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The Financial Services and Markets Act 2000 (Exemption) Order 2001

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  1. Introductory TextNext Match

  2. 1.Citation and commencementPrevious MatchNext Match

  3. 2.InterpretationPrevious MatchNext Match

  4. 3.Persons exempt in respect of any regulated activity other than insurance businessPrevious MatchNext Match

  5. 4.Persons exempt in respect of accepting depositsPrevious MatchNext Match

  6. 5.Persons exempt in respect of particular regulated activitiesPrevious MatchNext Match

  7. 5A.Persons exempt in respect of administering a benchmarkPrevious MatchNext Match

  8. 6.Transitional exemption for credit unionsPrevious MatchNext Match

  9. SignaturePrevious MatchNext Match

    1. SCHEDULEPrevious MatchNext Match

      1. PART I PERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY OTHER THAN INSURANCE BUSINESSPrevious MatchNext Match

        1. 1.The Bank of England. Previous MatchNext Match

        2. 2.. . . . . . . . . ....Previous MatchNext Match

        3. 3.. . . . . . . . . ....Previous MatchNext Match

        4. 4.. . . . . . . . . ....Previous MatchNext Match

        5. 5.. . . . . . . . . ....Previous MatchNext Match

        6. 6.. . . . . . . . . ....Previous MatchNext Match

        7. 7.The European Investment Bank. Previous MatchNext Match

        8. 8.The International Bank for Reconstruction and Development. Previous MatchNext Match

        9. 9.The International Finance Corporation. Previous MatchNext Match

        10. 10.The International Monetary Fund. Previous MatchNext Match

        11. 11.The African Development Bank. Previous MatchNext Match

        12. 12.The Asian Development Bank. Previous MatchNext Match

        13. 13.The Caribbean Development Bank. Previous MatchNext Match

        14. 14.The Inter-American Development Bank. Previous MatchNext Match

        15. 15.The European Bank for Reconstruction and Development. Previous MatchNext Match

        16. 15A.Bank for International Settlements. Previous MatchNext Match

        17. 15B.Bank of England Asset Purchase Facility Fund Limited Previous MatchNext Match

        18. 15C.Covid Corporate Financing Facility Limited. Previous MatchNext Match

        19. 15D.UK Infrastructure Bank Limited. Previous MatchNext Match

      2. PART II PERSONS EXEMPT IN RESPECT OF ACCEPTING DEPOSITSPrevious MatchNext Match

        1. 16.A municipal bank, that is to say a company which...Previous MatchNext Match

        2. 17.  (1) Keesler Federal Credit Union, in so far as...Previous MatchNext Match

        3. 18.A body of persons certified as a school bank by...Previous MatchNext Match

        4. 19.. . . . . . . . . ....Previous MatchNext Match

        5. 20.  (1) Any body which by virtue of any enactment...Previous MatchNext Match

        6. 21.The Council of Europe Development Bank. Previous MatchNext Match

        7. 22.A charity, in so far as it accepts deposits— Previous MatchNext Match

        8. 23.The National Children’s Charities Fund in so far as— Previous MatchNext Match

        9. 24.An industrial and provident society, in so far as it...Previous MatchNext Match

        10. 24A.. . . . . . . . . ....Previous MatchNext Match

        11. 25.. . . . . . . . . ....Previous MatchNext Match

      3. PART III PERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY MENTIONED IN ARTICLE 5(1)Previous MatchNext Match

        1. 26.The National Debt Commissioners. Previous MatchNext Match

        2. 27.Partnerships UK. Previous MatchNext Match

        3. 28.The International Development Association. Previous MatchNext Match

        4. 29.The English Tourist Board. Previous MatchNext Match

        5. 30..... Previous MatchNext Match

        6. 31.VisitScotland. Previous MatchNext Match

        7. 32.The Northern Ireland Tourist Board. Previous MatchNext Match

        8. 33.Scottish Enterprise. Previous MatchNext Match

        9. 33A.Invest Northern Ireland. Previous MatchNext Match

        10. 34.The Multilateral Investment Guarantee Agency. Previous MatchNext Match

        11. 34A.The Board of the Pension Protection Fund. Previous MatchNext Match

        12. 34B.Capital for Enterprise Limited, in so far as in carrying...Previous MatchNext Match

