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The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014

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The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 is up to date with all changes known to be in force on or before 02 December 2024. There are changes that may be brought into force at a future date. Help about Changes to Legislation

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  1. Introductory Text

  2. PART 1 GENERAL

    1. 1.Citation, commencement and interpretation

    2. 2.Relevant financial institution

    3. 3.Securitisation companies and structured finance vehicles: definitions

  3. PART 2 EXCLUDED ACTIVITIES AND EXCEPTIONS

    1. 4.Excluded activities: dealing in investments as principal

    2. 5.Excluded activities: commodities trading

    3. 6.Excluded activities: general exceptions

    4. 7.Excluded activities: securitisation and covered bonds

    5. 8.Excluded activities: central bank exemption

    6. 9.Excluded activities: derivatives

    7. 10.Derivatives: forward contracts and swaps

    8. 11.Derivatives: options and swaptions

    9. 12.Derivatives: general conditions

  4. PART 3 PROHIBITIONS AND EXCEPTIONS

    1. 13.Prohibitions: inter-bank payment systems

    2. 14.Prohibitions: financial institution exposures

    3. 15.Financial institutions exposures: trade finance

    4. 16.Financial institutions exposure: securitisation and covered bonds

    5. 17.Financial institution exposures: conduit lending

    6. 18.Financial institution exposures: repo transactions

    7. 19.Financial institution exposures: ancillary exposures

    8. 19A.Financial institution exposures: financing of infrastructure projects

    9. 19B.Financial institution exposures: changes in status of counterparties

    10. 20.Prohibitions: Non-EEA branches and subsidiaries

    11. 21.Transitional provision

  5. Signature

    1. SCHEDULE

      1. 1.The European Union.

      2. 2.The European Atomic Energy Community.

      3. 3.The European Financial Stability Mechanism.

      4. 4.The European Financial Stability Facility.

      5. 5.The European Financial Stabilisation Mechanism.

      6. 6.The International Monetary Fund.

      7. 7.The Bank for International Settlements.

      8. 8.The European Investment Bank.

      9. 9.The European Investment Fund.

      10. 10.The Council of Europe Development Bank.

      11. 11.The International Bank for Reconstruction and Development.

      12. 12.The International Finance Corporation.

      13. 13.The African Development Bank.

      14. 14.The Asian Development Bank.

      15. 15.The Inter-American Development Bank.

      16. 16.The European Bank for Reconstruction and Development.

      17. 17.The Islamic Development Bank.

      18. 18.The International Finance Facility for Immunisation.

      19. 19.The Caribbean Development Bank.

      20. 20.The Nordic Development Bank.

      21. 21.The Multilateral Investment Guarantee Agency.

  7. Explanatory Note

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