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The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
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- UK Statutory Instruments
- 2016 No. 715
- PART 3
- CHAPTER 1
- Regulation 4
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The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016, Section 4 is up to date with all changes known to be in force on or before 06 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Regulation 4:
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
Meaning of “non-authorised counterparty”U.K.
This section has no associated Explanatory Memorandum
4. In this Part a “non-authorised counterparty” is a financial or non-financial counterparty which is not—
(a)an authorised person;
(b)a recognised investment exchange; F1...
(c)a recognised central counterparty [F2; or
(d)a recognised CSD.]
Textual Amendments
F1Word in reg. 4(b) omitted (28.11.2017) by virtue of The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 43(4)(a) (with regs. 7(4), 9(1))
F2Reg. 4(d) and word inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 43(4)(b) (with regs. 7(4), 9(1))
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