        13. 34C.BIS (Postal Services Act 2011) Company Limited. Previous MatchNext Match

        14. 35.A person acting as an official receiver within the meaning...Previous MatchNext Match

        15. 36.. . . . . . . . . ....Previous MatchNext Match

        16. 37.. . . . . . . . . ....Previous MatchNext Match

        17. 38.A person acting as a judicial factor. Previous MatchNext Match

        18. 39.. . . . . . . . . ....Previous MatchNext Match

      4. PART IV PERSONS EXEMPT IN RESPECT OF PARTICULAR REGULATED ACTIVITIESPrevious MatchNext Match

        1. Enterprise schemes

          1. 40.  (1) Any body corporate which has as its principal...

        2. Employee share schemes in electricity industry sharesPrevious MatchNext Match

          1. 41.  (1) Each of the persons to whom this paragraph...Previous MatchNext Match

        3. Gas industryPrevious MatchNext Match

          1. 42.  (1) Transco plc is exempt from the general prohibition...Previous MatchNext Match

        4. Trade unions and employers’ associationsPrevious MatchNext Match

          1. 43.  (1) A trade union or employers’ association is exempt...Previous MatchNext Match

        5. CharitiesPrevious MatchNext Match

          1. 44.  (A1) A charity is exempt from the general prohibition...Previous MatchNext Match

        6. Schemes established under the Trustee Investments Act 1961Previous MatchNext Match

          1. 45.A person acting in his capacity as manager or operator...Previous MatchNext Match

        7. Former members of Lloyd’sPrevious MatchNext Match

          1. 46.Any person who ceased to be an underwriting member (within...Previous MatchNext Match

        8. Local authoritiesPrevious MatchNext Match

          1. 47.. . . . . . . . . ....Previous MatchNext Match

        9. Social housingPrevious MatchNext Match

          1. 48.(1) A relevant housing body is exempt from the general...Previous MatchNext Match

        10. Electricity industryPrevious MatchNext Match

          1. 49.(1) NGC is exempt from the general prohibition in respect...Previous MatchNext Match

        11. Freight forwarders and storage firmsPrevious MatchNext Match

          1. 50.(1) A freight forwarder or storage firm is exempt from...Previous MatchNext Match

        12. Policyholder AdvocatesPrevious MatchNext Match

          1. 51.(1) A person acting as a policyholder advocate is exempt...Previous MatchNext Match

        13. Official receivers etc.Previous MatchNext Match

          1. 52.(1) A person acting as— (a) . . . ....Previous MatchNext Match

        14. Cycle to workPrevious MatchNext Match

          1. 53.(1) An employer who provides or makes available to their...Previous MatchNext Match

        15. Tracing agentsPrevious MatchNext Match

          1. 54.(1) A person who takes steps to ascertain the identity...Previous MatchNext Match

        16. Persons who carry on activities for the service of certain documentsPrevious MatchNext Match

          1. 54A.(1) A person who serves, or takes steps to serve,...Previous MatchNext Match

        17. Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated credit agreementPrevious MatchNext Match

          1. 55.(1) A person within the description in sub-paragraph (3) (“P”)...Previous MatchNext Match

        18. Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated consumer hire agreementPrevious MatchNext Match

          1. 56.(1) A person within the description in sub-paragraph (3) (“P”)...Previous MatchNext Match

        19. Student Loans CompanyPrevious MatchNext Match

          1. 57.(1) The Student Loans Company Limited is exempt from the...Previous MatchNext Match

        20. Norges BankPrevious MatchNext Match

          1. 58.Norges Bank is exempt from the general prohibition in respect...Previous MatchNext Match

  11. Explanatory NotePrevious Match

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