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The Financial Conglomerates and Other Financial Groups Regulations 2004
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- 2004 No. 1862
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The Financial Conglomerates and Other Financial Groups Regulations 2004 is up to date with all changes known to be in force on or before 22 November 2024. There are changes that may be brought into force at a future date.
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PART 2 Exercise of supplementary supervision of regulated entitiesin a financial conglomerate
2.Notification of identification as a financial conglomerate and choice of co-ordinator
3.Exercise of functions under Part IV of the Act for the purposes of carrying on supplementary supervision
4.Exercise of functions under section 138A of the Act for the purposes of carrying on supplementary supervision
5.Consultation in the case of major sanctions or exceptional measures
PART 3 Supplementary supervision of third-country financial conglomeratesand third-country groups
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