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- Point in Time (31/12/2020)
- Original (As made)
There are currently no known outstanding effects for the The Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001.
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PART II AUTHORISATIONS AND RESTRICTIONS UNDER OLD LAW
CHAPTER I APPLICATIONS, NOTICES OF INTENTION TO REFUSE AND SURRENDERS OF AUTHORISATION
Notices of intention to refuse applications for authorisation or variation of suspension
5.Notice of intention to refuse application for authorisation or variation of suspension under the Financial Services Act
6.Notice of intention to refuse application for authorisation under the Banking Act
7.Notice of intention to refuse application for variation of limited prohibition under the 2BCD or ISD Regulations
CHAPTER II NOTICES TO WITHDRAW, SUSPEND OR RESTRICT AUTHORISATION
Notices under the Financial Services Act
10.Notice of intention to withdraw or suspend authorisation under section 29 of the Financial Services Act: time for reference not expired
11.Withdrawal or suspension of authorisation under section 29 of the Financial Services Act: time for reference expired
12.Notice of intention to terminate or suspend authorisation under section 33 of the Financial Services Act: time for reference not expired
13.Termination or suspension of authorisation under section 33 of the Financial Services Act: time for reference expired
Notices under the 2BCD Regulations and the ISD Regulations
20.Notices under the ISD Regulations or the 2BCD Regulations
21.Effect of notices under the ISD Regulations or the 2BCD Regulations after commencement
22.Prohibition in relation to investment services under the ISD Regulations or the 2BCD Regulations: time for reference expired
23.Alteration of restrictions imposed under 2BCD Regulations
24.Notice by the Director General of Fair Trading of intention to impose a prohibition etc. under the ISD Regulations or 2BCD Regulations
CHAPTER I PROCEDURES TAKING EFFECT AFTER COMMENCEMENT AS PROCEDURES UNDER THE ACT
27.Notice of intention to refuse application or to impose conditions
30.Mutual societies: notice of intention to impose conditions
31.Notice of intention to give a direction under section 51 of Friendly Societies Act
32.Proceedings under section 52A of the Friendly Societies Act
33.Conditions imposed under section 42A of the Building Societies Act but not confirmed before commencement
34.Notice of intention to give a direction under section 50 of the Building Societies Act
PART IV COLLECTIVE INVESTMENT SCHEMES
CHAPTER I APPLICATIONS FOR AUTHORISATION ETC.
40.Notice of proposed alteration or change of trustee of unit trust scheme
41.Notice of proposed change of manager of unit trust scheme
42.Notice of intention to start marketing scheme constituted in another EEA State
43.Notice by scheme authorised in a designated country or territory
44.Applications by other overseas schemes for individual recognition
45.Notice of proposed alterations in respect of an individually recognised scheme
CHAPTER II NOTICES OF REVOCATION OF AUTHORISATION OR RECOGNITION
PART V OTHER PROCEDURES PENDING AT COMMENCEMENT
PART VI PROCEEDINGS OF RECOGNISED SELF-REGULATING ORGANISATIONS
CHAPTER II EXPEDITED DECISION NOTICES, ETC.
PART VIII PARTLY COMPLETED EXERCISE OF EEA RIGHTS
CHAPTER I REFERENCES TO THE FINANCIAL SERVICES TRIBUNAL
103.Request for reference: further consideration by the Authority
106.Task of the Financial Services Tribunal on transitional reference
107.Appropriate decisions on determination of transitional reference
108.Modification of section 100 of Financial Services Act in relation to transitional reference
110.Decisions taken by the Authority giving effect to Financial Services Tribunal recommendations
CHAPTER III APPEALS TO FRIENDLY SOCIETIES ACT TRIBUNAL
119.Preservation of right of appeal under Friendly Societies Act
120.Application of Friendly Societies Act to transitional appeals
121.Task of friendly society tribunal in relation to a transitional friendly society appeal
122.Decisions taken by the Authority giving effect to friendly society tribunal determinations
124.Modifications to Friendly Societies Appeal Tribunal Regulations 1993
CHAPTER IV APPEALS TO BUILDING SOCIETIES ACT TRIBUNAL
126.Preservation of right of appeal under Building Societies Act
127.Application of original Building Societies Act to transitional appeals
128.Task of the building society tribunal in relation to a transitional building society appeal
129.Decisions taken by the Authority giving effect to building society tribunal determinations
131.Modifications to Building Societies Appeal Tribunal Regulations 1987
Modification of the Financial Services and Markets Tribunal Rules
1.In this Schedule— (a) “the Rules” means The Financial Services...
2.The Tribunal may adapt the Rules when considering a reference...
3.Where a matter is referred to the Tribunal under article...
4.The references in the following rules to “the Authority notice”...
5.In a reference where the applicant is the Authority, rule...
12.The duties of the Authority to set out information under...
13.Where a matter is referred to the Tribunal under article...
14.The references in the following rules to “the Authority notice”...
15.The references in the following rules to the “referred action”...
16.The duties of the Authority to set out information under...
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