation 17(2) of”.
(4) In Schedule 5—
(a)in paragraph 3(b)—
(i)in sub-paragraph (i), for “Parts 3 to 5 of Schedule 2” substitute “regulation 15(2)”;
(ii)in sub-paragraph (ii), for “Part 6 of Schedule 2” substitute “regulation 17(2)”;
(b)in paragraph 3(c)(ii), for “Schedule 15 to the Plant Health Order” substitute “Part 4 to Schedule 2 to the Plant Health Official Controls Regulations”.
Commencement Information
I53Reg. 53 in operation at 23.12.2020, see reg. 1
54.—(1) The Marketing of Fruit Plant and Propagating Material Regulations (Northern Ireland) 2017(38) are amended as follows.
(2) In regulation 2(1), omit the definition of “the Plant Health Official Controls Regulations”.
(3) In regulation 3(1), after the definition of “the Directive” insert—
““the EU Plant Health Regulation” means Regulation (EU) 2016/2031 of the European Parliament of the Council on protective measures against pests of plants amending Regulations (EU) No 228/2013, (EU) No 652/2014, and (EU) No 1143/2014 of the European Parliament and of the Council and repealing Council Directives 69/464/EEC, 74/647/EEC, 93/85/EEC, 98/85/EEC, 98/57/EC, 2000/29/EC, 2006/91/EC and 2007/33/EC;”.
(4) In regulation 11(7), for the words from “under regulation 4” to “Controls Regulations” substitute “for the purposes of the EU Plant Health Regulation”.
(5) In regulation 15(1)(g), for sub-paragraph (iii) substitute—
“a plant pest of a description specified in Annex 2 or 3 to Commission Implementing Regulation (EU) 2019/2072 establishing uniform conditions for the implementation of Regulation (EU) 2016/2031 of the European Parliament and of the Council, as regards protective measures against pests of plants;”.
Commencement Information
I54Reg. 54 in operation at 23.12.2020, see reg. 1
55.—(1) The following regulations are revoked—
(a)the Potatoes Originating in Egypt Regulations (Northern Ireland) 2004(39);
(b)the Potatoes Originating in Egypt (Amendment) Regulations (Northern Ireland) 2012(40);
(c)regulations 6 and 7 of the Plant Health and Seeds (Miscellaneous Amendments) Regulations (Northern Ireland) 2019(41);
(d)the Plant Health (Official Controls and Miscellaneous Provisions) Regulations (Northern Ireland) 2019 (“the 2019 Regulations”) but not—
(i)regulation 49 and Schedule 5, except paragraphs 1(2), 2(7), 5(2) and (6);
(ii)regulation 50 and Schedule 6.
(2) Notwithstanding their revocation by paragraph (1)(d), regulations 51, 52 and 53 of the 2019 Regulations (and regulation 2 in so far as it relates to those regulations) continue to have effect subject to the following modifications—
(a)regulation 51(3) has effect as if the reference to the 2019 Regulations were a reference to these Regulations;
(b)regulation 52(1) has effect as if the reference to regulation 21(2) of the 2019 Regulations were a reference to regulation 21(1) of these Regulations;
(c)regulation 53(1)(a) has effect as if the reference to the 2019 Regulations were a reference to these Regulations.
(3) An authorisation granted by the Department under regulation 20(2) of the 2019 Regulations which is in force immediately before the day these Regulations come into operation, remains in force and continues to have effect on and after that day, as an authorisation granted under regulation 21(1) of these Regulations.
(4) Any notice given under the 2019 Regulations which is in force immediately before the day these Regulations come into operation, remains in force and continues to have effect on and after that day, as a notice given under these Regulations.
Commencement Information
I55Reg. 55 in operation at 23.12.2020, see reg. 1
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