Search Legislation

Advanced Search

The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

Help about what version

What Version

  • Latest available (Revised)
  • Original (As made)

Status:

This is the original version (as it was originally made). This item of legislation is currently only available in its original format.

Regulation 2

SCHEDULEMeaning of referral fees authorised person

1.  A “referral fees authorised person” means an authorised person falling within paragraph 2 or 4.

2.  An authorised person falls within this paragraph if the authorised person has permission—

(a)given under Part 4A of the 2000 Act, or

(b)resulting from any other provision of that Act,

to carry on regulated activities that consist of or include one or more of the regulated activities referred to in paragraph 3.

3.  The regulated activities referred to in this paragraph are—

(a)the activity specified by article 10(1) of the Regulated Activities Order(1) (effecting a contract of insurance as principal);

(b)the activity specified by article 10(2) of the Regulated Activities Order (carrying out a contract of insurance as principal);

(c)the activity specified by article 39A of the Regulated Activities Order(2) (assisting in the administration and performance of a contract of insurance);

(d)in relation to the investment specified by article 75 of the Regulated Activities Order (contracts of insurance)—

(i)the activity specified by article 21 of the Regulated Activities Order(3) (dealing in investments as agent);

(ii)the activity specified by article 25(1) of the Regulated Activities Order(4) (arranging deals in investments);

(iii)the activity specified by article 25(2) of the Regulated Activities Order (arranging deals in investments);

(iv)the activity specified by article 53 of the Regulated Activities Order(5) (advising on investments);

(e)the activity specified by article 57 of the Regulated Activities Order (managing the underwriting capacity of a Lloyd’s syndicate);

(f)the activity specified by article 58 of the Regulated Activities Order (arranging deals in contracts of insurance written at Lloyd’s);

(g)the activity specified by article 64 of the Regulated Activities Order(6) (agreeing to carry on specified kinds of activity), so far as it relates to any kind of activity referred to in sub-paragraphs (c) to (f).

4.  An authorised person (“A”) falls within this paragraph if A is a member of a group which includes an authorised person falling within paragraph 2.

5.  In this Schedule—

“group” has the meaning given in section 421 of the 2000 Act;(7)

“regulated activity” has the meaning given in section 22 of the 2000 Act;(8)

“Regulated Activities Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.(9)

(2)

Article 39A was inserted by S.I. 2003/1476.

(3)

As amended by S.I. 2003/1476.

(4)

As amended by S.I. 2003/1476, S.I. 2006/3384.

(5)

As amended by S.I. 2003/1476.

(7)

As amended by S.I. 2008/948.

(8)

As amended by section 7(1) of the Financial Services Act 2012.

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Impact Assessments

Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:

  • Why the government is proposing to intervene;
  • The main options the government is considering, and which one is preferred;
  • How and to what extent new policies may impact on them; and,
  • The estimated costs and benefits of proposed measures.
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources