The Single European Sky (National Supervisory Authority) Regulations 2013

Statutory Instruments

2013 No. 2620

Civil Aviation

The Single European Sky (National Supervisory Authority) Regulations 2013

Made

23rd October 2013

Laid before Parliament

29th October 2013

Coming into force

12th December 2013

The Secretary of State is designated(1) for the purposes of section 2(2) of the European Communities Act 1972(2) in relation to measures relating to air transport.

In exercise of the powers conferred by that section the Secretary of State makes the following Regulations.

Citation, commencement and revocation U.K.

1.—(1) These Regulations may be cited as the Single European Sky (National Supervisory Authority) Regulations 2013 and come into force on 12th December 2013.

(2) The Single European Sky (National Supervisory Authority) Regulations 2004(3) are revoked.

(3) The Single European Sky (Functions of the National Supervisory Authority) Regulations 2006(4) are revoked.

Commencement Information

I1 Reg. 1 in force at 12.12.2013, see reg. 1(1)

Interpretation U.K.

2.  In these Regulations—

“the CAA” means the Civil Aviation Authority;

“the framework Regulation” means Regulation (EC) No 549/2004(5) of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the Single European Sky;

“the interoperability Regulation” means Regulation (EC) No 552/2004(6) of the European Parliament and of the Council of 10 March 2004 on the interoperability of the European Air Traffic Management network;

“the service provision Regulation” means Regulation (EC) No 550/2004(7) of the European Parliament and of the Council of 10 March 2004 on the provision of air navigation services in the Single European Sky;

“air navigation services”, “air navigation service providers”, “air traffic services” and “meteorological services” have the same meaning as in Article 2 of the framework Regulation.

Commencement Information

I2 Reg. 2 in force at 12.12.2013, see reg. 1(1)

National Supervisory Authority U.K.

3.—(1) The CAA is the national supervisory authority for the purpose of performing the tasks and functions assigned to such an authority under the measures listed in Schedule 1.

(2) Section 4 of the Civil Aviation Act 1982(8) (general objectives of the CAA) does not apply to the tasks and functions to which regulations 3(1) and 4 apply.

Commencement Information

I3 Reg. 3 in force at 12.12.2013, see reg. 1(1)

Designation of the competent authority U.K.

4.  The CAA is the competent authority for the purposes of Article 12(4) of the service provision Regulation.

Commencement Information

I4 Reg. 4 in force at 12.12.2013, see reg. 1(1)

Tasks and functions of the CAA under the service provision Regulation U.K.

5.  The CAA must perform the tasks and functions listed in the second column of Table 1 required by the associated Articles of the service provision Regulation listed in the first column of that Table.

Table 1

Service Provision Regulation	Task/Function
Article 7(8)	Recognition of certification issued in accordance with Article 7 in any other Member State.
Articles 8(1), 8(3) and 8(4)	Designation of air traffic service providers.
Article 8(6)	Informing the Commission and other Member States of any decision under Articles 8(1), 8(3) and 8(4) regarding the designation of air traffic service providers.
Article 9(1)	Designation of meteorological service providers.
Article 9(2)	Informing the Commission and other Member States of any designation of a meteorological service provider under Article 9(1).
Article 10(3)	Approval of working relationships between air traffic service providers and between meteorological service providers under Article 10(3).

Commencement Information

I5 Reg. 5 in force at 12.12.2013, see reg. 1(1)

Tasks and functions of the CAA under the interoperability Regulation U.K.

6.—(1) The CAA must perform the tasks and functions listed in the second column of Table 2 required by the associated Articles of the interoperability Regulation in the first column of that Table.

Table 2

Interoperability Regulation	Task/Function
Article 3	Enforcement of the implementing rules made under Article 3 that are listed in Schedule 2.
Article 10(2a)	Declaration of systems and constituents of the EATMN as compliant with the essential requirements and exempt from the provisions of Articles 5 and 6 of the interoperability Regulation.

(2) In this regulation “EATMN” means the European air traffic management network as described at Article 1 of the interoperability Regulation.

Commencement Information

I6 Reg. 6 in force at 12.12.2013, see reg. 1(1)

Regional cooperation U.K.

7.  In accordance with Article 2(6) of the service provision Regulation, the CAA may conclude agreements with other national supervisory authorities regarding the division of responsibilities in relation to supervisory tasks and functions.

Commencement Information

I7 Reg. 7 in force at 12.12.2013, see reg. 1(1)

Review U.K.

8.—(1) The Secretary of State must from time to time—

(a) carry out a review of these Regulations,

(b) set out the conclusions of the review in a report, and

(c) publish the report.

(2) In carrying out the review the Secretary of State must, so far as is reasonable, have regard to how the Regulations listed in Schedule 1 to these Regulations are implemented in other Member States.

(3) The report must in particular—

(a) set out the objectives intended to be achieved by the regulatory system established by these Regulations,

(b) assess the extent to which those objectives are achieved, and

(c) assess whether those objectives remain appropriate and, if so, the extent to which they could be achieved with a system that imposes less regulation.

(4) The first report under this regulation must be published before the end of the period of five years beginning with the day on which these regulations come into force.

(5) Reports under this regulation are afterwards to be published at intervals not exceeding five years.

Commencement Information

I8 Reg. 8 in force at 12.12.2013, see reg. 1(1)

Signed by authority of the Secretary of State

Robert Goodwill

Parliamentary Under Secretary of State

Department for Transport

Regulation 3(1)

SCHEDULE 1 U.K. List of measures for which the CAA is the National Supervisory Authority

1.  The framework Regulation. U.K.

Commencement Information

I9 Sch. 1 para. 1 in force at 12.12.2013, see reg. 1(1)

2.  The service provision Regulation. U.K.

Commencement Information

I10 Sch. 1 para. 2 in force at 12.12.2013, see reg. 1(1)

3.  Regulation (EC) No 551/2004(9) of the European Parliament and of the Council of 10 March 2004 on the organisation and use of the airspace in the Single European Sky (the airspace Regulation). U.K.

Commencement Information

I11 Sch. 1 para. 3 in force at 12.12.2013, see reg. 1(1)

4.  The interoperability Regulation. U.K.

Commencement Information

I12 Sch. 1 para. 4 in force at 12.12.2013, see reg. 1(1)

Regulation 6(1)

[F1 SCHEDULE 2 U.K. List of implementing rules made under Article 3 of the interoperability Regulation for which the CAA is the enforcing authority

Textual Amendments

F1 Sch. 2 substituted (10.1.2019) by The Single European Sky (National Supervisory Authority) (Amendment) Regulations 2018 (S.I. 2018/1331), reg. 1, Sch.

1.   Commission Regulation (EC) No 1032/2006 of 6 July 2006 laying down requirements for automatic systems for the exchange of flight data for the purpose of notification, coordination and transfer of flights between air traffic control units, as amended by Commission Regulation (EC) No 30/2009. U.K.

2.   Commission Regulation (EC) No 1033/2006 of 4 July 2006 laying down the requirements on procedures for flight plans in the pre-flight phase for the single European sky, as amended by Commission Implementing Regulations (EU) No 923/2012, (EU) No 428/2013, (EU) No 2016/2120 and (EU) No 2018/139. U.K.

3.   Commission Regulation (EC) No 633/2007 of 7 June 2007 laying down requirements for the application of a flight message transfer protocol used for the purpose of notification, coordination and transfer of flights between air traffic control units, as amended by Commission Regulation (EU) No 283/2011. U.K.

4.   Commission Regulation (EC) No 29/2009 of 16 January 2009 laying down requirements on data link services for the single European sky, as amended by Commission Implementing Regulations (EU) No 441/2014 and (EU) No 2015/310. U.K.

5.   Commission Regulation (EC) No 30/2009 of 16 January 2009 amending Regulation (EC) No 1032/2006 as far as the requirements for automatic systems for the exchange of flight data supporting data link services are concerned. U.K.

6.   Commission Regulation (EC) No 262/2009 of 30 March 2009 laying down requirements for the coordinated allocation and use of Mode S interrogator codes for the single European sky, as amended by Commission Implementing Regulation (EU) No 2016/2345. U.K.

7.   Commission Regulation (EU) No 73/2010 of 26 January 2010 laying down requirements on the quality of aeronautical data and aeronautical information for the single European sky, as amended by Commission Implementing Regulation (EU) No 1029/2014. U.K.

8.   Commission Decision (C(2011) 2611) of 20 May 2011 on exemptions under Article 14 of Commission Regulation (EC) No 29/2009. U.K.

9.   Commission Regulation (EU) No 283/2011 of 22 March 2011 amending Regulation (EC) No 633/2007 as regards the transitional arrangements referred to in Article 7. U.K.

10.   Commission Implementing Regulation (EU) No 1206/2011 of 22 November 2011 laying down requirements on aircraft identification for surveillance of the single European sky. U.K.

11.   Commission Implementing Regulation (EU) No 1207/2011 of 22 November 2011 laying down requirements for the performance and the interoperability of surveillance for the single European sky, as amended by Commission Implementing Regulations (EU) No 1028/2014 and (EU) No 2017/386. U.K.

12.   Commission Implementing Decision (C(2011) 9074) of 9 December 2011 on exemptions under Article 14 of Commission Regulation (EC) No 29/2009. U.K.

13.   Commission Implementing Regulation (EU) No 1079/2012 of 16 November 2012 laying down requirements for voice channels spacing for the single European sky, as amended by Commission Implementing Regulations (EU) No 657/2013, (EU) No 2016/2345 and (EU) 2017/2160. U.K.

14.   Commission Implementing Regulation (EU) No 428/2013 of 8 May 2013 amending Regulation (EC) 1033/2006 as regards the ICAO provisions referred to in Article 3(1) and repealing Regulation (EU) No 929/2010. U.K.

15.   Commission Implementing Regulation (EU) No 657/2013 of 10 July 2013 amending Implementing Regulation (EU) No 1079/2012 laying down requirements for voice channels spacing for the single European sky. U.K.

16.   Commission Implementing Regulation (EU) No 1028/2014 of 26 September 2014 amending Commission Implementing Regulation (EC) No 1207/2011 laying down requirements for the performance and the interoperability of surveillance for the single European sky. U.K.

17.   Commission Implementing Regulation (EU) No 1029/2014 of 26 September 2014 amending Regulation (EC) No 73/2010 laying down requirements on the quality of aeronautical data and aeronautical information for the single European sky. U.K.

18.   Commission Implementing Regulation (EU) No 2015/310 of 26 February 2015 amending Regulation (EC) No 29/2009 laying down requirements on data link services for the single European sky and repealing Implementing Regulation (EU) No 441/2014. U.K.

19.   Commission Implementing Regulation (EU) 2016/2120 of 2 December 2016 amending (EC) No 1033/2006 as regards the provisions referred to in Article 3(1). U.K.

20.   Commission Implementing Regulation (EU) 2016/2345 of 14 December 2016 amending Regulation (EC) No 262/2009 and Implementing Regulation (EU) No 1079/2012 as regards references to ICAO provisions. U.K.

21.   Commission Implementing Regulation (EU) 2017/386 of 6 March 2017 amending Implementing Regulation (EU) No 1207/2011 laying down requirements for the performance and the interoperability of surveillance for the single European sky. U.K.

22.   Commission Implementing Regulation (EU) 2017/2160 of 20 November 2017 amending Implementing Regulation (EU) No 1079/2012 as regards certain references to ICAO provisions. U.K.

23.   Commission Implementing Regulation (EU) 2018/139 of 29 January 2018 amending Regulation (EC) No 1033/2006 as regards references to ICAO provisions.] U.K.

EXPLANATORY NOTE

(This note is not part of the Regulations)

These Regulations revoke and replace the Single European Sky (National Supervisory Authority) Regulations 2004 (S.I. 2004/1958) (the 2004 Regulations) and the Single European Sky (Functions of the National Supervisory Authority) Regulations 2006 (S.I. 2006/3104) (the 2006 Regulations) reflecting the updates introduced by Regulation (EC) 1070/2009 (OJ L 300, 14.11.2009, p.34).

The legislative basis for the European Single European Sky initiative consists of four high-level EU Regulations: the framework Regulation (No 549/2004) OJ L 96, 31.3.2004, p.1, the service provision Regulation (No 550/2004) OJ L 96, 31.3.2004, p.10, the airspace Regulation (No 551/2004) OJ L 96, 31.3.2004, p.20 and the interoperability Regulation (No 552/2004) OJ L 96, 31.3.2004, p.26. The 2004 Regulations and the 2006 Regulations implemented certain provisions of the EU Regulations. The EU Regulations have since been amended by Regulation (EC) 1070/2009 of the European Parliament and of the Council of 21 October 2009. These Regulations reflect the changes made by those amending EU Regulations.

Regulation 1 revokes the 2004 Regulations and the 2006 Regulations.

Regulation 3(1) provides for the continuation of the Civil Aviation Authority (CAA) as the United Kingdom’s national supervisory authority for the purpose of performing the tasks and functions assigned to such an authority under the measures listed in Schedule 1 to these Regulations. By virtue of regulation 3(2), section 4 of the Civil Aviation Act 1982 does not apply to the tasks and functions to which regulations 3(1) and 4 apply.

Regulation 4 provides for the continuation of the CAA as the competent authority for the purpose of Article 12(4) of the service provision Regulation. As such a competent authority, the CAA has a right of access to the accounts of those providing air navigation services in the United Kingdom.

Regulation 5 requires the CAA to perform the tasks and functions specified in Table 1. Those relate to the mutual recognition of certification, the designation of air traffic services and meteorological services in the United Kingdom and its airspace, informing the Commission and other Member States of any decisions relating to such designations, and the approval of working relationships between air traffic service providers and between certain meteorological service providers.

Regulation 6 requires the CAA to perform the tasks and functions in and arising under the interoperability Regulation. The first entry in Table 2 confers responsibility on the CAA for enforcement of implementing rules made under Article 3 of the interoperability Regulation that are listed in Schedule 2. The second entry relates to the declaration by the CAA of systems and constituents of the European Air Traffic Management Network (EATMN) as compliant with the essential requirements and exempt from the requirements of EU declarations on conformity and verification under the interoperability Regulation.

Regulation 7 authorises the CAA to conclude arrangements with other national supervisory authorities regarding the division of responsibilities in relation to supervisory tasks and functions.

Regulation 8 requires the Secretary of State to review the operation and effect of these Regulations and publish a report within five years after they come into force and within every five years after that. Following a review it will fall to the Secretary of State to consider whether the Regulations should remain as they are, or be revoked or be amended. A further instrument would be needed to revoke the Regulations or to amend them.

A regulatory impact assessment of the effect that this instrument will have on the costs of business and the voluntary sector is available from the Department for Transport, Great Minster House, 33 Horseferry Road, London, SW1P 4DR and is annexed to the Explanatory Memorandum which is available alongside this instrument at http://www.legislation.gov.uk.

(1)

S.I. 1993/2661.

(2)

1972 c.68. Section 2(2) was amended by section 27(1)(a) of the Legislative and Regulatory Reform Act 2006 (c.51), and Part 1 of the Schedule to, the European Union (Amendment) Act 2008 (c.7). By virtue of the amendment of section 1(2) of the European Communities Act 1972 by section 1 of the European Economic Area Act 1993 (c.51), regulations may be made under section 2(2) of the European Communities Act 1972 to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed at Brussels on 17th March 1993 (Cm 2183).

(3)

S.I. 2004/1958.

(4)

S.I. 2006/3104.

(5)

OJ L 96, 31.3.2004, p.1. This Regulation was amended by Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009 (OJ No L 300, 14.11.2009, p.34.)

(6)

OJ L 96, 31.3.2004, p.26. This Regulation was amended by Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009 (OJ No L 300, 14.11.2009, p.34).

(7)

OJ L 96, 31.3.2004, p.10. This Regulation was amended by Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009 (OJ No L 300, 14.11.2009, p.34).

(8)

1982 c.16. Section 4 has been amended but those amendments are not relevant to these Regulations.

(9)

OJ L 96, 31.3.2004, p.20. This Regulation was amended by Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009 (OJ No L300, 14.11.2009, p.34.)